13F-HR filed by Qube Research & Technologies Ltd
Qube Research & Technologies Ltd filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 2,402 holding rows worth $18,681,389,222.
- Accession
- 0001729829-23-000002
- Filer
- CIK 1729829
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 2,402 entries on the cover page, a total value of $18,681,389,222 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,681,389,222 with VALUE read as dollars as filed, 13F file number 028-18757. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 112,592 | $103,483 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 6,487 | $103,208 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 71,157 | $101,043 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 3,048 | $101,011 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 5,726 | $100,892 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 31,894 | $97,596 | dollars as filed | |
| HEMPACCO CO INC | 42371L106 | COM | 117,400 | $97,559 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 29,527 | $97,439 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 62,829 | $97,385 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,520 | $97,022 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 78,240 | $97,018 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,471 | $96,740 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 4,702 | $96,673 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 22,712 | $96,526 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 44,899 | $95,635 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 51,539 | $95,347 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 120,580 | $95,258 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 4,603 | $94,592 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 1,674 | $94,430 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 19,394 | $94,061 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 1,733 | $93,963 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 535 | $93,197 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 512 | $92,037 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 10,877 | $91,693 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 12,790 | $91,193 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 11,063 | $90,938 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 974 | $90,582 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 56,281 | $90,050 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 27,103 | $89,982 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 11,495 | $88,626 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 24,004 | $88,335 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 5,236 | $87,546 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 2,900 | $87,203 | dollars as filed | |
| JPMORGAN BETABUILD INTERL EQY ETF | 46641Q373 | COM | 1,736 | $86,158 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,523 | $85,920 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 24,044 | $85,116 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 34,799 | $84,214 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 15,091 | $84,208 | dollars as filed | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,016 | $83,525 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 44,612 | $83,424 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 18,534 | $83,032 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,461 | $82,897 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 40,025 | $82,452 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 28,797 | $82,071 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 13,542 | $81,658 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 62,750 | $81,575 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 69,354 | $80,451 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 12,094 | $80,183 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 14,398 | $80,053 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,646 | $80,029 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 12,997 | $79,932 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,120 | $79,643 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 13,127 | $79,287 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,110 | $79,212 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 1,198 | $78,757 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 359 | $78,628 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 12,801 | $78,214 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 10,187 | $77,625 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 2,594 | $76,834 | dollars as filed | |
| SHUTTLE PHARMACTCLS HLDGS IN | 825693203 | COM | 39,100 | $76,636 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 672 | $76,205 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,959 | $76,127 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 16,488 | $75,845 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,545 | $75,794 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 67,048 | $75,764 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 14,859 | $75,632 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 476 | $75,403 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,521 | $75,213 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 469 | $74,918 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 4,532 | $74,823 | dollars as filed | |
| Fidelity High Dividend ETF | 316092840 | SHS | 2,002 | $74,675 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 1,828 | $74,601 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 912 | $74,346 | dollars as filed | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 24,818 | $73,461 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 462 | $73,299 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 24,774 | $73,083 | dollars as filed | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 60,898 | $73,078 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,483 | $72,578 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 549 | $72,463 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 30,662 | $72,056 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 37,454 | $71,912 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 29,510 | $71,709 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 845 | $71,614 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,410 | $71,501 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,057 | $70,343 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 52,789 | $70,209 | dollars as filed | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,759 | $70,096 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 26,961 | $69,559 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 63,082 | $68,759 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,204 | $68,633 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,751 | $68,271 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 785 | $67,800 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,060 | $67,713 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 51,881 | $67,445 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 56,579 | $67,329 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,098 | $66,594 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 1,083 | $66,464 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,118 | $65,604 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,196 | $64,440 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 1,259 | $64,096 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 31,556 | $62,796 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 2,800 | $62,776 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 224 | $62,720 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 2,800 | $62,552 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,381 | $62,352 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 357 | $61,429 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 1,392 | $61,178 | dollars as filed | |
| PHUNWARE INC | 71948P100 | COMMON | 78,413 | $60,637 | dollars as filed | |
| MGC | 921910873 | COM | 455 | $60,242 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 13,759 | $59,852 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 1,171 | $59,826 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 2,636 | $59,600 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,677 | $59,181 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,078 | $59,118 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 365,887 | $58,359 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 629 | $58,340 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 707 | $57,691 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 693 | $56,830 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 323 | $55,979 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,902 | $55,864 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 31,961 | $55,293 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,507 | $55,234 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,600 | $55,120 | dollars as filed | |
