13F-HR filed by Financial Advocates Investment Management
Financial Advocates Investment Management filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-15, with 499 holding rows worth $732,698,000.
- Accession
- 0001730293-18-000001
- Filer
- CIK 1730293
- Filed
- 2018-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 916 entries on the cover page, a total value of $732,698,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $732,698,000 with VALUE read as thousands by filing date, 13F file number 028-18619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 184,494 | $28,737,000 | thousands by filing date | |
| VTI | 922908769 | COM | 151,055 | $20,732,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 62,330 | $16,633,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 202,957 | $16,555,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 279,048 | $14,728,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 86,334 | $14,610,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 49,591 | $13,332,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 206,941 | $13,199,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 470,640 | $12,891,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 93,023 | $11,881,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 136,129 | $11,384,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 159,139 | $11,188,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 80,170 | $9,105,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 59,008 | $9,014,000 | thousands by filing date | |
| IJH | 464287507 | COM | 45,805 | $8,693,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 182,960 | $8,399,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 97,648 | $8,352,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 182,524 | $8,188,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 53,653 | $8,180,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 581,210 | $8,079,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 167,115 | $7,874,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 30,441 | $7,467,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 58,076 | $6,635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 168,832 | $6,616,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 99,794 | $6,596,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 79,958 | $5,836,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,088 | $5,715,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 44,990 | $5,633,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 49,989 | $5,466,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 37,859 | $5,325,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 175,127 | $5,076,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 45,036 | $4,789,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 30,935 | $4,788,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 57,103 | $4,739,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 30,365 | $4,488,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,997 | $4,423,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,700 | $4,301,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 41,760 | $4,261,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 44,883 | $4,241,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 33,993 | $4,203,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 107,207 | $4,168,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 28,642 | $4,003,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 100,263 | $3,939,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 37,603 | $3,878,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 38,266 | $3,866,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 67,649 | $3,843,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 119,069 | $3,674,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 385,127 | $3,647,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 56,445 | $3,530,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 61,219 | $3,516,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 40,347 | $3,382,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 27,619 | $3,357,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 17,394 | $3,338,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 40,961 | $3,318,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 39,340 | $3,291,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 37,514 | $3,274,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 41,652 | $3,185,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,022 | $3,183,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 28,387 | $3,161,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 28,359 | $3,116,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 39,119 | $3,004,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 34,524 | $2,854,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 50,012 | $2,845,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 61,153 | $2,823,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 64,792 | $2,685,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 23,333 | $2,662,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 30,602 | $2,621,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,561 | $2,609,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 28,088 | $2,532,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,452 | $2,523,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 109,526 | $2,523,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 22,251 | $2,482,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 13,008 | $2,465,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 33,059 | $2,390,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,864 | $2,371,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 43,861 | $2,321,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 36,167 | $2,313,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 21,434 | $2,305,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,552 | $2,230,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 96,404 | $2,225,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 11,819 | $2,223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21,637 | $2,198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 23,730 | $2,186,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,743 | $2,073,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,929 | $2,034,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 55,390 | $2,006,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 97,445 | $1,950,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 41,033 | $1,936,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,309 | $1,899,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 24,482 | $1,852,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 83,315 | $1,789,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,393 | $1,779,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 49,077 | $1,765,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 11,825 | $1,728,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,510 | $1,701,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 27,054 | $1,688,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 12,593 | $1,671,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,192 | $1,667,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,380 | $1,580,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,417 | $1,572,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 21,857 | $1,560,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 26,326 | $1,557,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 34,044 | $1,544,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,183 | $1,530,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 28,895 | $1,507,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 19,015 | $1,504,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 85,972 | $1,500,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 12,594 | $1,494,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,248 | $1,480,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,375 | $1,479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 25,128 | $1,471,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 16,792 | $1,467,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 28,400 | $1,454,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 238,553 | $1,415,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 140,834 | $1,376,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,910 | $1,367,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,921 | $1,364,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 26,872 | $1,347,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 48,598 | $1,340,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,271 | $1,330,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 25,508 | $1,326,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 15,945 | $1,322,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 194,629 | $1,312,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 140,038 | $1,305,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 46,135 | $1,288,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 43,103 | $1,288,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 43,598 | $1,287,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 33,685 | $1,283,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 26,182 | $1,274,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 27,333 | $1,254,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,731 | $1,223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 40,605 | $1,222,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 38,092 | $1,220,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 14,395 | $1,209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 12,626 | $1,173,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 15,790 | $1,168,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 13,844 | $1,160,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 22,522 | $1,152,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,033 | $1,151,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,688 | $1,148,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 22,101 | $1,142,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 20,479 | $1,135,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 8,290 | $1,135,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 33,593 | $1,135,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,196 | $1,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 23,283 | $1,119,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,234 | $1,114,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 30,035 | $1,103,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,179 | $1,101,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 80,341 | $1,092,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 68,111 | $1,089,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 23,606 | $1,063,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 75,174 | $1,056,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 15,321 | $1,046,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,958 | $1,036,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 34,282 | $1,018,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 9,662 | $1,010,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,941 | $1,005,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,852 | $1,004,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,085 | $995,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 9,878 | $988,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,238 | $988,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 13,988 | $987,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 157,950 | $984,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 19,043 | $979,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 32,425 | $973,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 15,240 | $971,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 79,043 | $955,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 13,232 | $952,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 11,342 | $934,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 57,278 | $926,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 15,697 | $926,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 8,601 | $917,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 16,650 | $911,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 16,685 | $910,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11,764 | $906,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 18,707 | $886,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 16,127 | $885,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,535 | $875,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,272 | $869,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 116,693 | $858,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,409 | $853,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,335 | $850,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 42,415 | $846,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 13,168 | $844,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,691 | $839,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 14,850 | $835,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 8,211 | $832,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 66,359 | $829,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 7,254 | $829,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 15,720 | $824,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 26,254 | $819,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,735 | $817,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 25,395 | $807,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 31,133 | $804,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,819 | $784,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,948 | $780,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,480 | $772,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,005 | $765,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 16,873 | $765,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,195 | $753,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,542 | $748,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 17,685 | $743,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,152 | $742,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,888 | $740,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 46,233 | $739,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,990 | $738,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 12,158 | $718,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,603 | $717,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 57,194 | $716,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,642 | $713,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 40,696 | $710,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 12,922 | $703,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 16,007 | $690,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,849 | $688,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,031 | $675,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 26,374 | $675,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,167 | $670,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 5,905 | $663,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,642 | $659,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 14,438 | $653,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 28,686 | $653,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 36,787 | $646,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 37,930 | $639,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 49,532 | $638,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,088 | $631,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7,427 | $626,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 11,596 | $624,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,814 | $616,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,477 | $607,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 4,632 | $602,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,419 | $593,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 43,537 | $593,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,824 | $583,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,073 | $581,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,766 | $580,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,932 | $574,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 19,324 | $565,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 13,905 | $564,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,517 | $559,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 7,587 | $555,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,788 | $550,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,614 | $545,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 27,400 | $544,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 6,543 | $534,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,940 | $534,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,942 | $530,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,211 | $530,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 13,800 | $525,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 20,873 | $520,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 3,326 | $514,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 9,500 | $510,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,285 | $504,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,201 | $501,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 45,140 | $489,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 11,525 | $489,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,932 | $487,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 27,346 | $487,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,963 | $486,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,881 | $483,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,013 | $482,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,972 | $474,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 16,936 | $473,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 15,865 | $471,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,635 | $471,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 7,875 | $469,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,267 | $463,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 22,397 | $452,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 13,502 | $446,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,052 | $446,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,398 | $444,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,496 | $444,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,587 | $442,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 8,849 | $442,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,818 | $438,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,086 | $436,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 11,724 | $435,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,109 | $432,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,800 | $430,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,734 | $426,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,696 | $426,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,031 | $424,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,814 | $420,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 6,982 | $419,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 13,330 | $417,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,491 | $416,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 16,113 | $414,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,855 | $413,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 30,840 | $411,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 32,975 | $409,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,130 | $404,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,087 | $402,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 17,972 | $398,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 42,060 | $397,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,451 | $395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,950 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 13,338 | $392,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,360 | $392,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,529 | $391,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 20,555 | $391,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,498 | $387,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,482 | $387,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,107 | $386,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,818 | $384,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 14,732 | $383,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 931 | $382,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 18,569 | $375,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 12,200 | $374,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 10,563 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,729 | $373,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 5,247 | $373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,812 | $372,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,833 | $369,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 34,195 | $369,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,858 | $367,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,644 | $365,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 9,425 | $365,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,534 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 7,374 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,555 | $357,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,975 | $356,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,926 | $355,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 24,458 | $353,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 21,225 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,969 | $351,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,277 | $350,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 