13F-HR filed by Carmichael Hill & Associates, Inc.
Carmichael Hill & Associates, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-30, with 699 holding rows worth $140,905,000.
- Accession
- 0001730295-20-000002
- Filer
- CIK 1730295
- Filed
- 2020-01-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 699 entries on the cover page, a total value of $140,905,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,905,000 with VALUE read as thousands by filing date, 13F file number 028-18276. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Danaher Corporation | 235851102 | COM | 50 | $8,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 87 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 155 | $8,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 30 | $8,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 20 | $8,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 104 | $8,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 300 | $8,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $8,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 33 | $8,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 113 | $8,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 89 | $8,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 100 | $8,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100 | $8,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 183 | $8,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 121 | $7,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 57 | $7,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 100 | $7,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $7,000 | thousands by filing date | call |
| FERRARI N V | N3167Y103 | COM | 40 | $7,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 500 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 82 | $7,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 100 | $7,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 52 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 107 | $7,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 75 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,679 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 150 | $7,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 157 | $7,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,500 | $7,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 99 | $6,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 81 | $6,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 191 | $6,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 277 | $6,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 145 | $6,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 23 | $6,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 67 | $6,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 304 | $6,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 50 | $6,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 178 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 200 | $6,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 159 | $6,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 570 | $6,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 862 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 280 | $6,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 105 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $5,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 110 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 49 | $5,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 128 | $5,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 31 | $5,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 346 | $5,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 143 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 91 | $5,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 64 | $5,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 250 | $5,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 151 | $5,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 50 | $5,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 87 | $5,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 46 | $5,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 171 | $5,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 93 | $5,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100 | $5,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 129 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 110 | $5,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 300 | $5,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,200 | $5,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 257 | $5,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 283 | $5,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $5,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 91 | $4,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 75 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 71 | $4,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 59 | $4,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 221 | $4,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 50 | $4,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 45 | $4,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 21 | $4,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 107 | $4,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 175 | $4,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 40 | $4,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 391 | $4,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 39 | $4,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 500 | $4,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 448 | $4,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 268 | $4,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 309 | $4,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 204 | $4,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 28 | $4,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 600 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $3,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 13 | $3,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 51 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 39 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 5 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 910 | $3,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 55 | $3,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 14 | $3,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 23 | $3,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 51 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 132 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 46 | $3,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 64 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 59 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 84 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 62 | $3,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 17 | $3,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 175 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11 | $3,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 60 | $3,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 13 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 33 | $3,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 180 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 63 | $2,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $2,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 35 | $2,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 20 | $2,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 31 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 103 | $2,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 48 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 48 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 26 | $2,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 24 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 40 | $2,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 21 | $2,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 33 | $2,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 30 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 252 | $2,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 111 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 41 | $2,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 20 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 97 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 62 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 65 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 46 | $2,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 40 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 22 | $2,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 48 | $2,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 87 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 61 | $2,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 130 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 46 | $2,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 121 | $2,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 600 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 76 | $2,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 49 | $2,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 74 | $2,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 114 | $2,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 27 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 724 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 144 | $2,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 58 | $2,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 21 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 250 | $1,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 35 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 91 | $1,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 19 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 10 | $1,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 60 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 27 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 17 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 120 | $1,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 64 | $1,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 70 | $1,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 15 | $1,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 23 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 29 | $1,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 140 | $1,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 30 | $1,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 45 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 90 | $1,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 23 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 37 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 15 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 21 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 103 | $1,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 175 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTROCK CO | 96145D105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730295-20-000002 | this filing | 2020-01-30 | acceptance time not in the bulk data set |