13F-HR filed by Carmichael Hill & Associates, Inc.
Carmichael Hill & Associates, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-27, with 747 holding rows worth $169,805,000.
- Accession
- 0001730295-21-000002
- Filer
- CIK 1730295
- Filed
- 2021-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 747 entries on the cover page, a total value of $169,805,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,805,000 with VALUE read as thousands by filing date, 13F file number 028-18276. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KKR & CO INC | 48251W104 | COM | 400 | $16,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 298 | $16,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 133 | $16,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 104 | $16,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,215 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 260 | $16,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,313 | $16,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 47 | $15,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 148 | $15,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 250 | $15,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 49 | $15,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 316 | $15,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 150 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,550 | $15,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 300 | $15,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 421 | $15,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 32 | $15,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,081 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 305 | $15,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 800 | $14,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 313 | $14,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6,252 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 88 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 67 | $14,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 550 | $14,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 2,200 | $14,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 300 | $14,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 6 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 108 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 84 | $13,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 465 | $13,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 732 | $13,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 150 | $13,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 60 | $13,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 243 | $13,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 450 | $13,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 150 | $13,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 109 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 291 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 105 | $13,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 25 | $12,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 304 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 150 | $12,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 150 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 119 | $12,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 98 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 800 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 170 | $12,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 15 | $11,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 225 | $11,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 55 | $11,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 580 | $11,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 600 | $11,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 127 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 600 | $11,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 300 | $11,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 3,016 | $11,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $11,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 87 | $10,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 146 | $10,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 82 | $10,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 23 | $10,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 678 | $10,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,200 | $10,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 274 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 300 | $10,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 57 | $9,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25 | $9,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 40 | $9,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 200 | $9,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 117 | $9,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 140 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 58 | $9,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 500 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 500 | $9,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 157 | $9,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 257 | $9,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 191 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $8,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $8,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 50 | $8,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 50 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 275 | $8,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 155 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 185 | $8,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,550 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 115 | $7,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 50 | $7,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 203 | $7,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 47 | $7,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 104 | $7,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 400 | $7,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $7,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 90 | $7,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 70 | $7,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 121 | $7,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 150 | $7,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 100 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 150 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 217 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,922 | $7,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 300 | $7,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $7,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 183 | $7,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 87 | $6,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 50 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 100 | $6,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 50 | $6,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 277 | $6,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 226 | $6,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 33 | $6,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 100 | $6,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 117 | $6,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 178 | $6,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 57 | $6,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 250 | $6,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 40 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $5,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 31 | $5,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 64 | $5,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 82 | $5,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 67 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 89 | $5,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 36 | $5,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 171 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 107 | $5,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 55 | $5,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 385 | $5,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 44 | $5,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 128 | $5,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 300 | $5,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 100 | $5,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 49 | $5,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 489 | $5,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 150 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 197 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 110 | $5,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 100 | $5,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 204 | $5,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,000 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 105 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $4,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 18 | $4,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 910 | $4,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 28 | $4,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 143 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 87 | $4,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 59 | $4,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3 | $4,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 93 | $4,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 50 | $4,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 40 | $4,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 100 | $4,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 17 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 149 | $4,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 13 | $4,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 160 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 101 | $3,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 18 | $3,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 55 | $3,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 50 | $3,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 51 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 46 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 221 | $3,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 37 | $3,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 20 | $3,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 100 | $3,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 100 | $3,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 45 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 21 | $3,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 107 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 62 | $3,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 22 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 300 | $3,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 23 | $3,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 151 | $3,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 180 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 600 | $3,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 283 | $3,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11 | $2,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7 | $2,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 35 | $2,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 74 | $2,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 30 | $2,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 19 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 63 | $2,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 48 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 26 | $2,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 30 | $2,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 111 | $2,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 64 | $2,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 48 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15 | $2,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 121 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 90 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 15 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 65 | $1,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 24 | $1,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $1,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 18 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 11 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 10 | $1,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 60 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 62 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 17 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 5 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 35 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 46 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 13 | $1,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 89 | $1,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 6 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10 | $1,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 64 | $1,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 35 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 30 | $1,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 24 | $1,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 20 | $1,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 45 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 5 | $1,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 12 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 40 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 37 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 15 | $1,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 27 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 120 | $1,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 140 | $1,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 60 | $1,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 225 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 724 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730295-21-000002 | this filing | 2021-01-27 | acceptance time not in the bulk data set |