30,800 | $342,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,673 | $341,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 11,933 | $341,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 10,936 | $340,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,318 | $339,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,761 | $338,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,051 | $337,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,541 | $331,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 10,809 | $329,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,853 | $328,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,561 | $327,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,072 | $326,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,846 | $325,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 11,836 | $325,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC COM | 48205A909 | Option | 12,200 | $325,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,014 | $321,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,150 | $320,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,381 | $320,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,895 | $319,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 10,700 | $319,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,959 | $318,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 13,225 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 6,217 | $317,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,527 | $316,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,489 | $314,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,845 | $312,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 9,457 | $311,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 604 | $310,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 8,162 | $307,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8,185 | $304,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 10,271 | $304,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,756 | $302,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 12,150 | $301,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,650 | $301,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,084 | $298,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,315 | $297,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,342 | $296,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,225 | $294,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,655 | $292,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,777 | $290,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,048 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,942 | $285,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 12,061 | $285,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,209 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,560 | $284,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 10,973 | $283,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,236 | $282,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,071 | $281,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,790 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,940 | $278,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 10,366 | $278,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 6,523 | $277,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,786 | $276,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 9,986 | $274,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,580 | $273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,661 | $270,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,533 | $269,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,634 | $266,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,888 | $266,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,491 | $266,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,633 | $264,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,460 | $262,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,753 | $260,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,263 | $258,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,284 | $256,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 32,716 | $255,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,073 | $254,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 735 | $254,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,176 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 11,431 | $254,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,209 | $253,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,086 | $253,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,515 | $252,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,684 | $251,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 10,702 | $251,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,205 | $250,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,192 | $248,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 39,145 | $247,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,474 | $243,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,575 | $243,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 8,109 | $242,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,110 | $242,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,025 | $241,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,968 | $241,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 6,930 | $240,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,500 | $239,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 6,087 | $237,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 7,625 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,470 | $233,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,905 | $233,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,910 | $232,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,134 | $231,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 8,660 | $229,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,829 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 9,860 | $228,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 10,349 | $228,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,482 | $228,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,135 | $227,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,461 | $227,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,236 | $227,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,207 | $226,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,705 | $226,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,562 | $225,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,572 | $224,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,862 | $222,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,124 | $222,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,492 | $221,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 8,026 | $220,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 27,591 | $219,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,276 | $219,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,854 | $219,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,473 | $217,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,152 | $217,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 9,243 | $216,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,985 | $215,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,314 | $214,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,538 | $213,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 8,094 | $213,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,795 | $212,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,268 | $211,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,807 | $211,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,089 | $211,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 10,360 | $211,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,547 | $210,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,185 | $209,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 9,913 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,396 | $208,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 6,889 | $208,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,239 | $207,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,148 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,951 | $206,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,362 | $204,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,005 | $203,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 5,400 | $202,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,933 | $201,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 3,991 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,619 | $177,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,060 | $170,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,929 | $148,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,397 | $148,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 4,753 | $143,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 4,055 | $130,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,823 | $125,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,650 | $115,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,338 | $114,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,521 | $111,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,714 | $102,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 2,440 | $94,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 310 | $63,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1,860 | $62,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 540 | $61,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,740 | $53,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,050 | $49,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,177 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 354 | $48,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,083 | $28,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 328 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 263 | $20,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 15 | $20,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,228 | $19,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,125 | $14,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 498 | $14,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $11,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 755 | $10,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 35 | $5,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 174 | $5,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 56 | $4,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 32 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 600 | $3,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 42 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 84 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 69 | $1,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 68 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001730293-18-000001 | this filing | 2018-02-15 | acceptance time not in the bulk data set |