13F-HR filed by Providence Capital Advisors, LLC
Providence Capital Advisors, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-08, with 302 holding rows worth $158,911,000.
- Accession
- 0001730814-19-000002
- Filer
- CIK 1730814
- Filed
- 2019-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 302 entries on the cover page, a total value of $158,911,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $158,911,000 with VALUE read as thousands by filing date, 13F file number 028-18359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,584 | $6,426,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 81,234 | $4,362,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 126,259 | $3,959,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,109 | $3,630,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 75,297 | $3,198,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 48,610 | $2,954,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,516 | $2,952,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 18,358 | $2,918,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,139 | $2,775,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,485 | $2,771,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 33,696 | $2,723,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 33,100 | $2,691,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 33,303 | $2,683,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 10,636 | $2,656,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 12,611 | $2,642,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 70,643 | $2,610,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 64,490 | $2,578,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 23,510 | $2,574,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 20,500 | $2,564,000 | thousands by filing date | principal |
| APTIV PLC | G6095L109 | SHS | 31,579 | $2,510,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 31,407 | $2,482,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 100,820 | $2,480,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 36,100 | $2,472,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 24,991 | $2,437,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,387 | $2,367,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 22,219 | $2,357,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 18,625 | $2,294,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,938 | $2,291,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 53,700 | $2,266,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 46,500 | $2,219,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 31,829 | $2,210,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 33,400 | $2,198,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 19,451 | $2,160,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 21,989 | $2,093,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,420 | $2,055,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 30,425 | $2,031,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 24,244 | $1,938,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 32,350 | $1,913,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 10,729 | $1,881,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 20,668 | $1,827,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 65,711 | $1,806,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 65,224 | $1,800,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,588 | $1,769,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,065 | $1,702,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 10,721 | $1,682,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 48,298 | $1,618,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 19,281 | $1,615,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 48,753 | $1,491,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 16,368 | $1,473,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 32,426 | $1,436,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 83,714 | $1,435,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 65,210 | $1,364,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16,020 | $1,347,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,252 | $1,340,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,371 | $1,327,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 44,488 | $1,295,000 | thousands by filing date | principal |
| HEALTHCARE RLTY TR | 421946104 | COM | 39,661 | $1,274,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 4,229 | $1,272,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,277 | $1,230,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,372 | $1,207,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,242 | $1,198,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 18,995 | $1,189,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 33,533 | $1,159,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,321 | $1,155,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,936 | $1,148,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 78,870 | $1,148,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 29,611 | $1,136,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 83,695 | $1,132,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 113,801 | $999,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23,722 | $991,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 30,192 | $770,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,184 | $709,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,080 | $611,000 | thousands by filing date | principal |
| VTI | 922908769 | COM | 3,800 | $550,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 20,979 | $545,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,402 | $483,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,500 | $437,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,284 | $400,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,521 | $389,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 307 | $361,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,008 | $351,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,392 | $334,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,656 | $326,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,068 | $319,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,874 | $282,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,192 | $271,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,657 | $215,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 8,520 | $186,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,184 | $185,000 | thousands by filing date | principal |
| Vanguard Value ETF | 922908744 | SHS | 1,688 | $182,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,002 | $152,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 707 | $147,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,709 | $126,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 928 | $110,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 605 | $109,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 6,120 | $102,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 730 | $99,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 872 | $99,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 641 | $98,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 861 | $95,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 775 | $95,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,407 | $95,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 400 | $94,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 962 | $90,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 450 | $75,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 362 | $72,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,685 | $70,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 382 | $69,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 361 | $63,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 353 | $62,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,000 | $58,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $57,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 186 | $50,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 2,000 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,515 | $49,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 884 | $47,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 290 | $46,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 400 | $43,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,369 | $42,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 567 | $41,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 166 | $40,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 830 | $39,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 280 | $38,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 771 | $37,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 380 | $35,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 353 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 587 | $34,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 175 | $33,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $32,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,860 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 900 | $32,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 187 | $31,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 646 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 960 | $30,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 717 | $29,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 580 | $29,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 255 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 408 | $28,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 784 | $25,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 336 | $25,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,004 | $25,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 162 | $25,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 250 | $25,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 700 | $25,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 652 | $24,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 124 | $24,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 405 | $24,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 76 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 485 | $21,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 533 | $21,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 473 | $20,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 590 | $20,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 114 | $20,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 240 | $20,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 193 | $19,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10 | $18,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 200 | $17,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 342 | $17,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 250 | $17,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 434 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 375 | $15,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 66 | $14,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 47 | $13,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 81 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 118 | $13,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 161 | $12,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 109 | $12,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 221 | $12,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 119 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 23,371 | $12,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 65 | $12,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 157 | $11,000 | thousands by filing date | principal |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 190 | $11,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 253 | $10,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 147 | $10,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 140 | $10,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 42 | $10,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 60 | $10,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 232 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 436 | $10,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 216 | $10,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 109 | $10,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 82 | $9,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 179 | $9,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 172 | $9,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 106 | $9,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 60 | $8,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 72 | $8,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 58 | $8,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 117 | $8,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 235 | $8,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $8,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 60 | $8,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 595 | $8,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 224 | $8,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 37 | $7,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 180 | $7,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 75 | $7,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 148 | $7,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 140 | $6,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 141 | $6,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 74 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 171 | $6,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 50 | $6,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 24 | $6,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 70 | $6,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 65 | $6,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 94 | $6,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 6,500 | $6,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 80 | $5,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 44 | $5,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 40 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 67 | $5,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 42 | $5,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 37 | $5,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 40 | $5,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 40 | $5,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 85 | $5,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 58 | $4,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 36 | $4,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 67 | $4,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 37 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 48 | $4,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 26 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 82 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 30 | $4,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 28 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 129 | $4,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 26 | $4,000 | thousands by filing date | principal |
| L3 TECHNOLOGIES INC | 502413107 | COM | 17 | $4,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 12 | $3,000 | thousands by filing date | principal |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 27 | $3,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 34 | $3,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 18 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 30 | $3,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 118 | $3,000 | thousands by filing date | principal |
| WW GRAINGER INC COM | 384802104 | Stock | 9 | $3,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 25 | $3,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 500 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 34 | $3,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 42 | $3,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 408 | $3,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 27 | $3,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 76 | $3,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 25 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 31 | $3,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 22 | $3,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 35 | $3,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 75 | $3,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 67 | $3,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 39 | $3,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 59 | $3,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 48 | $2,000 | thousands by filing date | principal |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3 | $2,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 32 | $2,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 21 | $2,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 142 | $2,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 5 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 60 | $2,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10 | $2,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10 | $2,000 | thousands by filing date | principal |
| VMWARE, INC. | 928563402 | CL A COM | 12 | $2,000 | thousands by filing date | principal |
| LINDE PLC | G5494J103 | SHS | 9 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 12 | $2,000 | thousands by filing date | principal |
| CREE INC | 225447101 | COM | 37 | $2,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 52 | $1,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6 | $1,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 13 | $1,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3 | $1,000 | thousands by filing date | principal |
| NUTANIX INC CL A | 67059N108 | Stock | 22 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 17 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 30 | $1,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 11 | $1,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 25 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 43 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 29 | $1,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 29 | $1,000 | thousands by filing date | principal |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 133 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 150 | $1,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 53 | $1,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 150 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 14 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 71 | $1,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 49 | $1,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC NETWORKS INC | 00164V103 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMP CORP | 128126109 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 398 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730814-19-000002 | this filing | 2019-05-08 | acceptance time not in the bulk data set |