13F-HR filed by CVI Holdings, LLC
CVI Holdings, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 229 holding rows worth $50,594,825.
- Accession
- 0001728194-23-000010
- Filer
- CIK 1728194
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 229 entries on the cover page, a total value of $50,594,825 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,594,825 with VALUE read as dollars as filed, 13F file number 028-18767. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 831,603 | $9,896,076 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 303,668 | $3,218,881 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F124 | UNIT 99/99/9999 | 300,000 | $3,135,000 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K122 | UNIT 99/99/9999 | 245,798 | $2,524,345 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443101 | UNIT 99/99/9999 | 200,000 | $2,054,000 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L104 | ORD SHS | 178,355 | $1,917,316 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E108 | ORDINARY SHARES | 155,000 | $1,629,050 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 156,176 | $1,624,230 | dollars as filed | |
| PONO CAP THREE INC | G71704103 | ORD SHS CL A | 147,200 | $1,552,960 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y105 | CLASS A COM | 128,492 | $1,344,026 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D109 | CL A | 130,000 | $1,342,900 | dollars as filed | |
| TMT ACQUISITION CORP | G89229119 | SHS | 115,423 | $1,203,862 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 109,890 | $1,176,922 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 108,557 | $1,123,565 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 104,200 | $1,092,016 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 99,990 | $1,060,894 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION ORD SHS | G1676M105 | Warrant | 100,000 | $1,035,000 | dollars as filed | |
| 99 ACQUISITION GROUP INC | 65445K200 | UNIT 99/99/9999 | 95,000 | $985,150 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B203 | UNIT 03/23/2028 | 90,000 | $963,000 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 80,000 | $843,200 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 976,108 | $812,903 | dollars as filed | |
| GENPREX INC | 372446104 | COM | 1,968,050 | $777,183 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C127 | UNIT 05/01/2028 | 70,000 | $744,100 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 560,103 | $697,384 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 63,792 | $662,799 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 481,776 | $635,944 | dollars as filed | |
| IMPERIAL PETE INC | Y3894J187 | COM NEW | 401,959 | $635,095 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F109 | CL A ORD SHS | 50,000 | $516,000 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 226,916 | $383,488 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 230,036 | $368,058 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 212,582 | $297,615 | dollars as filed | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 197,185 | $224,791 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,500 | $219,060 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 47,658 | $176,335 | dollars as filed | |
| GALMED PHARMACEUTICALS LTD | M47238122 | SHS NEW | 249,384 | $154,618 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 261,636 | $153,214 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 11,230 | $117,915 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 591,145 | $115,273 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 625,000 | $114,625 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984135 | RIGHT 01/27/2027 | 800,000 | $112,000 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 103,967 | $98,769 | dollars as filed | |
| NEOLEUKIN THERAPEUTICS INC | 64049K203 | COM NEW | 24,916 | $98,418 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 413,527 | $93,044 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 1,200,000 | $84,120 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 409,985 | $77,897 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 437,419 | $74,361 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 230,731 | $69,219 | dollars as filed | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 245,000 | $66,150 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W113 | RIGHT 07/15/2026 | 194,000 | $61,343 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E110 | RIGHT 08/29/2029 | 350,000 | $60,445 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 570,458 | $57,673 | dollars as filed | |
| CLENE INC | 185634102 | COM | 111,200 | $55,600 | dollars as filed | put |
| CLENE INC | 185634102 | COM | 108,344 | $53,728 | dollars as filed | |
| LAKESHORE ACQUISITION II COR | G5352N113 | RIGHT 11/18/2026 | 250,000 | $50,000 | dollars as filed | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 149,080 | $49,196 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L112 | RIGHT 06/30/2028 | 199,000 | $47,422 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 475,000 | $47,405 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H118 | RIGHT 99/99/9999 | 197,000 | $47,280 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 375,000 | $45,038 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 199,875 | $43,933 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 156,176 | $43,729 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 700,000 | $42,490 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 155,000 | $42,238 | dollars as filed | |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 1,000,000 | $40,800 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 56,416 | $40,478 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 300,000 | $36,750 | dollars as filed | |
| TMT ACQUISITION CORP | G89229135 | RIGHT 03/27/2028 | 115,423 | $36,024 | dollars as filed | |
