13F-HR filed by Qube Research & Technologies Ltd
Qube Research & Technologies Ltd filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 2,127 holding rows worth $7,972,455,000.
- Accession
- 0001729829-21-000010
- Filer
- CIK 1729829
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 2,127 entries on the cover page, a total value of $7,972,455,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,972,455,000 with VALUE read as thousands by filing date, 13F file number 028-18757. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 332 | $16,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 184 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 106 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 563 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 2,440 | $15,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 200 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 211 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 119 | $14,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 743 | $14,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,196 | $14,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,946 | $14,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 12,707 | $14,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 257 | $13,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 92 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 121 | $13,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,787 | $13,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 354 | $13,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 348 | $13,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 203 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 535 | $13,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 253 | $13,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 12,464 | $13,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 10,512 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 93 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 400 | $12,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 11,442 | $12,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 81 | $11,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 200 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 369 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 164 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 423 | $11,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 200 | $11,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 621 | $11,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 8,373 | $11,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 9,794 | $11,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 11,138 | $11,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 12,012 | $11,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 200 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 71 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 500 | $10,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 12,402 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 415 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 123 | $9,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 576 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 833 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 196 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 60 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 100 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 120 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 100 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 95 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 71 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 156 | $8,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 169 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 97 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 62 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 275 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 138 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 184 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 256 | $7,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 8,292 | $7,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 36 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 59 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 69 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 197 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 82 | $6,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 63 | $6,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 8,367 | $6,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 8,378 | $6,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 150 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 46 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 105 | $5,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 174 | $5,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 9,944 | $5,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 100 | $5,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 8,028 | $5,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 11,060 | $5,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 8,366 | $5,000 | thousands by filing date | |
| WTS/GLOBAL SPAC PARTNERS CO EXP11/30/2027 | G3934K111 | COM | 10,733 | $5,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 40 | $4,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 35 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 148 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 59 | $4,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 5,000 | $4,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 6,300 | $4,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 4,366 | $4,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 64 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 18 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 86 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 177 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 131 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 43 | $3,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 154 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 113 | $3,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 4,379 | $3,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 5,011 | $3,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 2,750 | $3,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 4,346 | $3,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 4,275 | $3,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 33 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 54 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 20 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 48 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 81 | $2,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 2,979 | $2,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 3,012 | $2,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 2,354 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 56 | $2,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 2,440 | $2,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 2,100 | $2,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 2,219 | $2,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 32 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 21 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 59 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 90 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 41 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 13 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 67 | $1,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 1,300 | $1,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 1,145 | $1,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PONTEM CORPORATION | G71707122 | WARR | 673 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460E521 | FUND | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001729829-21-000010 | this filing | 2021-11-12 | acceptance time not in the bulk data set |