13F-HR filed by CVI Holdings, LLC
CVI Holdings, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 277 holding rows worth $95,170,987.
- Accession
- 0001728194-23-000009
- Filer
- CIK 1728194
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 277 entries on the cover page, a total value of $95,170,987 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,170,987 with VALUE read as dollars as filed, 13F file number 028-18767. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B104 | COMMON STOCK | 599,434 | $6,318,034 | dollars as filed | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 593,456 | $6,124,466 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 2,300,315 | $4,462,611 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,105,300 | $4,382,515 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 413,008 | $4,377,885 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 377,360 | $3,909,450 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 750,000 | $3,787,500 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 70,009 | $3,768,584 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A104 | ORD SHS CL A | 358,815 | $3,753,205 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 304,068 | $3,172,950 | dollars as filed | |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 261,958 | $2,761,037 | dollars as filed | |
| FUTURETECH II ACQUISITION CO | 36119D103 | CLASS A COM | 245,061 | $2,622,153 | dollars as filed | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536109 | SHS CL A | 221,693 | $2,298,956 | dollars as filed | |
| OKLO INC COM CL A | 02156V109 | Stock | 202,021 | $2,107,079 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H100 | COMMON STOCK | 188,304 | $1,954,596 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L104 | ORD SHS | 180,355 | $1,899,138 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174207 | UNIT 02/09/2028 | 156,176 | $1,657,027 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E108 | ORDINARY SHARES | 155,000 | $1,612,000 | dollars as filed | |
| PONO CAP THREE INC | G71704129 | UNIT 01/11/2028 | 147,200 | $1,541,184 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 136,691 | $1,451,658 | dollars as filed | |
| CETUS CAP ACQUISITION CORP | 15719Y204 | UNIT 01/30/2028 | 128,492 | $1,341,456 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D109 | CL A | 130,000 | $1,326,000 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 221,869 | $1,235,810 | dollars as filed | |
| TMT ACQUISITION CORP | G89229101 | UNIT 03/27/2028 | 115,423 | $1,210,787 | dollars as filed | |
| GLOBAL STAR ACQUISITION-CL A | 37962G102 | COM | 111,816 | $1,169,595 | dollars as filed | |
| EMBRACE CHANGE ACQUISITN COR | G3034H109 | Equity | 109,819 | $1,161,885 | dollars as filed | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 584,025 | $1,156,370 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F206 | UNIT 03/15/2028 | 104,200 | $1,076,386 | dollars as filed | |
| PHP Ventures Acquisition Corp | 69291C106 | COM | 100,000 | $1,072,000 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M109 | CLASS A COM | 100,000 | $1,045,000 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T106 | CL A COM | 100,599 | $1,021,080 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M139 | UNIT 05/02/2029 | 100,000 | $1,018,000 | dollars as filed | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 94,904 | $1,003,610 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 80,000 | $955,200 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B203 | UNIT 03/23/2028 | 90,000 | $940,500 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P104 | COM | 88,000 | $913,880 | dollars as filed | |
| DISTOKEN ACQUISITION CORP | G27740110 | COM | 80,000 | $825,600 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C127 | UNIT 05/01/2028 | 70,000 | $728,700 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 70,092 | $718,443 | dollars as filed | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 68,886 | $707,459 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 844,434 | $633,326 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 771,582 | $632,697 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 56,446 | $590,707 | dollars as filed | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 197,185 | $548,174 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F117 | UNIT 11/30/2027 | 50,000 | $512,000 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E142 | UNIT 04/21/2027 | 47,000 | $492,090 | dollars as filed | |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 45,128 | $464,818 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 78,100 | $440,484 | dollars as filed | put |
