13F-HR filed by Qube Research & Technologies Ltd
Qube Research & Technologies Ltd filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 1,612 holding rows worth $7,007,129,000.
- Accession
- 0001729829-20-000006
- Filer
- CIK 1729829
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,612 entries on the cover page, a total value of $7,007,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,007,129,000 with VALUE read as thousands by filing date, 13F file number 028-18757. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 194,780 | $92,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 96,704 | $91,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 18,039 | $91,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 10,309 | $91,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 22,492 | $89,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 32,825 | $89,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 22,983 | $85,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 14,983 | $83,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 45,654 | $81,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 52,694 | $80,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 27,172 | $79,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,346 | $77,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 12,368 | $77,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,674 | $77,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 15,699 | $76,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,511 | $75,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,689 | $75,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 20,367 | $73,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 14,903 | $73,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 11,804 | $72,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 21,896 | $71,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 48,912 | $71,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 19,239 | $70,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 101,857 | $69,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 240,103 | $67,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 42,037 | $67,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 259 | $66,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 99,263 | $64,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 22,507 | $63,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,153 | $62,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,859 | $62,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,897 | $61,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 22,642 | $59,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 21,468 | $58,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 12,769 | $57,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,797 | $57,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 53,583 | $56,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,546 | $56,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 42,497 | $56,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 18,167 | $55,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,517 | $55,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,515 | $54,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,100 | $54,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 65,180 | $53,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 28,102 | $53,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 47,441 | $53,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 42,692 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 900 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,314 | $51,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 20,228 | $51,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 61,159 | $50,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 11,338 | $50,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 16,449 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 500 | $46,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 23,161 | $46,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 14,099 | $45,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 11,523 | $44,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 20,182 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,372 | $40,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 14,900 | $40,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 19,612 | $39,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 919 | $37,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,200 | $37,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 14,152 | $36,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 68,888 | $35,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 42,198 | $35,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 62,565 | $34,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 56,958 | $32,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 18,196 | $30,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,506 | $30,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 41,141 | $28,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 13,226 | $28,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 13,132 | $27,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 27,122 | $27,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 65,981 | $26,000 | thousands by filing date | |
| URBAN ONE INC | 91705J105 | CL A | 4,500 | $26,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 39,298 | $26,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 47,793 | $26,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 262 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 875 | $23,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 14,190 | $23,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 13,362 | $22,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 93,098 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 181 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 160 | $17,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 106,553 | $17,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 32,665 | $17,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 15,689 | $16,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 104,008 | $15,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 11,382 | $13,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 133 | $10,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 12,750 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 82 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 205 | $7,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 12,134 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 61 | $6,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 21,626 | $6,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 18,516 | $6,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 102 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 94 | $4,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 71 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 208 | $4,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 64 | $3,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 63 | $3,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 90 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 81 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 274 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 60 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 12 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001729829-20-000006 | this filing | 2020-11-12 | acceptance time not in the bulk data set |