13F-HR filed by Providence Capital Advisors, LLC
Providence Capital Advisors, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-04, with 192 holding rows worth $176,283,000.
- Accession
- 0001730814-20-000003
- Filer
- CIK 1730814
- Filed
- 2020-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 192 entries on the cover page, a total value of $176,283,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $176,283,000 with VALUE read as thousands by filing date, 13F file number 028-18359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 21,617 | $6,695,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,950 | $5,818,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,562 | $5,609,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 141,741 | $5,525,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 88,355 | $4,871,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 127,729 | $4,177,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 51,999 | $4,021,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,309 | $3,611,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,463 | $3,482,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,549 | $3,394,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 129,674 | $3,359,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 45,400 | $3,326,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,921 | $3,296,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 96,500 | $3,295,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 60,216 | $3,261,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 55,620 | $3,179,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 24,200 | $3,073,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 11,864 | $3,037,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 34,800 | $2,996,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 17,017 | $2,977,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 58,800 | $2,973,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 123,862 | $2,942,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 12,271 | $2,936,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 48,473 | $2,900,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 37,202 | $2,862,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,838 | $2,840,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 24,587 | $2,804,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 75,807 | $2,791,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 31,135 | $2,724,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 18,935 | $2,641,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 27,991 | $2,633,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,480 | $2,604,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 21,681 | $2,600,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,986 | $2,563,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,675 | $2,544,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 37,126 | $2,412,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 16,326 | $2,361,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 19,070 | $2,254,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 29,929 | $2,152,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 48,884 | $1,994,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 32,619 | $1,948,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 59,092 | $1,944,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,130 | $1,905,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,645 | $1,649,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,287 | $1,605,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 52,115 | $1,575,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 38,358 | $1,565,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 32,797 | $1,530,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,701 | $1,484,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,377 | $1,402,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 26,623 | $1,359,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 21,988 | $1,356,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 14,622 | $1,277,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 43,309 | $1,269,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,108 | $1,264,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 74,263 | $1,211,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,318 | $1,188,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,629 | $1,188,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,492 | $1,154,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,684 | $1,147,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,086 | $1,143,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,361 | $1,138,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 18,456 | $1,086,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,361 | $1,044,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,607 | $997,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 15,515 | $945,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,936 | $893,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,232 | $704,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 23,967 | $560,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,937 | $460,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,089 | $413,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,548 | $358,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 11,000 | $344,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,050 | $324,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 212 | $300,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 45,688 | $280,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,470 | $268,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,177 | $260,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,985 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,763 | $223,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,656 | $209,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 6,820 | $148,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,577 | $145,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 804 | $144,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,057 | $143,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 400 | $118,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 955 | $112,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 582 | $112,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 694 | $110,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 935 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 891 | $103,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,283 | $102,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,007 | $102,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 622 | $97,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 909 | $92,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 450 | $76,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,783 | $74,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 486 | $71,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 400 | $70,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 662 | $64,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 758 | $63,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 1,592 | $60,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 264 | $57,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 186 | $57,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 920 | $56,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 520 | $54,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 441 | $51,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 500 | $50,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 2,600 | $48,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 150 | $45,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 785 | $40,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,500 | $40,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 146 | $39,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 650 | $39,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 134 | $36,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,750 | $36,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 270 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 300 | $32,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 960 | $30,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,075 | $29,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 450 | $28,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 162 | $28,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 125 | $27,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 146 | $25,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 60 | $23,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 336 | $23,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 523 | $23,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 250 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 485 | $22,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 66 | $21,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 200 | $20,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 4,000 | $20,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,004 | $19,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,000 | $18,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 240 | $18,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $17,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 89 | $16,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 129 | $16,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 5,000 | $16,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 253 | $15,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 230 | $13,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 434 | $13,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 400 | $13,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 118 | $11,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 143 | $11,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 177 | $10,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 50 | $10,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 40 | $9,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 166 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 160 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 23,371 | $8,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 164 | $8,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 100 | $8,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 38 | $7,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 166 | $7,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 163 | $6,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 155 | $5,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 25 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,500 | $5,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 166 | $4,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 150 | $3,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 50 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 25 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 65 | $2,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $2,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 61 | $2,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 8 | $1,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5 | $1,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 10 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 408 | $1,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 150 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 150 | $1,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $1,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 150 | $1,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 49 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 500 | $1,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Salesforce.com, Inc | 79466L302 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730814-20-000003 | this filing | 2020-08-04 | acceptance time not in the bulk data set |