13F-HR filed by Triumph Capital Management
Triumph Capital Management filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-31, with 220 holding rows worth $220,311,881.
- Accession
- 0001730765-23-000004
- Filer
- CIK 1730765
- Filed
- 2023-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 220 entries on the cover page, a total value of $220,311,881 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,311,881 with VALUE read as dollars as filed, 13F file number 028-21297. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 292,537 | $17,382,530 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 255,895 | $12,840,801 | dollars as filed | |
| SPY | 78462F103 | SHS | 18,653 | $7,973,970 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 471,716 | $7,533,307 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 71,239 | $6,541,156 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 139,965 | $5,886,218 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 68,457 | $5,551,866 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 66,292 | $4,625,849 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 59,947 | $4,170,774 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 22,681 | $4,027,321 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 51,607 | $3,799,806 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 76,004 | $3,590,429 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 71,429 | $3,282,168 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,030 | $3,167,091 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 58,016 | $3,107,337 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 58,879 | $2,674,874 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 88,067 | $2,524,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,173 | $2,512,747 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 22,281 | $2,230,551 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 5,731 | $2,053,250 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 4,684 | $2,037,322 | dollars as filed | |
| Apple Inc | 037833100 | COM | 11,655 | $1,995,433 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 26,097 | $1,979,218 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,873 | $1,967,093 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 5,950 | $1,929,124 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 51,323 | $1,918,967 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 111,379 | $1,867,826 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 55,533 | $1,799,829 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,441 | $1,621,105 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,442 | $1,612,001 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,984 | $1,540,675 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 92,753 | $1,502,135 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 28,206 | $1,435,387 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 10,652 | $1,409,227 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 176,290 | $1,408,557 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 27,933 | $1,380,728 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,136 | $1,378,287 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 90,143 | $1,353,954 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 24,217 | $1,271,150 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 34,215 | $1,214,838 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 13,507 | $1,196,045 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 23,231 | $1,172,945 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 10,464 | $1,155,958 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 12,172 | $1,139,540 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,520 | $1,119,283 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 38,659 | $1,104,101 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 29,710 | $1,096,312 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 39,341 | $1,093,680 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 10,266 | $1,087,392 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,706 | $1,066,955 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 61,159 | $1,065,390 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 53,591 | $1,064,317 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,516 | $1,058,841 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 52,717 | $1,058,553 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,441 | $1,033,119 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E831 | INDXX AEROSPACE | 44,620 | $972,140 | dollars as filed | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 132,423 | $961,394 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,771 | $903,004 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,701 | $887,948 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 6,085 | $887,510 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 52,055 | $877,893 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 52,815 | $845,041 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 37,998 | $837,476 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,234 | $815,796 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 19,925 | $814,153 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 56,605 | $802,658 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 37,870 | $780,503 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 65,687 | $769,851 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 4,926 | $752,545 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,668 | $719,779 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 6,706 | $718,531 | dollars as filed | |
| Inland Real Estate Income Trust Inc | 457464105 | ETF | 36,117 | $717,283 | dollars as filed | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 66,273 | $713,100 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,552 | $708,797 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 22,937 | $691,556 | dollars as filed | |
| SPDW | 78463X889 | COM | 22,027 | $683,057 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 34,446 | $681,342 | dollars as filed | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 60,474 | $671,866 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,816 | $657,297 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 24,008 | $656,859 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 19,455 | $653,883 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 18,611 | $645,992 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y673 | QUITY MANAGD FLR | 24,283 | $623,092 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 10,294 | $614,272 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 20,500 | $607,005 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 14,673 | $603,490 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 19,305 | $593,050 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 3,500 | $585,795 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,008 | $581,199 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 7,114 | $576,550 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,400 | $573,438 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 16,734 | $561,756 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 52,316 | $548,273 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 18,686 | $544,693 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 10,027 | $542,777 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,067 | $540,258 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,889 | $537,940 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 20,948 | $535,442 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 24,800 | $517,576 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U661 | FT VEST US EQT | 17,062 | $510,836 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 15,076 | $500,064 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,083 | $499,357 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 9,044 | $498,776 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,631 | $489,960 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 13,126 | $480,334 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 77,291 | $472,240 