13F-HR filed by Qube Research & Technologies Ltd
Qube Research & Technologies Ltd filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-01, with 2,466 holding rows worth $12,940,656,000.
- Accession
- 0001729829-22-000002
- Filer
- CIK 1729829
- Filed
- 2022-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 2,466 entries on the cover page, a total value of $12,940,656,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,940,656,000 with VALUE read as thousands by filing date, 13F file number 028-18757. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,194 | $179,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 18,899 | $179,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,230 | $178,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 6,558 | $178,000 | thousands by filing date | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 18,437 | $178,000 | thousands by filing date | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 21,041 | $177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,030 | $177,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 20,342 | $176,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 2,846 | $175,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 25,105 | $174,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L126 | CLASS A ORD SHS | 17,928 | $174,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 14,735 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 3,382 | $173,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,116 | $173,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,087 | $170,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 16,952 | $169,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 88,211 | $169,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 16,787 | $167,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 17,107 | $167,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,804 | $166,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 23,503 | $166,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,510 | $165,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 70,395 | $165,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N102 | COM | 16,922 | $165,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 5,049 | $164,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 133,668 | $163,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 21,546 | $163,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 370 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,963 | $162,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 61,311 | $162,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 32,956 | $160,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 2,935 | $159,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 2,483 | $157,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 15,628 | $157,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 16,954 | $156,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 4,516 | $156,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 13,609 | $155,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 74,291 | $153,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 21,798 | $153,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,143 | $152,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 28,089 | $152,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 55,664 | $151,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 15,574 | $151,000 | thousands by filing date | |
| AUTHID INC | 46264C206 | COM NEW | 10,761 | $151,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 10,092 | $150,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 2,658 | $149,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 5,848 | $148,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 18,650 | $148,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 14,861 | $148,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 4,237 | $147,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 104,560 | $147,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 14,905 | $147,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 15,072 | $147,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,418 | $146,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,418 | $144,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 27,459 | $143,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 26,388 | $142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 3,029 | $141,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 14,131 | $139,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K105 | COMMON STOCK | 14,208 | $138,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 14,178 | $138,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 17,465 | $137,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 13,968 | $136,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 43,444 | $135,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 129,781 | $134,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 13,772 | $134,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 727 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,361 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 6,383 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,192 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 8,039 | $133,000 | thousands by filing date | |
| CAMBER ENERGY INC | 13200M508 | COM | 156,231 | $133,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 16,817 | $131,000 | thousands by filing date | |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 21,674 | $131,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 25,166 | $130,000 | thousands by filing date | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 82,564 | $129,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070108 | CL A SHS | 13,276 | $129,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,410 | $128,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 3,036 | $128,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 13,041 | $128,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 1,113 | $127,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F101 | COM | 13,025 | $127,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,472 | $126,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,501 | $126,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,124 | $125,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 12,799 | $124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 651 | $124,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 2,058 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,055 | $123,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,184 | $122,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 25,371 | $121,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 25,530 | $121,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 612 | $120,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 20,555 | $120,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 14,800 | $120,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 4,589 | $120,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 217,716 | $120,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 14,625 | $117,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 12,093 | $117,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 11,412 | $116,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 2,898 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 12,174 | $116,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 24,838 | $115,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 13,482 | $115,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 11,736 | $115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,607 | $114,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 4,153 | $113,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 2,313 | $113,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 34,227 | $113,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 10,993 | $113,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 19,220 | $113,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,020 | $112,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 11,247 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 974 | $111,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,814 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,368 | $111,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,222 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 6,859 | $110,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 2,204 | $110,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 2,035 | $108,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 2,003 | $108,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 13,842 | $108,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 3,771 | $108,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 10,841 | $108,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 2,000 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 3,158 | $104,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 45,651 | $104,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 3,493 | $103,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D100 | COM | 13,700 | $103,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,453 | $102,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 53,260 | $102,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,255 | $102,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 10,454 | $102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 673 | $101,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,405 | $100,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 7,100 | $100,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,358 | $98,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 1,411 | $98,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 10,081 | $98,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 452 | $96,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,188 | $95,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 802 | $95,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 1,844 | $94,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 24,883 | $94,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 11,700 | $93,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 37,626 | $93,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 29,734 | $93,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 507 | $92,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 29,053 | $92,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 11,058 | $92,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,833 | $92,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,525 | $91,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 28,914 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 1,309 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,561 | $88,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,643 | $88,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,095 | $88,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 14,547 | $87,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 11,268 | $87,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1,668 | $87,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 11,665 | $87,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 448 | $87,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,235 | $87,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 38,689 | $87,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 832 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,752 | $86,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 1,463 | $86,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 800 | $85,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 11,542 | $84,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,060 | $83,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,162 | $83,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,887 | $82,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 3,662 | $82,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 1,723 | $82,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,471 | $81,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 10,252 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,085 | $80,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,184 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 3,777 | $80,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 2,942 | $80,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 12,044 | $80,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 23,899 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,277 | $79,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 13,054 | $79,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,797 | $77,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 448 | $76,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 459 | $76,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 827 | $75,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 290 | $74,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 12,878 | $73,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 12,450 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 5,959 | $73,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 14,028 | $73,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,236 | $72,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 7,278 | $72,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 7,200 | $72,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,361 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,134 | $71,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 36,192 | $71,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 13,004 | $71,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 2,795 | $71,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 448 | $70,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E737 | CMN | 1,492 | $70,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 15,451 | $70,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,116 | $68,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 12,778 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 550 | $67,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 3,032 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,315 | $66,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,225 | $66,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 24,808 | $66,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 270 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,413 | $65,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 10,350 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347G648 | FUND | 2,494 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,168 | $64,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 13,625 | $63,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 230 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 2,354 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 828 | $60,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,005 | $60,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,136 | $60,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 59,523 | $60,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 14,343 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 698 | $59,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,146 | $58,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,021 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 739 | $58,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,231 | $57,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 16,809 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 256 | $56,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 1,140 | $56,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 44,132 | $56,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 11,317 | $55,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 14,497 | $55,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 475 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,380 | $54,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 1,705 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 1,426 | $54,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 42,099 | $54,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,459 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 476 | $53,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,052 | $52,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 479 | $51,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 1,103 | $51,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,071 | $51,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 959 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 501 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 892 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G393 | FUND | 1,836 | $51,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,312 | $50,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,638 | $50,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 434 | $49,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,417 | $49,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 2,589 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 3,750 | $49,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 454 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 370 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,112 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 5,793 | $48,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,344 | $48,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 513 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 2,311 | $47,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 360 | $47,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 100 | $46,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 924 | $46,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,106 | $46,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 566 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 231 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,379 | $45,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 13,989 | $45,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 1,548 | $44,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 1,526 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 538 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 206 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,006 | $43,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 601 | $43,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 344 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 2,265 | $43,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 2,017 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 2,543 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 768 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,477 | $42,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 43,823 | $42,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 15,186 | $42,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 811 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 215 | $41,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 2,502 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 453 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 547 | $40,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,002 | $40,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,321 | $40,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 12,384 | $40,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 176 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1,788 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 517 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 3,491 | $38,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 820 | $37,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 572 | $37,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,797 | $37,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,995 | $37,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,637 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 558 | $35,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 1,975 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 670 | $35,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,264 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 6,540 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 264 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 203 | $34,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 843 | $33,000 | thousands by filing date | |
| VTI | 922908769 | COM | 137 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 432 | $33,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 11,410 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 194 | $32,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 197 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 1,019 | $32,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 529 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 281 | $31,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 605 | $31,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 408 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 898 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 167 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 320 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,310 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 437 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,120 | $29,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 57,164 | $29,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 650 | $28,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 536 | $28,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 2,346 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,217 | $26,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 265 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 3,680 | $26,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 615 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 387 | $25,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 357 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 2,227 | $24,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 296 | $23,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 296 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 259 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,160 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 570 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 1,140 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,453 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 788 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 211 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,064 | $22,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 10,916 | $22,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 2,198 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 237 | $21,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 23,521 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 2,438 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 330 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 148 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 205 | $19,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 348 | $19,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 16,727 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 179 | $18,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 713 | $18,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 118 | $18,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 83 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 194 | $17,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 28,336 | $17,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 603 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 618 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 660 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 1,288 | $16,000 | thousands by filing date | |
| MGC | 921910873 | COM | 91 | $15,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 348 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 100 | $14,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 348 | $14,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 284 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 586 | $14,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 118 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 91 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 66 | $13,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 115 | $13,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 149 | $13,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 12,816 | $13,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 13,449 | $13,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 66 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 188 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 378 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 184 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 36 | $11,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 36 | $11,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 862 | $11,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 16,581 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 385 | $11,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 16,764 | $11,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 11,111 | $11,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 16,094 | $11,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 91 | $10,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 414 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 260 | $10,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 16,713 | $10,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 16,758 | $10,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 80 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 56 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 227 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 53 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 311 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,165 | $9,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 8,733 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E257 | CMN | 1,138 | $9,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 221 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 200 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 112 | $8,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 140 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 163 | $8,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 120 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 262 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 240 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 188 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 313 | $8,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 9,997 | $8,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 10,993 | $8,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 12,600 | $8,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 12,402 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 37 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 125 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 156 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 180 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 240 | $7,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 8,760 | $7,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 10,082 | $7,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 8,792 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 323 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 100 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 123 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 293 | $6,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 5,511 | $6,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 8,652 | $6,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 32 | $5,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 36 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 200 | $5,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 362 | $5,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 40 | $4,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 35 | $4,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 90 | $4,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 99 | $4,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 4,947 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 22 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 106 | $3,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 73 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 42 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E679 | DAILY TRANSN ETF | 64 | $3,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 2,922 | $3,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 5,003 | $3,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 4,155 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 106 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 97 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 64 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 37 | $2,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 2,560 | $2,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C110 | *W EXP 09/10/202 | 514 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 21 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 41 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 23 | $1,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 875 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 36 | $1,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G739 | FUND | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001729829-22-000002 | this filing | 2022-02-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001729829-22-000003 | base | 2022-02-10 | acceptance time not in the bulk data set |