13F-HR filed by TRUSTCORE FINANCIAL SERVICES, LLC
TRUSTCORE FINANCIAL SERVICES, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-02, with 872 holding rows worth $658,287,000.
- Accession
- 0001730322-20-000004
- Filer
- CIK 1730322
- Filed
- 2020-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 872 entries on the cover page, a total value of $658,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $658,287,000 with VALUE read as thousands by filing date, 13F file number 028-18318. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 1,500 | $20,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 1,174 | $20,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 260 | $20,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 60 | $20,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,111 | $20,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,008 | $20,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 638 | $20,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 1,363 | $20,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 717 | $20,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,575 | $20,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 896 | $19,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 285 | $19,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 16 | $19,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $19,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 500 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 400 | $18,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 850 | $18,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 115 | $18,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 475 | $18,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 377 | $18,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 499 | $18,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,462 | $18,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 700 | $18,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 263 | $18,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 40 | $18,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 525 | $18,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 100 | $17,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 1,200 | $17,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 17 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 218 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 511 | $17,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,342 | $17,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 660 | $17,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 635 | $17,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 359 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 80 | $17,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 150 | $16,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,448 | $16,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 581 | $16,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 697 | $16,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 129 | $15,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 68 | $15,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $15,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 33 | $15,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 794 | $15,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 761 | $15,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 205 | $15,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 49 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 988 | $15,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 3,440 | $15,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,890 | $14,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 81 | $14,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 270 | $14,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 85 | $14,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 62 | $14,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 150 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 95 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 834 | $14,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 897 | $14,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 60 | $14,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 95 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 160 | $13,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 140 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 100 | $13,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 300 | $13,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 470 | $13,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 47 | $13,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 500 | $13,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 257 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,500 | $13,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 200 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 535 | $13,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 465 | $13,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 1,210 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 300 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 423 | $12,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $12,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 322 | $12,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 391 | $12,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 170 | $12,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $12,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 182 | $12,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,300 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 185 | $12,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 300 | $12,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 450 | $12,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 200 | $12,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 1,000 | $12,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 72 | $11,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 185 | $11,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 281 | $11,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,100 | $11,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 54 | $11,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 73 | $11,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 72 | $11,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 77 | $11,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 700 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 448 | $11,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 955 | $11,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 507 | $11,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,238 | $11,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 100 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 200 | $11,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 250 | $10,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,077 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 74 | $10,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 111 | $10,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 168 | $10,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 200 | $10,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 155 | $10,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 200 | $10,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 74 | $10,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 206 | $10,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 234 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 45 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 96 | $10,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 300 | $10,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 471 | $10,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 333 | $10,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,200 | $9,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,571 | $9,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,199 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 166 | $9,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 833 | $9,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 331 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 223 | $9,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,540 | $9,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 40 | $8,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 28 | $8,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 496 | $8,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 725 | $8,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 500 | $8,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 75 | $8,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 808 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 98 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 399 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 230 | $8,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 181 | $8,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 699 | $8,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 58 | $8,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 293 | $7,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 99 | $7,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 370 | $7,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 200 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 73 | $7,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 83 | $7,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 600 | $7,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 140 | $7,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 264 | $7,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 349 | $7,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 71 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 793 | $7,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 134 | $7,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 200 | $7,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 131 | $7,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 265 | $7,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 110 | $7,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 450 | $7,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 36 | $6,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 43 | $6,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 50 | $6,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 311 | $6,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 127 | $6,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 400 | $6,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 174 | $6,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 12 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 400 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 87 | $6,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 300 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 134 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 108 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 200 | $6,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 700 | $6,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 975 | $6,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 11,000 | $6,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 99 | $6,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 587 | $6,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 87 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 90 | $5,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 33 | $5,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 24 | $5,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 182 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 50 | $5,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 60 | $5,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 100 | $5,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 650 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 344 | $5,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 50 | $5,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 170 | $5,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 500 | $5,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 100 | $5,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 150 | $5,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 339 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 171 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 50 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 228 | $5,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 500 | $5,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 625 | $5,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 200 | $5,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,000 | $5,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 983 | $5,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 200 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 110 | $4,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 100 | $4,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 200 | $4,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 600 | $4,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 40 | $4,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 477 | $4,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 500 | $4,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 570 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 38 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $4,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 371 | $4,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 400 | $4,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 625 | $4,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 517 | $4,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 500 | $4,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 700 | $4,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 25 | $3,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 51 | $3,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 50 | $3,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 13 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 20 | $3,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 21 | $3,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 61 | $3,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6 | $3,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 206 | $3,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 652 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 58 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 101 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 500 | $3,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 47 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 16 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 50 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 242 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 200 | $3,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 111 | $3,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 200 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 59 | $3,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 340 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 52 | $3,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 197 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 100 | $3,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 335 | $3,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 185 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 81 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 3,000 | $3,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $3,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,000 | $3,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 45 | $2,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 26 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2 | $2,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 514 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 50 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 400 | $2,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 18 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 12 | $2,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 25 | $2,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 36 | $2,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 103 | $2,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 19 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 131 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 71 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 309 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 209 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 207 | $2,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 346 | $2,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 30 | $2,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 11 | $2,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 138 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 431 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 106 | $2,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 30 | $2,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 155 | $2,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 30 | $2,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 30 | $2,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 400 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 17 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 600 | $2,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 162 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,366 | $2,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 100 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 180 | $2,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 241 | $2,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 243 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 25 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 31 | $1,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 10 | $1,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 52 | $1,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 43 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 31 | $1,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 54 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,162 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 29 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 400 | $1,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 56 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 112 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 53 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 50 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 27 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 54 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 97 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 33 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 127 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 200 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 37 | $1,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 22 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 68 | $1,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 215 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,020 | $1,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 100 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1,000 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 650 | $1,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,288 | $1,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 49 | $1,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 400 | $1,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 1,000 | $1,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAPPEN INC COM NEW | 52603A208 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETSY INC | 29786A106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPIONX CORPORATION | 15872M104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAUBMAN CTRS INC | 876664103 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOMO INC | 60879B107 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B169 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anglogold Ashanti Plc | 035128206 | Common | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 441 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMESTONE BANCORP INC | 53262L105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 221 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERNORTH DOUBLELINE STRATE | 76882G123 | RIGHT 10/01/2020 | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730322-20-000004 | this filing | 2020-11-02 | acceptance time not in the bulk data set |