| M3 BRIGADE ACQUISITION III | 55407R103 | COM | 35,166 | $367,485 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 317,453 | $273,137 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103109 | COM | 24,243 | $256,249 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 483,569 | $233,806 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735103 | COM | 20,238 | $215,332 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 784,877 | $205,795 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 17,393 | $184,192 | dollars as filed | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 2,826,226 | $183,422 | dollars as filed | |
| HAINAN MANASLU ACQUISTN CORP | G4233U107 | ORDINARY SHARES | 16,099 | $170,971 | dollars as filed | |
| NOGIN INC | 65528N204 | COM NEW | 118,288 | $154,957 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 591,145 | $138,328 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 12,845 | $133,460 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 144,540 | $124,304 | dollars as filed | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 212,855 | $116,645 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V108 | CL A COM | 10,000 | $105,400 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 89,174 | $102,550 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W113 | RIGHT 02/24/2027 | 31,250 | $98,125 | dollars as filed | |
| CLENE INC | 185634102 | COM | 111,200 | $97,856 | dollars as filed | put |
| AURORA TECHNOLOGY ACQUISITIO | G06984135 | RIGHT 01/27/2027 | 800,000 | $96,000 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 62,100 | $93,150 | dollars as filed | put |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 1,000,000 | $80,000 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E110 | RIGHT 08/29/2029 | 350,000 | $77,350 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 625,000 | $68,813 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 570,458 | $68,455 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 437,419 | $61,239 | dollars as filed | |
| INTL MEDIA A-RTS EQUITY | 459867123 | COM | 1,200,000 | $58,800 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 11,200 | $58,128 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 123,964 | $57,023 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A120 | RIGHT 01/24/2027 | 375,000 | $53,513 | dollars as filed | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 399,348 | $51,915 | dollars as filed | |
| LAKESHORE ACQUISITION II COR | G5352N113 | RIGHT 11/18/2026 | 250,000 | $51,525 | dollars as filed | |
| MOUNTAIN CREST ACQUSITN CRP | 62403K116 | RIGHT 06/29/2026 | 245,000 | $51,450 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 75,528 | $49,161 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H118 | RIGHT 99/99/9999 | 197,000 | $45,290 | dollars as filed | |
| PRIME NO ACQUISITION I CORP | 74168P123 | RIGHT 07/31/2027 | 250,000 | $42,800 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 121,157 | $42,405 | dollars as filed | |
| TENX KEANE ACQUISITION | G8708L112 | RIGHT 06/30/2028 | 199,000 | $41,790 | dollars as filed | |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 427,552 | $40,617 | dollars as filed | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 149,080 | $40,416 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 700,000 | $40,110 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 155,000 | $38,719 | dollars as filed | |
| DEEP MEDICINE ACQUISITION CO | 243733110 | RIGHT 10/22/2026 | 230,731 | $36,917 | dollars as filed | |
| AIB ACQUISITION CORPORATION | G0R45S117 | RIGHT 10/31/2028 | 350,000 | $36,820 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 199,875 | $36,437 | dollars as filed | |
| CLENE INC | 185634102 | COM | 40,719 | $35,829 | dollars as filed | |
| MINORITY EQUALITY OPPORTUNIT | 60436Q118 | *W EXP 08/26/202 | 444,323 | $35,635 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W113 | RIGHT 07/15/2026 | 194,000 | $34,939 | dollars as filed | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 291,656 | $34,853 | dollars as filed | |
| SIDUS SPACE INC CL A COM NEW | 826165102 | Stock | 190,604 | $34,499 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 48,844 | $33,087 | dollars as filed | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 298,400 | $30,019 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S114 | RIGHT 12/09/2026 | 200,000 | $30,000 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 173,523 | $29,187 | dollars as filed | |
| FG MERGER CORP | 30324Y119 | *W EXP 06/17/202 | 411,455 | $28,720 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 472,605 | $28,545 | dollars as filed | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 300,000 | $28,500 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083125 | RIGHT 03/15/2027 | 150,000 | $26,985 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 141,864 | $26,869 | dollars as filed | |
