13F-HR filed by Providence Capital Advisors, LLC
Providence Capital Advisors, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 273 holding rows worth $186,133,000.
- Accession
- 0001730814-20-000001
- Filer
- CIK 1730814
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 273 entries on the cover page, a total value of $186,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,133,000 with VALUE read as thousands by filing date, 13F file number 028-18359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20,736 | $6,703,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,378 | $5,103,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 79,871 | $4,904,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,393 | $4,793,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 113,641 | $4,159,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,730 | $3,650,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 92,785 | $3,635,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 121,000 | $3,508,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 25,031 | $3,489,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 13,283 | $3,393,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 35,537 | $3,366,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 51,149 | $3,337,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 21,800 | $3,301,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 34,400 | $3,129,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 40,406 | $3,087,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 11,226 | $3,053,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 59,500 | $3,033,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,194 | $3,014,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,598 | $2,979,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 102,085 | $2,972,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 60,903 | $2,921,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 44,700 | $2,905,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 70,100 | $2,854,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22,217 | $2,827,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,808 | $2,797,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 33,053 | $2,768,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 32,276 | $2,761,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 89,500 | $2,735,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,288 | $2,658,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 33,604 | $2,648,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,904 | $2,638,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 49,455 | $2,620,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 72,160 | $2,541,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,029 | $2,534,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 17,146 | $2,394,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 54,451 | $2,325,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,042 | $2,288,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 25,937 | $2,253,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 23,554 | $2,237,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11,361 | $2,156,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 47,400 | $2,132,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 22,306 | $2,031,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,190 | $2,027,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,769 | $1,984,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 44,108 | $1,893,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 19,226 | $1,754,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 37,177 | $1,747,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 34,663 | $1,740,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,890 | $1,728,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 89,392 | $1,667,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 28,163 | $1,661,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 17,299 | $1,634,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 39,594 | $1,608,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,994 | $1,563,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 69,750 | $1,560,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,592 | $1,474,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,581 | $1,448,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 42,217 | $1,409,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,250 | $1,376,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14,612 | $1,370,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,595 | $1,357,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 35,801 | $1,333,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 35,588 | $1,325,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,974 | $1,321,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 46,892 | $1,320,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,297 | $1,318,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,072 | $1,311,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 89,373 | $1,307,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 13,179 | $1,234,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 12,636 | $1,060,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 42,623 | $930,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,432 | $656,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,800 | $622,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,702 | $612,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 21,347 | $595,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 8,948 | $481,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,492 | $441,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,811 | $410,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 298 | $400,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,650 | $395,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 31,266 | $349,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 172 | $318,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,800 | $296,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,171 | $271,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,985 | $268,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,006 | $258,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,265 | $230,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,851 | $222,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,560 | $213,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,158 | $204,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,654 | $198,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,709 | $157,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,544 | $152,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,149 | $141,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,110 | $133,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,407 | $132,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 605 | $129,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 7,220 | $129,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 400 | $119,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 834 | $114,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 730 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 872 | $110,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 641 | $106,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,783 | $100,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,686 | $91,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 499 | $88,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 600 | $87,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 462 | $84,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 362 | $80,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 391 | $78,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,400 | $78,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 400 | $78,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 637 | $76,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 662 | $76,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 522 | $75,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 361 | $73,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 186 | $64,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 264 | $56,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 166 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,272 | $48,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 285 | $46,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 110 | $46,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 567 | $45,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 808 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,000 | $45,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 408 | $42,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 175 | $41,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,120 | $41,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 270 | $40,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,000 | $40,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 637 | $38,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,900 | $36,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 786 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 900 | $35,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 960 | $34,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,004 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 408 | $31,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,000 | $30,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 600 | $30,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 580 | $29,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 162 | $29,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 146 | $27,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 336 | $27,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 124 | $25,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 250 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 485 | $24,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 214 | $23,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 506 | $23,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 155 | $22,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 533 | $22,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 76 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 187 | $21,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 325 | $19,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 240 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 276 | $18,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 434 | $17,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 250 | $17,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 290 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 263 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 375 | $16,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 66 | $16,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 253 | $15,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 226 | $13,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 75 | $12,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 60 | $12,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 185 | $12,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 142 | $12,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 214 | $12,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 65 | $12,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 235 | $12,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 62 | $12,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 34 | $11,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 172 | $11,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 166 | $11,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 116 | $10,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 44 | $10,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 158 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 23,371 | $10,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 156 | $9,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 166 | $9,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 477 | $9,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 70 | $9,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 232 | $9,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 62 | $8,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 91 | $8,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 74 | $8,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 50 | $8,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 60 | $8,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 97 | $8,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 500 | $8,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 595 | $8,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 65 | $8,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 164 | $8,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 112 | $7,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 117 | $7,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 42 | $7,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 148 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 187 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 171 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 185 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 116 | $6,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 44 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 39 | $5,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 36 | $5,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 166 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 67 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 48 | $5,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 37 | $5,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 68 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 120 | $5,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 500 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 38 | $4,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 45 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 24 | $4,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 17 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 39 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 25 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 28 | $4,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 90 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 30 | $4,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 39 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 150 | $4,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 150 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 50 | $4,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 50 | $3,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7 | $3,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5 | $3,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 34 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 30 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 50 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 25 | $3,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 14 | $2,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5 | $2,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 21 | $2,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 17 | $2,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 48 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 15 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 52 | $2,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 50 | $2,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500 | $2,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 13 | $2,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 408 | $2,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 225 | $2,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 20 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 34 | $1,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15 | $1,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 17 | $1,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 8 | $1,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 17 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 12 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 27 | $1,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 16 | $1,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 150 | $1,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 49 | $1,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CENCORA INC COM | 03073E105 | Stock | 4,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730814-20-000001 | this filing | 2020-02-13 | acceptance time not in the bulk data set |