13F-HR filed by Qube Research & Technologies Ltd
Qube Research & Technologies Ltd filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 2,457 holding rows worth $16,793,106,000.
- Accession
- 0001729829-22-000007
- Filer
- CIK 1729829
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 2,457 entries on the cover page, a total value of $16,793,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,793,106,000 with VALUE read as thousands by filing date, 13F file number 028-18757. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 19,908 | $90,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 325,933 | $90,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 99,617 | $89,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,858 | $88,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 2,045 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3,498 | $87,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 16,425 | $87,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 1,300 | $87,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 27,229 | $87,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 73,421 | $87,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 38,629 | $87,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 27,970 | $86,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 28,923 | $86,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 31,079 | $86,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 1,274 | $86,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 1,214 | $86,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 30,924 | $86,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 2,200 | $85,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 24,092 | $85,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 13,350 | $85,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 14,395 | $84,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 2,067 | $84,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 188,183 | $84,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 81,853 | $84,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 30,806 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 4,603 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,103 | $83,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 25,660 | $82,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,407 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,708 | $81,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 53,694 | $81,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 8,986 | $80,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 31,068 | $80,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 14,248 | $80,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 19,663 | $80,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 34,728 | $79,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,860 | $79,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 4,200 | $78,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 891 | $78,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,591 | $78,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 21,687 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,343 | $78,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 13,506 | $78,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 30,191 | $78,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 17,422 | $77,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 2,400 | $77,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 3,121 | $77,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 26,960 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1,120 | $76,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 35,066 | $76,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 91,680 | $76,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 12,043 | $76,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 34,277 | $76,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 234,752 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,057 | $75,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 15,651 | $74,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 35,920 | $74,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,408 | $73,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 50,586 | $73,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 42,928 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 664 | $72,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,288 | $72,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 26,858 | $72,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 39,314 | $71,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 1,935 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,289 | $69,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 40,376 | $69,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 82,564 | $69,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 63,231 | $69,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 61,366 | $68,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 19,201 | $68,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 19,884 | $67,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 63,819 | $67,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,599 | $67,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 9,704 | $67,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 16,735 | $66,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 209,755 | $66,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 56,212 | $66,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 695 | $65,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 10,809 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 452 | $64,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 19,999 | $64,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 13,812 | $64,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 67,564 | $64,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 2,991 | $63,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,300 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,053 | $63,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 26,545 | $63,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 17,976 | $63,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 11,618 | $63,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 19,993 | $63,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 12,374 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,582 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 1,505 | $62,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 20,228 | $61,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 144,425 | $61,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 899 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 790 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 2,576 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 922 | $60,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 661 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,577 | $59,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 14,834 | $59,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 14,763 | $58,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 21,145 | $58,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 20,749 | $58,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 30,173 | $57,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 25,425 | $57,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,096 | $56,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 1,630 | $56,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 24,677 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,481 | $56,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 34,925 | $56,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 52,213 | $56,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,833 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 630 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 941 | $55,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 22,329 | $55,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 874 | $54,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 19,868 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,437 | $53,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,366 | $53,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 2,808 | $53,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 124,369 | $53,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 54,528 | $53,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 1,382 | $52,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 44,608 | $52,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 38,284 | $52,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 84,210 | $52,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 10,560 | $52,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,344 | $51,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,331 | $51,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 4,478 | $51,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 235,334 | $51,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 30,535 | $50,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 30,045 | $50,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 39,570 | $49,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 7,883 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 961 | $49,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 57,130 | $49,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 56,617 | $49,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 319 | $48,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,054 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,137 | $48,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 14,476 | $48,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 727 | $47,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 562 | $47,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 23,377 | $47,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 1,035 | $47,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 36,174 | $47,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 67,298 | $47,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,429 | $46,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,043 | $46,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,017 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 963 | $46,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 29,996 | $46,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 12,591 | $46,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,104 | $45,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 27,396 | $45,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 14,342 | $45,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 24,952 | $45,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 723 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 993 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 385 | $44,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 10,043 | $43,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G187 | DAILY CSI CHINA | 1,104 | $43,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 31,434 | $43,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 13,334 | $43,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 26,606 | $43,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 3,071 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 984 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 2,904 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 2,212 | $42,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 54,395 | $42,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 23,431 | $42,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 874 | $41,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 795 | $41,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 2,057 | $41,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,209 | $41,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 22,443 | $41,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 19,677 | $41,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 806 | $40,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 22,030 | $40,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,031 | $40,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 39,917 | $40,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 17,679 | $40,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 13,201 | $40,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L105 | COM | 87,586 | $40,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 54,398 | $40,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 1,558 | $39,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 535 | $39,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 17,764 | $39,000 | thousands by filing date | |