| AIB ACQUISITION CORPORATION | G0R45S117 | RIGHT 10/31/2028 | 350,000 | $35,070 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 279,535 | $32,174 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 40,000 | $31,200 | dollars as filed | put |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 291,656 | $29,166 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y121 | RIGHT 03/31/2024 | 128,492 | $28,846 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 200,000 | $27,500 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 32,500 | $26,975 | dollars as filed | put |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 82,500 | $26,953 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 200,000 | $26,400 | dollars as filed | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 298,400 | $25,364 | dollars as filed | |
| PHP VENTURES ACQUISITION-RTS | 69291C122 | COM | 157,117 | $23,583 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D125 | RIGHT 04/21/2028 | 130,000 | $23,400 | dollars as filed | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 93,450 | $23,363 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y128 | RIGHT 07/15/2026 | 150,000 | $22,590 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P145 | RIGHT 02/25/2026 | 96,567 | $21,728 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 35,927 | $21,197 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 150,000 | $21,000 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 1,043,284 | $20,866 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 100,000 | $20,500 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M125 | RIGHT 05/10/2027 | 100,000 | $20,000 | dollars as filed | |
| 0 | G3034H141 | 0 | 118,500 | $18,877 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 700,000 | $18,200 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 602,925 | $18,148 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 129,282 | $18,112 | dollars as filed | |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 89,339 | $17,778 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 119,790 | $17,405 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 460,000 | $17,158 | dollars as filed | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 144,974 | $16,600 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 299,800 | $16,219 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 413,074 | $15,903 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P112 | RIGHT 10/26/2027 | 88,000 | $15,840 | dollars as filed | |
| TG VENTURE ACQUISITION CORP | 87251T117 | *W EXP 08/15/202 | 480,314 | $15,370 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 74,988 | $15,260 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 80,000 | $15,200 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E136 | *W EXP 01/10/202 | 126,007 | $15,121 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 50,000 | $15,000 | dollars as filed | put |
| BUKIT JALIL GBL ACQUISITION | G1676M121 | RIGHT 12/30/2024 | 100,000 | $15,000 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 465,166 | $14,932 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 295,897 | $14,854 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 186,675 | $14,691 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G128 | RIGHT 99/99/9999 | 120,000 | $14,436 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984127 | *W EXP 01/27/202 | 800,000 | $13,520 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 99,543 | $12,941 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 171,411 | $12,376 | dollars as filed | |
| Relativity Acquisition Corp | 75944B114 | Warrant | 261,974 | $12,339 | dollars as filed | |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 200,613 | $12,217 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 54,000 | $11,826 | dollars as filed | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 369,690 | $10,166 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 216,073 | $9,723 | dollars as filed | |
| SAGALIAM ACQUISITION CORP | 78661R114 | RIGHT 05/31/2028 | 74,100 | $9,581 | dollars as filed | |
| PONO CAP THREE INC | G71704111 | *W EXP 01/11/202 | 147,200 | $9,568 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 247,388 | $9,302 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 40,000 | $9,200 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 38,557 | $8,868 | dollars as filed | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 42,000 | $8,820 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 211,055 | $8,717 | dollars as filed | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 20,068 | $8,589 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 104,927 | $8,394 | dollars as filed | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 119,450 | $8,362 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 48,564 | $8,256 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 264,040 | $8,185 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 50,000 | $8,100 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 171,118 | $7,786 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 156,176 | $7,340 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 62,556 | $7,307 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 104,200 | $7,242 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y110 | *W EXP 07/15/202 | 150,000 | $7,230 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 22,574 | $7,224 | dollars as filed | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 16,108 | $7,216 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 55,000 | $7,156 | dollars as filed | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 68,000 | $7,120 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 67,870 | $6,787 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 97,872 | $6,548 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 54,478 | $6,526 | dollars as filed | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 29,000 | $6,380 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 152,190 | $6,362 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 140,000 | $6,300 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 125,000 | $6,250 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P120 | *W EXP 10/26/202 | 88,000 | $6,107 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 40,000 | $6,000 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 149,100 | $5,964 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 50,000 | $5,880 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 72,897 | $5,832 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 95,408 | $5,562 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 183,460 | $5,485 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 50,000 | $5,300 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 149,155 | $5,295 | dollars as filed | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 56,083 | $5,193 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 71,733 | $4,921 | dollars as filed | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 120,000 | $4,920 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 132,180 | $4,758 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 120,620 | $4,644 | dollars as filed | |
