13F-HR filed by Qube Research & Technologies Ltd
Qube Research & Technologies Ltd filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 1,859 holding rows worth $6,305,978,000.
- Accession
- 0001729829-21-000004
- Filer
- CIK 1729829
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,859 entries on the cover page, a total value of $6,305,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,305,978,000 with VALUE read as thousands by filing date, 13F file number 028-18757. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U HAUL HOLDING COMPANY | 023586100 | COM | 452 | $277,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 8,494 | $277,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,495 | $276,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,823 | $275,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 8,978 | $275,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 11,646 | $274,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 36,490 | $273,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 15,680 | $272,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 28,205 | $271,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 10,084 | $271,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,320 | $270,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17,752 | $269,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 24,231 | $268,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 98,265 | $267,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 7,079 | $267,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,336 | $266,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 19,246 | $265,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 8,168 | $265,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,273 | $265,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 25,270 | $265,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,604 | $264,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,832 | $264,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 24,493 | $263,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 15,700 | $263,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 24,805 | $262,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 11,447 | $261,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,283 | $260,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,266 | $259,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 15,900 | $259,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 26,139 | $258,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,679 | $257,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,499 | $257,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 227,450 | $257,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,912 | $256,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,007 | $256,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 11,308 | $256,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,219 | $256,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 5,259 | $255,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 9,924 | $255,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 13,914 | $255,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 6,648 | $255,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 23,532 | $254,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,450 | $253,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,032 | $253,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 216,197 | $253,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 25,415 | $253,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,391 | $252,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 6,094 | $251,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 5,000 | $251,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 2,618 | $250,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,042 | $250,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 5,439 | $249,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 17,645 | $249,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 8,799 | $248,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,149 | $247,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 31,234 | $245,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,652 | $245,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 16,457 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 811 | $244,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 8,877 | $244,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 12,832 | $243,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 14,427 | $243,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 28,654 | $242,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 1,826 | $242,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,807 | $241,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 10,031 | $241,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 8,392 | $241,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,643 | $240,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 8,020 | $240,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,594 | $240,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,596 | $239,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 16,620 | $239,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 31,292 | $239,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 5,113 | $238,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 6,014 | $238,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,825 | $238,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 8,789 | $238,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 3,276 | $237,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 11,429 | $237,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 17,185 | $237,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,712 | $235,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 6,299 | $234,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 123,867 | $234,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 11,013 | $233,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,164 | $233,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 9,479 | $233,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 11,400 | $232,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,133 | $232,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 5,253 | $231,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,706 | $231,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 6,860 | $231,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 15,361 | $231,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 2,476 | $230,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,940 | $230,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,505 | $230,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,583 | $230,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 4,619 | $229,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 17,297 | $229,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,819 | $229,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 9,535 | $228,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 10,478 | $228,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 15,780 | $228,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,658 | $227,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 5,522 | $227,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 7,646 | $227,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 5,469 | $225,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 11,653 | $225,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 5,381 | $224,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,891 | $223,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,021 | $223,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 23,222 | $222,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 35,787 | $222,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 10,438 | $221,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 4,558 | $221,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,965 | $219,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,536 | $219,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 39,650 | $219,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 15,986 | $219,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,030 | $218,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 749 | $216,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,434 | $216,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 23,571 | $215,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 61,164 | $214,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 15,757 | $213,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 17,947 | $213,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 6,200 | $213,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,028 | $212,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,184 | $212,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 56,138 | $212,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 6,296 | $212,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 2,274 | $211,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 10,255 | $211,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,685 | $210,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 6,129 | $210,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,803 | $209,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 66,937 | $209,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 14,423 | $209,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 7,606 | $208,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 18,188 | $208,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 18,483 | $208,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,953 | $208,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,913 | $207,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,476 | $207,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 55,556 | $207,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,565 | $206,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 5,201 | $206,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 9,440 | $206,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 9,399 | $205,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 24,034 | $205,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 31,605 | $205,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,578 | $204,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 3,955 | $204,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 7,066 | $201,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 13,393 | $201,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 3,986 | $200,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 12,018 | $199,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 14,512 | $199,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 18,625 | $198,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 16,366 | $196,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 10,252 | $191,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 23,898 | $190,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 15,161 | $190,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 34,175 | $190,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 11,464 | $190,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 18,146 | $189,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 16,509 | $188,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 16,100 | $188,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,406 | $187,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 16,150 | $187,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 18,217 | $187,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,744 | $185,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 13,100 | $180,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,544 | $178,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 28,309 | $178,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 13,567 | $177,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 12,652 | $176,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 19,788 | $174,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 18,704 | $174,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,924 | $172,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 29,870 | $168,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 12,223 | $166,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 91,708 | $165,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 11,123 | $163,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 19,787 | $162,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,707 | $161,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 672 | $159,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 11,984 | $159,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 165,381 | $159,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 21,606 | $158,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,940 | $158,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 15,539 | $156,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 17,333 | $155,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 14,562 | $154,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 109,147 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,496 | $153,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,459 | $152,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,069 | $152,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 21,141 | $152,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 11,498 | $151,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 33,413 | $151,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 14,700 | $149,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 17,623 | $147,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 19,675 | $146,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 11,082 | $145,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,025 | $145,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,598 | $140,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,100 | $139,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 15,107 | $139,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 138,062 | $138,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,941 | $135,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 13,370 | $135,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 52,377 | $134,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 13,256 | $133,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 10,583 | $132,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,401 | $130,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 20,571 | $130,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 96,456 | $130,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 16,029 | $130,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 14,625 | $128,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,536 | $128,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,946 | $127,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 24,650 | $124,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,117 | $123,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 1,785 | $122,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 41,593 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 282 | $120,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,490 | $120,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 18,328 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,068 | $117,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 59,665 | $116,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 500 | $112,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 16,000 | $110,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 25,504 | $110,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 26,782 | $109,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 12,719 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,060 | $100,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 14,031 | $100,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 15,599 | $98,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 11,375 | $97,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 10,326 | $96,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 12,604 | $96,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 23,086 | $94,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,671 | $93,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 15,119 | $92,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G864 | FUND | 395 | $92,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 57,486 | $91,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 800 | $89,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,524 | $88,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,152 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,116 | $86,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 52,881 | $86,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 25,470 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 4,289 | $83,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 29,699 | $78,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 980 | $77,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 1,393 | $75,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 5,788 | $74,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 3,492 | $74,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 17,187 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 882 | $72,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 11,475 | $72,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,079 | $70,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,200 | $69,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 20,801 | $69,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 11,666 | $66,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 2,256 | $66,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 16,198 | $66,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 37,467 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 520 | $65,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 6,585 | $65,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 36,190 | $64,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 13,293 | $62,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 775 | $61,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 25,489 | $57,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 33,464 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 4,300 | $56,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,128 | $55,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 12,944 | $55,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 21,992 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 433 | $52,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 13,512 | $52,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 4,618 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 780 | $45,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 18,206 | $45,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 24,476 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 567 | $43,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,556 | $43,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 12,611 | $42,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 22,356 | $42,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 21,659 | $40,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 3,813 | $38,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 23,582 | $36,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 856 | $35,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 478 | $34,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 27,514 | $34,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 22,456 | $34,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,107 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 285 | $32,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 30,988 | $32,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,237 | $32,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 323 | $31,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 25,244 | $30,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 32,413 | $30,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 22,005 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1,100 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 598 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 486 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 800 | $27,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 289 | $27,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 23,090 | $25,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 18,013 | $25,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 17,266 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 1,047 | $23,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 22,310 | $23,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 530 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 200 | $21,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 64 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 199 | $19,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 24,988 | $19,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 14,107 | $18,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 12,356 | $18,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 399 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 200 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 200 | $16,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,016 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 176 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 187 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 232 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 186 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 100 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 114 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 286 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 546 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 100 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 128 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 170 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 100 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 200 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 215 | $7,000 | thousands by filing date | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 300 | $7,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,200 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 102 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 46 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 100 | $6,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 178 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 100 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 133 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 200 | $5,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 10,219 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 400 | $5,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 25 | $4,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 64 | $3,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 100 | $2,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 18 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 19 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 50 | $1,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J105 | CL A | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001729829-21-000004 | this filing | 2021-05-14 | acceptance time not in the bulk data set |