| AVENUE THERAPEUTICS INC | 05360L304 | COMMON | 47,400 | $54,984 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 733 | $54,601 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 10,632 | $54,542 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 67,466 | $53,973 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,141 | $53,810 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 631 | $53,559 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 815 | $53,252 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 2,200 | $52,822 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 236 | $52,080 | dollars as filed | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 570 | $51,237 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,164 | $50,809 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 613 | $50,634 | dollars as filed | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,706 | $50,139 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 265 | $49,393 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 928 | $48,785 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 1,231 | $48,464 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 985 | $48,452 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 2,238 | $48,361 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,162 | $48,316 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 2,481 | $47,858 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 29,537 | $47,555 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 1,147 | $46,798 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 11,146 | $45,587 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1,691 | $45,556 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 823 | $45,364 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 484 | $45,230 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 1,458 | $44,702 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 1,121 | $44,672 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 25,304 | $44,282 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 1,628 | $43,989 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 558 | $43,857 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 954 | $43,798 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 10,681 | $43,685 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,441 | $43,043 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 261 | $42,692 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 819 | $42,211 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 109 | $41,879 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 983 | $41,866 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,535 | $41,092 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 372 | $40,641 | dollars as filed | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,864 | $40,225 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 535 | $39,713 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 27,001 | $39,421 | dollars as filed | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,947 | $39,096 | dollars as filed | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 839 | $38,418 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 16,313 | $38,009 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 825 | $37,661 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 298 | $37,542 | dollars as filed | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 649 | $37,538 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 77,764 | $37,498 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 2,175 | $37,236 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 500 | $37,110 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 407 | $37,035 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 784 | $36,895 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 13,396 | $35,901 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,142 | $35,699 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 227 | $35,650 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 37,349 | $35,594 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 53,320 | $34,610 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 844 | $34,562 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 299 | $34,005 | dollars as filed | |
| URANIUM RTY CORP | 91702V101 | COM | 14,329 | $33,960 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 13,496 | $33,875 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 354 | $33,552 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 1,112 | $32,893 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 28,665 | $32,391 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 18,632 | $32,233 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 441 | $32,056 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 28,115 | $31,770 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 67,564 | $31,417 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,336 | $30,741 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 391 | $30,588 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 187,274 | $30,526 | dollars as filed | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 274 | $30,376 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 770 | $29,984 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 10,228 | $29,763 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 314 | $29,676 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 218 | $29,567 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 660 | $29,472 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 357 | $29,388 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,487 | $28,799 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 237 | $28,402 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 869 | $28,147 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 422 | $27,687 | dollars as filed | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 785 | $27,247 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 507 | $26,688 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 573 | $25,871 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,139 | $25,867 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 435 | $25,069 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 392 | $24,759 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 589 | $24,467 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 717 | $24,356 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 449 | $23,617 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 600 | $23,546 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 700 | $23,436 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 902 | $22,748 | dollars as filed | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 441 | $22,457 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 1,002 | $22,395 | dollars as filed | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 325 | $21,843 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 498 | $21,529 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,440 | $21,402 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 465 | $21,153 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 466 | $20,881 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 630 | $20,475 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 757 | $20,272 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 469 | $20,097 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 406 | $19,987 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 296 | $19,847 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 883 | $19,382 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 90 | $19,307 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 174 | $19,194 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 55 | $19,139 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 119 | $18,858 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 155 | $18,682 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 524 | $18,327 | dollars as filed | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 255 | $18,306 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 348 | $18,012 | dollars as filed | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 239,532 | $17,989 | dollars as filed | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 833 | $17,818 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 11,532 | $17,529 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 301 | $17,446 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 379 | $17,275 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 184 | $16,845 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 19,771 | $16,657 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 341 | $16,600 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 492 | $16,074 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 219 | $15,932 | dollars as filed | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 842 | $15,788 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 239 | $15,519 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 615 | $15,455 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 455 | $15,402 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 467 | $15,093 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 480 | $14,909 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 92 | $14,325 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 309 | $14,202 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 615 | $13,770 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 207 | $13,449 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 109 | $13,273 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 450 | $13,010 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 64 | $12,835 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 363 | $12,763 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 1,690 | $12,134 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 471 | $12,058 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 944 | $11,942 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 289 | $11,837 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 681 | $11,795 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,035 | $11,571 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 645 | $11,473 | dollars as filed | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 339 | $11,326 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 363 | $11,253 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 82 | $11,090 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 269 | $10,975 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 244 | $10,297 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 219 | $10,232 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 245 | $10,084 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 359 | $9,858 | dollars as filed | |