| PROSOMNUS INC | 50535E116 | *W EXP 04/20/202 | 71,037 | $4,617 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 56,892 | $4,551 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 56,630 | $4,547 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 100,395 | $4,518 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 90,643 | $4,278 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 184,828 | $4,214 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P129 | *W EXP 02/25/202 | 60,002 | $4,200 | dollars as filed | |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 133,652 | $4,157 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 100,000 | $4,000 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 178,251 | $3,939 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 206,005 | $3,914 | dollars as filed | |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 78,958 | $3,553 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y113 | *W EXP 01/31/202 | 128,492 | $3,444 | dollars as filed | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 121,822 | $3,411 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G110 | *W EXP 07/15/202 | 114,800 | $3,272 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M113 | *W EXP 12/30/202 | 50,000 | $3,250 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 57,561 | $3,189 | dollars as filed | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 44,106 | $3,158 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 295,998 | $3,078 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 109,550 | $3,067 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 102,851 | $2,849 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 163,751 | $2,800 | dollars as filed | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 12,676 | $2,733 | dollars as filed | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 231,711 | $2,665 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S130 | *W EXP 05/21/202 | 117,445 | $2,584 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 54,736 | $2,534 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 40,444 | $2,427 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 102,567 | $2,390 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 295,185 | $2,361 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 50,000 | $2,335 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 100,955 | $2,271 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 38,106 | $2,138 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 68,473 | $2,054 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 100,000 | $2,000 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 50,794 | $1,879 | dollars as filed | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 73,300 | $1,833 | dollars as filed | |
| LEMONADE INC | 52567D115 | *W EXP 02/09/202 | 90,385 | $1,817 | dollars as filed | |
| PHP VENTURES ACQUISITI -CW22 | 69291C114 | COM | 49,138 | $1,739 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 67,532 | $1,695 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 100,000 | $1,510 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 44,848 | $1,489 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 193,402 | $1,451 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 22,143 | $1,439 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 50,000 | $1,420 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 26,492 | $1,258 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450116 | *W EXP 11/16/202 | 62,556 | $1,251 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 33,107 | $1,198 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K132 | *W EXP 03/02/202 | 146,580 | $1,173 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V113 | *W EXP 09/29/202 | 50,000 | $1,115 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 55,000 | $1,045 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 54,478 | $1,019 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 19,046 | $994 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 20,474 | $958 | dollars as filed | |
| LAKESHORE ACQUISITION II COR | G5352N121 | *W EXP 11/18/202 | 52,485 | $892 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 58,572 | $826 | dollars as filed | |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 25,597 | $747 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 20,064 | $742 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 27,340 | $711 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 28,903 | $673 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 24,338 | $672 | dollars as filed | |
| Able View Global Inc W Exp 08/18/202 | G1149B116 | SPAC Combination | 25,000 | $638 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 23,130 | $631 | dollars as filed | |
| ClimateRock | G2311X118 | Warrant | 19,200 | $614 | dollars as filed | |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 13,742 | $566 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 12,851 | $514 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 15,075 | $433 | dollars as filed | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 38,009 | $418 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 10,933 | $383 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 13,659 | $358 | dollars as filed | |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 27,000 | $219 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728194-23-000010 | this filing | 2023-11-14 | acceptance time not in the bulk data set |