13F-HR filed by Financial Advocates Investment Management
Financial Advocates Investment Management filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 744 holding rows worth $1,391,357,976.
- Accession
- 0001730293-23-000002
- Filer
- CIK 1730293
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 744 entries on the cover page, a total value of $1,391,357,976 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,391,357,976 with VALUE read as dollars as filed, 13F file number 028-18619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 14,678 | $360,190 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,684 | $357,001 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,503 | $354,671 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 5,009 | $353,815 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,798 | $352,292 | dollars as filed | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,705 | $351,975 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 11,751 | $351,835 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 6,877 | $351,003 | dollars as filed | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 19,411 | $349,592 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 5,401 | $343,167 | dollars as filed | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,001 | $342,805 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,656 | $342,030 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,271 | $341,614 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,724 | $341,497 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 17,944 | $341,476 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 2,686 | $339,968 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,704 | $339,261 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,191 | $338,928 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,537 | $335,295 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,446 | $334,744 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 17,040 | $332,452 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,540 | $332,313 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,555 | $330,367 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,973 | $330,178 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,716 | $330,042 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 9,809 | $329,889 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,020 | $328,823 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 399 | $327,846 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,526 | $326,400 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,386 | $326,247 | dollars as filed | |
| TIMOTHY PLAN | 887432276 | HIGH DIVIDEND | 13,840 | $325,862 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,869 | $321,923 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 7,396 | $320,635 | dollars as filed | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 954 | $320,561 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 12,997 | $319,602 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,327 | $319,404 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 17,842 | $318,295 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 2,855 | $317,855 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,655 | $316,569 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,599 | $316,013 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,875 | $314,908 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,906 | $314,404 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,286 | $313,256 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 9,924 | $312,404 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 13,305 | $312,269 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,605 | $310,221 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,469 | $307,143 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,921 | $307,110 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,429 | $307,051 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 14,071 | $306,471 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,383 | $305,783 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 2,625 | $304,973 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 6,041 | $304,168 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,990 | $303,962 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,813 | $302,638 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 30,336 | $300,926 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 7,171 | $300,373 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,263 | $299,866 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 3,122 | $299,338 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,432 | $298,680 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 55,937 | $297,022 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,526 | $295,324 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 409 | $294,643 | dollars as filed | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 19,934 | $293,427 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,482 | $291,730 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,178 | $290,330 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,564 | $290,040 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 109 | $289,110 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 6,562 | $283,881 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 5,750 | $283,648 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 970 | $282,875 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,235 | $281,938 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 10,146 | $280,939 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 11,727 | $280,520 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,270 | $280,481 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 43,938 | $279,445 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 19,455 | $278,400 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,700 | $278,104 | dollars as filed | |
| FS KKR CAP CORP | 302635206 | COM | 14,959 | $276,737 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,576 | $276,268 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 757 | $275,693 | dollars as filed | |
| RESMED INC COM | 761152107 | Stock | 1,257 | $275,271 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,866 | $274,015 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,304 | $273,956 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,456 | $272,183 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 8,299 | $271,799 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 9,637 | $270,031 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,343 | $268,795 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,947 | $267,177 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,500 | $266,375 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 845 | $266,233 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,092 | $265,844 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,049 | $264,513 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,893 | $263,371 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,103 | $262,861 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,869 | $261,338 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,869 | $259,922 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 4,486 | $259,911 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 6,446 | $259,455 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,126 | $257,572 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,639 | $257,477 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,788 | $256,882 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 552 | $255,751 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,705 | $255,021 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,405 | $254,839 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 149 | $254,533 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 10,111 | $253,777 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 13,095 | $253,390 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 30,786 | $253,367 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 28,857 | $253,075 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 3,921 | $252,042 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,678 | $252,011 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,622 | $250,259 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 40,034 | $249,811 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 5,063 | $248,621 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 162 | $247,894 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,076 | $244,928 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 2,504 | $244,601 | dollars as filed | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 21,657 | $243,855 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,515 | $243,348 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 10,622 | $243,339 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 24,497 | $243,256 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,795 | $242,564 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 21,340 | $242,001 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,493 | $238,539 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 34,436 | $238,300 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 14,820 | $236,521 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,529 | $233,164 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 20,468 | $232,929 | dollars as filed | |
