13F-HR filed by Financial Advocates Investment Management
Financial Advocates Investment Management filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 607 holding rows worth $1,055,123,000.
- Accession
- 0001730293-20-000003
- Filer
- CIK 1730293
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 607 entries on the cover page, a total value of $1,055,123,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,055,123,000 with VALUE read as thousands by filing date, 13F file number 028-18619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,652 | $255,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 16,576 | $255,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 4,966 | $255,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 9,309 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,396 | $251,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 34,423 | $249,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,130 | $248,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 670 | $247,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,631 | $246,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,683 | $244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 4,721 | $243,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 9,098 | $241,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,879 | $240,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,590 | $239,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 9,034 | $239,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,780 | $238,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,958 | $237,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,234 | $237,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,312 | $237,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,780 | $236,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,910 | $233,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 7,042 | $233,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 925 | $233,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 6,305 | $231,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,224 | $231,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 398 | $230,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 16,277 | $230,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,896 | $230,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,228 | $229,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 11,414 | $227,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,621 | $225,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,935 | $224,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416706 | Cmn | 8,100 | $224,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,547 | $223,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,949 | $223,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,506 | $220,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 6,244 | $220,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 170 | $220,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 9,765 | $219,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,952 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,916 | $218,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,567 | $218,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,259 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 4,837 | $217,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,280 | $215,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 15,008 | $215,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 2,600 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,059 | $214,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,377 | $213,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 644 | $212,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 11,016 | $212,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 5,065 | $212,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,052 | $211,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,332 | $210,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 721 | $210,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 8,800 | $210,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 876 | $208,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,103 | $208,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,224 | $208,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 509 | $207,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 490 | $207,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,578 | $207,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,880 | $205,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,064 | $204,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,919 | $204,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 7,101 | $204,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,693 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 16,573 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 8,839 | $201,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 16,133 | $200,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,387 | $188,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 13,137 | $184,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,935 | $184,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 16,228 | $182,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 13,078 | $181,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 19,811 | $176,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,703 | $170,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,671 | $157,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,881 | $157,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,021 | $156,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 12,225 | $156,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,124 | $153,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 10,150 | $147,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,498 | $143,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,456 | $136,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 41,550 | $133,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 18,071 | $130,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,970 | $128,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,581 | $120,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,464 | $113,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,420 | $97,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 10,343 | $95,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 40,281 | $91,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,640 | $87,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,448 | $85,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,646 | $81,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 41,438 | $79,000 | thousands by filing date | call |
| PLAYAGS INC | 72814N104 | COM | 16,017 | $54,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 11,585 | $45,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 16,533 | $43,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $19,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,300 | $18,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 11,472 | $15,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 23,097 | $12,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,000 | $8,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 10,090 | $7,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 12,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730293-20-000003 | this filing | 2020-08-14 | acceptance time not in the bulk data set |