| Galiano Gold Inc | 36352H100 | COM | 18,458 | $9,598 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 756 | $9,579 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 508 | $9,545 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 468 | $9,440 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 154 | $9,391 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 741 | $9,181 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 330 | $8,633 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,855 | $8,571 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 430 | $8,544 | dollars as filed | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 272 | $8,489 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 418 | $8,444 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 269 | $8,398 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 205 | $8,335 | dollars as filed | |
| SESEN BIO INC | 817763105 | COM | 13,674 | $8,334 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 182 | $7,993 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 227 | $7,954 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 137 | $7,804 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 12,001 | $7,799 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 170 | $7,618 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 164 | $7,597 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 346 | $7,474 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 129 | $7,432 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 282 | $7,264 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 431 | $7,202 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 275 | $7,202 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y801 | DAIL CONS DI ETF | 447 | $7,165 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 281 | $7,163 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 98 | $7,130 | dollars as filed | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 100 | $6,902 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 89 | $6,856 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 18,778 | $6,518 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 102 | $6,486 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 60 | $6,484 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 73 | $6,368 | dollars as filed | |
| TRICIDA INC | 89610F101 | COM | 41,184 | $6,297 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 13,646 | $6,180 | dollars as filed | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 272 | $6,106 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 14,899 | $5,827 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 35,524 | $5,826 | dollars as filed | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 202 | $5,787 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 200 | $5,688 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 77 | $5,663 | dollars as filed | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 138 | $5,643 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 62 | $5,414 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 54 | $5,404 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 100 | $5,401 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 152 | $5,259 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 73 | $5,187 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 102 | $5,079 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 102 | $5,027 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 81 | $4,939 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 12,142 | $4,887 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 169 | $4,786 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 190 | $4,708 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,582 | $4,636 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 23,493 | $4,605 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 164 | $4,520 | dollars as filed | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 78 | $4,501 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 200 | $4,466 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 260 | $4,168 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 100 | $4,129 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 127 | $4,059 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 51 | $4,047 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 67 | $3,996 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 105 | $3,878 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 100 | $3,833 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 118 | $3,577 | dollars as filed | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 72,193 | $3,501 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 109 | $3,488 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 13 | $3,326 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 38 | $3,222 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 73 | $3,181 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 145 | $3,147 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 66 | $3,105 | dollars as filed | |
| DRIVE SHACK INC | 262077100 | COM | 18,478 | $3,097 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 265 | $3,094 | dollars as filed | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 138 | $3,074 | dollars as filed | |
| WATSCO INC | 942622101 | CL B CONV | 12 | $3,030 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 194 | $2,921 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 99 | $2,789 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 173 | $2,533 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 136 | $2,477 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100 | $2,473 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 74 | $2,443 | dollars as filed | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 273 | $2,048 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 68 | $2,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 12 | $1,635 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 110 | $1,619 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 28 | $1,498 | dollars as filed | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 49 | $1,492 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 54 | $1,439 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 46 | $1,205 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 103 | $1,202 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 23 | $1,187 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 30 | $1,178 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 95 | $1,125 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 132 | $1,006 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 65 | $1,005 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 16,727 | $910 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 63 | $899 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 47 | $852 | dollars as filed | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 19 | $821 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 54 | $768 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 14 | $755 | dollars as filed | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 43 | $713 | dollars as filed | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,980 | $632 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E257 | CMN | 68 | $519 | dollars as filed | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 5,511 | $496 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 59 | $484 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 14 | $389 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 9 | $367 | dollars as filed | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 16,764 | $335 | dollars as filed | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 10,082 | $334 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 9 | $262 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 30 | $224 | dollars as filed | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 11,400 | $108 | dollars as filed | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 8 | $99 | dollars as filed | |
| PROSHARES TR II | 74347Y847 | FUND | 3 | $58 | dollars as filed | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 16,581 | $27 | dollars as filed | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 16,758 | $13 | dollars as filed | |
| QUANERGY SYSTEMS INC | 74764U112 | *W EXP 02/01/202 | 12,402 | $12 | dollars as filed | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 16,713 | $10 | dollars as filed | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 16,094 | $3 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001729829-23-000002 | this filing | 2023-02-14 | acceptance time not in the bulk data set |