| CORNING INC | 219350105 | COM | 6,584 | $232,291 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,598 | $232,221 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,966 | $232,100 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,092 | $231,859 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 27,418 | $231,684 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,670 | $231,493 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 6,119 | $230,441 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,051 | $230,101 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 25,805 | $229,927 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,757 | $229,365 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 8,282 | $228,749 | dollars as filed | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,770 | $228,715 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 4,656 | $228,637 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,581 | $227,564 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,818 | $227,107 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,149 | $226,704 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,086 | $226,062 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,941 | $224,963 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,357 | $224,255 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,298 | $223,835 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 2,808 | $223,609 | dollars as filed | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,219 | $223,324 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 10,551 | $222,426 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 19,505 | $221,774 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 5,220 | $220,720 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,630 | $220,434 | dollars as filed | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,462 | $220,144 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,726 | $220,000 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 451 | $218,944 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 8,267 | $217,675 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,999 | $217,003 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,005 | $216,030 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 183 | $215,177 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 2,931 | $215,131 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 704 | $214,511 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 8,389 | $213,909 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,546 | $213,014 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,406 | $212,679 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 3,096 | $212,367 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,501 | $212,336 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q167 | ACTIVE VALUE ETF | 4,087 | $210,422 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,297 | $209,665 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,431 | $209,174 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,313 | $209,069 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 11,769 | $209,017 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,591 | $208,974 | dollars as filed | |
| FERGUSON PLC NEW | G3421J106 | SHS | 1,556 | $208,115 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 611 | $208,111 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,398 | $206,879 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 812 | $206,485 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 5,803 | $206,484 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,286 | $205,876 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,000 | $205,800 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 708 | $203,346 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 2,987 | $203,086 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 435 | $202,152 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 676 | $202,124 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 10,782 | $200,868 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,268 | $200,721 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 15,580 | $197,710 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,192 | $194,871 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 30,445 | $192,717 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 21,496 | $187,446 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,498 | $181,637 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,128 | $179,164 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,734 | $178,267 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 11,565 | $168,674 | dollars as filed | call |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 10,846 | $163,775 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 86,410 | $159,859 | dollars as filed | |
| XP INC CL A | G98239109 | Stock | 13,196 | $156,637 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,520 | $151,424 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,405 | $143,185 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 81,296 | $142,268 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 15,613 | $138,803 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,069 | $133,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 31,908 | $131,461 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,034 | $121,903 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 18,308 | $112,227 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 17,166 | $111,407 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,137 | $111,006 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 13,320 | $108,424 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 10,958 | $106,157 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 23,350 | $104,375 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,445 | $99,775 | dollars as filed | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 29,564 | $97,266 | dollars as filed | |
| SILO PHARMA INC | 82711P201 | cs | 44,507 | $93,465 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 14,790 | $91,551 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,010 | $87,209 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 11,500 | $74,290 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 21,052 | $71,998 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,575 | $67,467 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 61,254 | $66,767 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 13,427 | $65,390 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 22,550 | $61,562 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 16,265 | $59,854 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 13,313 | $57,778 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 12,113 | $49,785 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 10,000 | $46,400 | dollars as filed | |
| NULL | 25381D206 | NULL | 24,808 | $41,182 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,000 | $36,900 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,950 | $36,307 | dollars as filed | call |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 25,000 | $28,500 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 30,000 | $28,200 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 16,824 | $25,909 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 13,500 | $20,250 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 19,880 | $19,284 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,000 | $13,490 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,434 | $8,740 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 20,000 | $7,332 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 10,000 | $6,200 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 14,656 | $5,474 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,000 | $4,700 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 30,148 | $3,256 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 23,097 | $2,880 | dollars as filed | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 55,495 | $1,716 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730293-23-000002 | this filing | 2023-05-11 | acceptance time not in the bulk data set |