| Pennsylvania Real Estate Investment Trust | 709102800 | COM | 13,365 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,557 | $39,000 | thousands by filing date | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 22,293 | $39,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 2,015 | $38,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 17,895 | $38,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 54,071 | $38,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 30,129 | $38,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 2,087 | $37,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 11,086 | $37,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 94,438 | $37,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,033 | $36,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 89,086 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 877 | $36,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,069 | $35,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,031 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 513 | $35,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 15,563 | $35,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 22,054 | $35,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 1,387 | $34,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 642 | $34,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 17,662 | $34,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 565 | $34,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 51,916 | $34,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 38,151 | $34,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 518 | $33,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 16,670 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 432 | $32,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 15,948 | $32,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 18,813 | $32,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 1,458 | $32,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 11,024 | $32,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 30,311 | $32,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 45,182 | $32,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 50,097 | $32,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 23,271 | $32,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 703 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 306 | $31,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 16,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,608 | $31,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,219 | $31,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,820 | $31,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 328 | $30,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 624 | $30,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 17,807 | $30,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 28,443 | $30,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 323 | $29,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 20,930 | $29,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 19,929 | $29,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,520 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 613 | $29,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,414 | $29,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 19,286 | $29,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 41,387 | $29,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 1,077 | $28,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 332 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 720 | $28,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 866 | $28,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 777 | $28,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,455 | $28,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 17,641 | $28,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 26,829 | $27,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,657 | $27,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 160,989 | $27,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 16,482 | $27,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,242 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1,862 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 904 | $26,000 | thousands by filing date | |
| ProShares UltraShort Bloomberg Crude Oil | 74347Y797 | ETF | 846 | $26,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 56,471 | $26,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 14,867 | $26,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 16,711 | $26,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 16,871 | $26,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 24,982 | $26,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 56,359 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 792 | $25,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 194 | $25,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 22,968 | $25,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 52,396 | $25,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 42,181 | $25,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 46,281 | $25,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,139 | $24,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 20,078 | $24,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 65,279 | $24,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 1,049 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 827 | $23,000 | thousands by filing date | |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 11,796 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 393 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 441 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 703 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 778 | $22,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 1,228 | $22,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 31,070 | $22,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 238 | $21,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 1,099 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 561 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 834 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 498 | $21,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 23,754 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 278 | $21,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 760 | $21,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 26,452 | $21,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 14,878 | $21,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 21,567 | $21,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 296 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 482 | $20,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 17,120 | $20,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 508 | $20,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 19,909 | $20,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 30,928 | $20,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 20,540 | $20,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 26,063 | $20,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 131,348 | $20,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 757 | $19,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 36,475 | $19,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 70,638 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 755 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,208 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 230 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 367 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 383 | $18,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 58,614 | $18,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 13,597 | $18,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 16,031 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 524 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 580 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 573 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 816 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 166 | $17,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 13,615 | $17,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 12,704 | $17,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 680 | $17,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 38,225 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 374 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 403 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 899 | $16,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 288 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 909 | $16,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 24,386 | $16,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 422 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,593 | $15,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 90 | $14,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 15,060 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 1,095 | $14,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 14,892 | $14,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,292 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 262 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 499 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 366 | $13,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 14,330 | $13,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 15,874 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 643 | $13,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 89,662 | $13,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 18,791 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 939 | $12,000 | thousands by filing date | |
| BEST INC | 08653C502 | SPONSORED ADS | 17,208 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 266 | $12,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 13,142 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 266 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 261 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 305 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 100 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 543 | $11,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 12,064 | $11,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 418 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 200 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 164 | $10,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 244 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 795 | $10,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V856 | INFLATION PROTE | 245 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 640 | $10,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 10,441 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 197 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 322 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 340 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 204 | $9,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 150,737 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 229 | $8,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 66 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 182 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 441 | $8,000 | thousands by filing date | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 1,254 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 441 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 271 | $8,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 14,601 | $8,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 23,092 | $8,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 14,049 | $8,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 10,421 | $8,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 333 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 168 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 200 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 230 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 222 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 51 | $7,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 38,691 | $7,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 100 | $7,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 10,059 | $7,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 138 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 53 | $6,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 329 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 146 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 326 | $6,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 501 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 275 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 123 | $6,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 28,116 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 209 | $6,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 5,002 | $6,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 23,158 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 200 | $5,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 102 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 275 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 218 | $5,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 10,159 | $5,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 32,012 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 134 | $4,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 68 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 126 | $4,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 147 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 588 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 194 | $4,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 17,548 | $4,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 45 | $3,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 124 | $3,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 145 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 53 | $3,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 12 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 189 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 39 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 138 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 354 | $3,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 44 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 24 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 50 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 99 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 100 | $2,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 11,753 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 43 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 53 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 91 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 16 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 47 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 12 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 13 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 45 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 65 | $1,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 59 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 48 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 24 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 54 | $1,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 16,581 | $1,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 16,727 | $1,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 16,764 | $1,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 10,082 | $1,000 | thousands by filing date | |
| Global X Blockchain ETF | 37954Y160 | ETF | 117 | $1,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 12,600 | $1,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 16,094 | $1,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 16,713 | $1,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 16,758 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 11,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANERGY SYSTEMS INC | 74764U112 | *W EXP 02/01/202 | 12,402 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001729829-22-000007 | this filing | 2022-11-14 | acceptance time not in the bulk data set |