13F-HR filed by Financial Advocates Investment Management
Financial Advocates Investment Management filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-11, with 728 holding rows worth $1,517,658,000.
- Accession
- 0001730293-22-000002
- Filer
- CIK 1730293
- Filed
- 2022-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 728 entries on the cover page, a total value of $1,517,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,517,658,000 with VALUE read as thousands by filing date, 13F file number 028-18619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 6,026 | $402,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,315 | $400,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12,365 | $398,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,504 | $394,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5,929 | $390,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,434 | $387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,263 | $387,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 4,214 | $386,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 182 | $385,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,203 | $383,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,584 | $382,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,769 | $382,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 9,780 | $380,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,667 | $379,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 10,179 | $375,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 696 | $374,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,002 | $370,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 67,000 | $370,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,969 | $369,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,964 | $368,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 8,455 | $368,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,929 | $367,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 37,232 | $366,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 6,258 | $365,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,918 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,285 | $361,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,917 | $358,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,525 | $352,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,016 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,988 | $352,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,459 | $350,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,764 | $350,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,321 | $349,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,011 | $348,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,279 | $347,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 14,365 | $346,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,431 | $345,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,563 | $345,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 13,410 | $344,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,825 | $342,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 11,556 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,148 | $338,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,526 | $337,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,553 | $336,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,026 | $336,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 4,080 | $334,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,823 | $333,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 7,353 | $333,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,824 | $330,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,614 | $330,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,979 | $327,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 31,033 | $325,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 23,518 | $323,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,618 | $323,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 11,546 | $323,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,403 | $322,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 36,627 | $321,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,336 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 6,105 | $319,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,977 | $318,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,547 | $316,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,749 | $313,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,627 | $312,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,030 | $312,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,617 | $311,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,658 | $311,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,348 | $309,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,460 | $308,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,530 | $308,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,074 | $306,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 47,522 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,734 | $306,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,143 | $305,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,803 | $304,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,213 | $303,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,972 | $301,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,680 | $299,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,496 | $299,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 19,157 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,743 | $297,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,082 | $296,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,816 | $296,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 6,363 | $296,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,330 | $294,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,970 | $293,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,215 | $292,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 9,660 | $292,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 17,284 | $291,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,084 | $290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,232 | $290,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,906 | $290,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,073 | $287,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,094 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,363 | $284,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,427 | $280,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 932 | $280,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 19,010 | $278,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,565 | $277,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 174 | $276,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,004 | $274,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 8,465 | $273,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,118 | $272,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,733 | $270,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 10,810 | $270,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,688 | $269,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 4,695 | $269,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 10,900 | $268,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,660 | $267,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,514 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E495 | PURBTA 0 5 YR | 10,160 | $267,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,308 | $266,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 11,164 | $265,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 7,218 | $263,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 22,316 | $261,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,966 | $260,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 4,246 | $258,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,086 | $257,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 14,709 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,373 | $256,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,625 | $255,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,047 | $255,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,309 | $253,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,212 | $253,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,188 | $252,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,278 | $251,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,769 | $250,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,778 | $249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,229 | $249,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,328 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,826 | $246,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,018 | $246,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,153 | $245,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 113,415 | $242,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,518 | $241,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 28,656 | $241,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 8,808 | $240,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 18,230 | $239,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,784 | $238,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,714 | $238,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 10,200 | $238,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,600 | $236,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,973 | $235,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,837 | $235,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,179 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 5,748 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,481 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 7,473 | $233,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 22,841 | $233,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 5,307 | $232,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 474 | $231,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 812 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,733 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 4,658 | $229,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 801 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,906 | $227,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 549 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 5,600 | $226,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,502 | $226,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,171 | $225,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,635 | $220,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,008 | $219,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 3,224 | $219,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 2,867 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,349 | $218,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 6,715 | $216,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,629 | $216,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 14,680 | $216,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,110 | $215,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,255 | $215,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 208,952 | $213,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 4,803 | $212,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 291 | $209,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,555 | $209,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,005 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4,559 | $209,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,310 | $208,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,991 | $207,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 8,895 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,603 | $207,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 8,559 | $207,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 6,420 | $206,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,465 | $205,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 97 | $205,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,601 | $202,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,195 | $202,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 10,426 | $202,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 287 | $200,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 11,839 | $197,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,746 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,747 | $193,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 10,135 | $183,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,110 | $179,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,346 | $176,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,684 | $168,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 36,483 | $166,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,456 | $164,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 29,188 | $157,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 16,722 | $154,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,445 | $148,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,356 | $148,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,069 | $143,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,598 | $129,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 15,167 | $128,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 23,350 | $124,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,400 | $124,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,354 | $116,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,337 | $115,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 11,027 | $107,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 10,237 | $106,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,391 | $102,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,420 | $95,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,826 | $84,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 17,750 | $83,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 17,055 | $61,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 11,830 | $57,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 30,000 | $52,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 19,500 | $51,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 18,500 | $35,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 23,097 | $29,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 15,000 | $27,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 25,000 | $24,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 10,000 | $23,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $21,000 | thousands by filing date | principal |
| PAVMED INC | 70387R106 | COM | 14,656 | $19,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 17,050 | $17,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 10,148 | $11,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,000 | $8,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 11,472 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730293-22-000002 | this filing | 2022-05-11 | acceptance time not in the bulk data set |