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 16,303 | $470,994 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 12,170 | $468,667 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 14,194 | $465,430 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 848 | $455,255 | dollars as filed | |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 13,168 | $449,307 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 20,343 | $445,713 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,633 | $444,616 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 4,828 | $433,344 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 9,222 | $424,113 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 33,730 | $414,877 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,963 | $409,457 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,348 | $407,072 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,366 | $397,830 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 32,728 | $391,754 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 10,117 | $391,019 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 36,638 | $389,096 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,409 | $384,441 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 4,693 | $382,497 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,804 | $375,599 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 5,930 | $375,288 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,954 | $371,875 | dollars as filed | |
| ISHARES TR | 46436E288 | INVT GRD CORP BD | 11,720 | $369,414 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,298 | $368,195 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 19,557 | $367,860 | dollars as filed | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 11,864 | $363,869 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 10,625 | $361,463 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,713 | $359,847 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 6,832 | $358,654 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 8,985 | $357,342 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,006 | $355,287 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15,013 | $344,549 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,081 | $343,750 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,266 | $342,632 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,448 | $332,436 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14,593 | $324,544 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 639 | $322,219 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 2,524 | $320,826 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,495 | $320,264 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,827 | $319,905 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 17,198 | $319,719 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,645 | $317,826 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,201 | $309,900 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11,920 | $307,774 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 18,210 | $307,021 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,590 | $304,739 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 212,543 | $301,811 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,182 | $300,762 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,519 | $296,208 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 723 | $295,873 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 9,644 | $292,985 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 15,404 | $289,749 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 4,947 | $289,575 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 6,684 | $289,217 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 3,501 | $283,514 | dollars as filed | |
| Intel Corp | 458140100 | COM | 7,957 | $282,859 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 20,768 | $282,341 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,848 | $280,051 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 8,289 | $278,821 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 28,218 | $277,938 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 20,899 | $276,697 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,585 | $276,043 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,350 | $270,193 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,516 | $266,128 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10,751 | $265,765 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 9,508 | $262,601 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 3,826 | $260,254 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 106,203 | $260,197 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,622 | $258,887 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 13,675 | $256,133 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 9,331 | $255,855 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,304 | $255,831 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,609 | $254,611 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,484 | $250,064 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 5,052 | $248,508 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,341 | $246,322 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 23,057 | $246,021 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 27,429 | $244,392 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 4,214 | $243,328 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 14,258 | $233,831 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 183 | $231,640 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,900 | $227,097 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 11,680 | $220,869 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,459 | $220,054 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 17,032 | $219,653 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,237 | $219,585 | dollars as filed | |
| LEMONADEINC | 52567D107 | STOK | 18,610 | $216,248 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,183 | $215,579 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 808 | $215,335 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 12,562 | $214,308 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 23,720 | $214,189 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 22,520 | $213,490 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,837 | $211,687 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,211 | $210,557 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,403 | $208,610 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 5,145 | $208,578 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 22,484 | $205,951 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 5,166 | $205,400 | dollars as filed | |
| GLOBAL X FDS | 37960A503 | NASDAQ 100 RIS | 12,012 | $204,745 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,792 | $202,774 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 4,432 | $202,738 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 4,894 | $201,975 | dollars as filed | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,574 | $193,158 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 26,974 | $151,060 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 37,501 | $142,877 | dollars as filed | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 12,666 | $131,740 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 10,027 | $124,539 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 18,931 | $114,123 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 13,822 | $100,210 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,521 | $39,981 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 43,063 | $12,704 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 10,864 | $11,516 | dollars as filed | |
| KOIOS BEVERAGE CORP COM | 500271200 | COM | 11,000 | $283 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 17,000 | $219 | dollars as filed | |
| ZNERGY INC COM | 98978P106 | COM | 32,000 | $6 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730765-23-000004 | this filing | 2023-10-31 | acceptance time not in the bulk data set |