13F-HR filed by Financial Advocates Investment Management
Financial Advocates Investment Management filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-04, with 739 holding rows worth $1,480,616,000.
- Accession
- 0001730293-21-000004
- Filer
- CIK 1730293
- Filed
- 2021-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 739 entries on the cover page, a total value of $1,480,616,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,480,616,000 with VALUE read as thousands by filing date, 13F file number 028-18619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AUTODESK INC COM | 052769106 | Stock | 319 | $440,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 28,133 | $440,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,268 | $438,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,252 | $437,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 21,507 | $437,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,305 | $436,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,542 | $434,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,638 | $434,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 13,268 | $433,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,683 | $431,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,360 | $430,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,044 | $430,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 13,310 | $427,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 15,209 | $426,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 8,462 | $424,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 5,800 | $422,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 7,050 | $422,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,088 | $413,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 23,950 | $410,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 9,417 | $409,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 22,024 | $409,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,852 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,882 | $408,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,454 | $405,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,988 | $404,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,568 | $404,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,636 | $404,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12,300 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 7,381 | $402,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,000 | $400,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,343 | $400,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 8,875 | $400,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,114 | $398,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 12,600 | $398,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 13,817 | $397,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,611 | $396,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,430 | $394,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 25,465 | $393,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,998 | $393,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,019 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,523 | $388,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 18,562 | $387,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 31,086 | $387,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,133 | $386,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 676 | $385,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 25,702 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,367 | $384,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 22,835 | $382,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,199 | $381,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 21,142 | $381,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,712 | $376,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,642 | $375,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,649 | $374,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,261 | $372,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,164 | $370,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,292 | $366,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 16,505 | $365,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 11,751 | $365,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13,258 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 4,767 | $364,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 5,924 | $360,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 17,339 | $360,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 14,532 | $359,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 8,363 | $359,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,177 | $356,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 10,382 | $354,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,361 | $352,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 14,529 | $351,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,082 | $350,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 6,429 | $350,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 21,690 | $347,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,908 | $345,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 14,344 | $345,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 9,110 | $343,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,037 | $341,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,133 | $341,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,163 | $341,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,260 | $341,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 23,359 | $341,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,695 | $340,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 2,662 | $340,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 4,853 | $339,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,320 | $339,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,289 | $335,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,200 | $335,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 6,941 | $334,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,251 | $333,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 12,472 | $332,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,633 | $329,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,478 | $328,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,838 | $328,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 506 | $328,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,224 | $327,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,022 | $327,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,176 | $325,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 16,667 | $324,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 9,476 | $324,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,570 | $323,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,923 | $322,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,025 | $322,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 11,717 | $322,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,004 | $321,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 24,266 | $320,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,569 | $315,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,438 | $315,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 18,361 | $314,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,800 | $313,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,887 | $312,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,256 | $312,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 11,222 | $304,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,532 | $302,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,096 | $302,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,886 | $302,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 9,029 | $302,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 8,839 | $302,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,306 | $300,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 8,252 | $300,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 492 | $298,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 11,724 | $297,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,166 | $294,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,701 | $289,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 47,522 | $288,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 209,952 | $286,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 24,809 | $283,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 6,330 | $283,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,761 | $277,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,206 | $275,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,554 | $273,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,086 | $272,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,328 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,413 | $271,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,040 | $270,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 9,127 | $270,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,830 | $268,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,811 | $267,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,339 | $262,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 8,974 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 4,761 | $261,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 26,534 | $260,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,440 | $258,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 749 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 4,771 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,551 | $255,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,260 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,835 | $254,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 14,107 | $253,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,809 | $253,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,992 | $248,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,997 | $247,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 3,443 | $247,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,301 | $247,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 9,974 | $247,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 937 | $246,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,274 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,403 | $246,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,098 | $246,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,680 | $244,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,363 | $243,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 11,300 | $243,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,654 | $239,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,537 | $239,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 8,590 | $239,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,351 | $238,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,773 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,805 | $236,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,761 | $233,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,904 | $232,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 879 | $232,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,455 | $230,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,386 | $229,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,501 | $229,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,326 | $228,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,887 | $228,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,010 | $228,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,039 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,157 | $227,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,575 | $225,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,351 | $224,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,814 | $224,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,026 | $223,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,840 | $222,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,104 | $217,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 19,151 | $217,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,961 | $217,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 4,573 | $216,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 532 | $215,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,173 | $214,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,688 | $214,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,822 | $213,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,444 | $213,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,524 | $212,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,705 | $212,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,040 | $209,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,762 | $209,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 3,661 | $209,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,159 | $208,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 4,908 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,007 | $208,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 739 | $207,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 3,389 | $207,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,894 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 2,723 | $207,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,826 | $206,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,588 | $205,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 853 | $204,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,000 | $204,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35 | $201,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 5,551 | $201,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,090 | $200,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 12,171 | $193,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,456 | $169,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 35,395 | $167,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,418 | $151,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,044 | $151,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 14,382 | $140,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,269 | $137,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,337 | $136,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,165 | $135,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 23,350 | $129,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 14,656 | $125,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,420 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 12,913 | $111,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 11,027 | $105,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 38,925 | $105,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,433 | $101,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 25,825 | $98,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,400 | $89,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,393 | $88,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 12,440 | $85,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,350 | $79,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 17,000 | $74,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 30,000 | $72,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 72,145 | $65,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 23,097 | $63,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 15,000 | $50,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 20,000 | $38,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $20,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,000 | $13,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 11,472 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730293-21-000004 | this filing | 2021-11-04 | acceptance time not in the bulk data set |