13F-HR filed by Financial Advocates Investment Management
Financial Advocates Investment Management filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-27, with 696 holding rows worth $1,389,066,579.
- Accession
- 0001730293-23-000005
- Filer
- CIK 1730293
- Filed
- 2023-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 696 entries on the cover page, a total value of $1,389,066,579 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,389,066,579 with VALUE read as dollars as filed, 13F file number 028-18619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 14,591 | $327,127 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,946 | $321,801 | dollars as filed | |
| FERGUSON PLC NEW | G3421J106 | SHS | 1,943 | $319,565 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,980 | $317,246 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 5,407 | $316,477 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 8,954 | $316,414 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 7,292 | $315,656 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,500 | $315,065 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 4,528 | $312,011 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 170 | $311,410 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,888 | $310,560 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,573 | $309,831 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,924 | $306,638 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,133 | $306,288 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 11,277 | $305,153 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,717 | $305,071 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,261 | $304,688 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 13,201 | $304,283 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 9,873 | $303,593 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 7,062 | $303,391 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,832 | $303,221 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 7,137 | $300,117 | dollars as filed | |
| American Express Company | 025816109 | COM | 2,011 | $300,001 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,812 | $296,966 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 14,463 | $295,182 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,625 | $294,548 | dollars as filed | |
| KLA CORP | 482480100 | COM | 640 | $293,423 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,025 | $292,680 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,155 | $292,168 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 6,810 | $291,468 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 2,663 | $290,160 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,242 | $288,407 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 11,028 | $288,392 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,375 | $288,316 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 11,755 | $287,879 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 4,931 | $287,472 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,904 | $287,209 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,796 | $287,121 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,370 | $285,994 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,502 | $285,975 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 1,948 | $284,895 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,862 | $284,458 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,214 | $282,465 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,893 | $282,385 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,607 | $281,489 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 91 | $280,640 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 14,494 | $280,460 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 726 | $279,953 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,920 | $279,457 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 3,135 | $276,603 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,631 | $275,747 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 792 | $275,411 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,701 | $273,872 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,235 | $272,980 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 3,702 | $271,134 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 3,828 | $270,754 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,348 | $269,928 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,193 | $269,192 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,171 | $268,962 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,958 | $268,658 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 16,125 | $268,494 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,082 | $267,895 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 554 | $266,659 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,381 | $265,321 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 10,004 | $263,614 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,695 | $262,560 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 9,513 | $260,645 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 25,666 | $260,507 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 957 | $259,736 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 313 | $257,587 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,449 | $257,260 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,172 | $255,469 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,150 | $255,293 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 4,451 | $253,960 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 8,910 | $253,937 | dollars as filed | |
| MGC | 921910873 | COM | 1,870 | $253,750 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,813 | $253,222 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 453 | $253,210 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 3,992 | $251,137 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 613 | $250,787 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 6,711 | $249,845 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 11,017 | $247,923 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 29,922 | $247,752 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,197 | $247,672 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 30,051 | $246,723 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,979 | $245,978 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,636 | $245,939 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,980 | $245,619 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,379 | $244,979 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 5,830 | $244,666 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,090 | $244,279 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 22,624 | $243,429 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 5,776 | $243,355 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,788 | $242,212 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,820 | $240,908 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 21,438 | $239,249 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 6,313 | $238,556 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,219 | $237,417 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 22,469 | $236,824 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,881 | $236,001 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,491 | $235,898 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,383 | $235,106 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 9,275 | $232,245 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,365 | $231,484 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,497 | $231,007 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,406 | $230,261 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,871 | $230,141 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,127 | $229,929 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 7,585 | $229,662 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,782 | $229,303 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,447 | $229,094 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 19,505 | $228,599 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 22,078 | $227,843 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 968 | $226,803 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,005 | $225,705 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,376 | $224,880 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,080 | $224,857 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 2,360 | $224,483 | dollars as filed | |
| RANGE RES CORP COM | 75281A109 | Stock | 6,923 | $224,364 | dollars as filed | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 2,957 | $224,289 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 2,780 | $223,930 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,349 | $223,269 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 11,286 | $222,214 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,133 | $221,391 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,519 | $220,655 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,354 | $219,902 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,224 | $219,264 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 25,769 | $219,039 | dollars as filed | |
| SIMPSON MFG INC | 829073105 | COM | 1,459 | $218,549 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 8,800 | $218,366 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 2,276 | $217,290 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,498 | $216,536 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,500 | $215,506 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 23,488 | $215,149 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 1,971 | $215,041 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,968 | $213,161 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 8,299 | $212,865 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,322 | $212,736 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,554 | $212,479 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,178 | $211,557 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 5,335 | $211,479 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,483 | $211,443 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 643 | $211,084 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 4,593 | $210,532 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 6,464 | $210,335 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 4,562 | $209,102 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 425 | $206,904 | dollars as filed | |
| CORNING INC | 219350105 | COM | 6,770 | $206,292 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,411 | $206,190 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,467 | $206,081 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,329 | $204,439 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 3,979 | $203,987 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 6,119 | $203,947 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1,956 | $203,440 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 854 | $201,798 | dollars as filed | |
| TORO CO | 891092108 | COM | 2,414 | $200,618 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 5,805 | $200,424 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,537 | $195,667 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 13,400 | $189,074 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,550 | $180,873 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 10,680 | $173,443 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 87,420 | $170,453 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,200 | $168,468 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 19,300 | $158,839 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,840 | $158,384 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 39,460 | $154,289 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,288 | $151,259 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,469 | $150,475 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,949 | $138,176 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 14,849 | $123,692 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 31,908 | $116,146 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 60,250 | $99,413 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 10,000 | $97,300 | dollars as filed | |
| SILO PHARMA INC | 82711P201 | cs | 57,307 | $95,703 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 17,364 | $94,981 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 23,350 | $94,101 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,924 | $92,082 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,058 | $88,660 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 13,701 | $88,374 | dollars as filed | |
| HIVE DIGITAL TECHNOLOGIES LTD COM NEW | 433921103 | Stock | 28,564 | $87,976 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 11,940 | $84,058 | dollars as filed | |
| KINETA INC | 49461C102 | COM | 24,609 | $83,671 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 13,340 | $78,707 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 11,510 | $78,320 | dollars as filed | call |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 13,776 | $69,431 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,710 | $68,549 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,225 | $67,465 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 72,850 | $60,669 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 10,105 | $52,445 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 12,113 | $33,068 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 22,550 | $31,570 | dollars as filed | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 20,000 | $30,600 | dollars as filed | |
| NULL | 25381D206 | NULL | 24,808 | $26,297 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 15,280 | $21,999 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 20,380 | $21,807 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,000 | $11,475 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730293-23-000005 | this filing | 2023-10-27 | acceptance time not in the bulk data set |