| PHP VENTURES ACQUISITION-RTS | 69291C122 | COM | 157,117 | $26,710 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 200,000 | $26,000 | dollars as filed | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 403,072 | $24,184 | dollars as filed | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 82,500 | $23,678 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y128 | RIGHT 07/15/2026 | 150,000 | $23,610 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y123 | RIGHT 03/01/2028 | 186,675 | $23,316 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 488,683 | $23,212 | dollars as filed | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 93,450 | $21,961 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 299,800 | $20,986 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 103,436 | $20,253 | dollars as filed | |
| International Media Acquisition Corp | 459867115 | Warrant | 1,166,233 | $19,709 | dollars as filed | |
| 0 | G3034H141 | 0 | 118,500 | $18,960 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 48,564 | $18,940 | dollars as filed | |
| OXBRIDGE ACQUISITION CORP | G6855L117 | W EXP 08/04/202 | 410,607 | $18,518 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P112 | RIGHT 10/26/2027 | 88,000 | $18,480 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D125 | RIGHT 04/21/2028 | 130,000 | $18,460 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 475,000 | $18,145 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 151,578 | $17,416 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 80,000 | $16,520 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005114 | *W EXP 09/22/202 | 108,982 | $16,347 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G128 | RIGHT 99/99/9999 | 120,000 | $15,468 | dollars as filed | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 369,690 | $15,268 | dollars as filed | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 68,000 | $14,975 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136124 | RIGHT 04/01/2026 | 129,282 | $14,312 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 700,000 | $14,070 | dollars as filed | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 155,339 | $13,981 | dollars as filed | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 89,339 | $13,776 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E136 | *W EXP 01/10/202 | 136,036 | $13,604 | dollars as filed | |
| DIGITAL HEALTH ACQUISITION C | 253893119 | *W EXP 99/99/999 | 178,251 | $12,905 | dollars as filed | |
| LIBERTY RES ACQUISITION CORP | 53118A113 | *W EXP 10/31/202 | 247,388 | $12,839 | dollars as filed | |
| Arogo Capital Acquisition Corp | 042644112 | Warrant | 295,897 | $12,753 | dollars as filed | |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 97,355 | $12,656 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 460,000 | $12,650 | dollars as filed | |
| ALSET CAPITAL ACQUISITION CO | 02115M125 | RIGHT 01/31/2027 | 40,000 | $12,636 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 100,000 | $12,578 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 15,000 | $12,450 | dollars as filed | put |
| Relativity Acquisition Corp | 75944B114 | Warrant | 261,974 | $12,339 | dollars as filed | |
| MURPHY CANYON ACQUISITION CO | 626642110 | *W EXP 01/25/202 | 267,644 | $12,258 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 54,000 | $11,961 | dollars as filed | |
| TG VENTURE ACQUISITION CORP | 87251T117 | *W EXP 08/15/202 | 530,204 | $11,910 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 154,352 | $11,360 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984127 | *W EXP 01/27/202 | 800,000 | $11,280 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 74,988 | $11,248 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P145 | RIGHT 02/25/2026 | 96,567 | $11,202 | dollars as filed | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J116 | WARR | 278,744 | $11,178 | dollars as filed | |
| SAGALIAM ACQUISITION CORP | 78661R114 | RIGHT 05/31/2028 | 74,100 | $11,115 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 149,100 | $11,063 | dollars as filed | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 118,279 | $10,858 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 187,964 | $10,752 | dollars as filed | |
| PLUTONIAN ACQUISITION CORP | 72942P120 | *W EXP 10/26/202 | 88,000 | $10,472 | dollars as filed | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 20,068 | $10,034 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M125 | RIGHT 05/10/2027 | 100,000 | $10,010 | dollars as filed | |
| HAINAN MANASLU ACQUISTN CORP | G4233U115 | RIGHT 01/31/2029 | 25,000 | $10,000 | dollars as filed | |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F110 | WTS | 206,005 | $9,682 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 117,200 | $9,376 | dollars as filed | |
| REDWOODS ACQUISITION CORP | 758083117 | *W EXP 03/15/202 | 179,928 | $9,356 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 55,000 | $9,350 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 50,000 | $9,250 | dollars as filed | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 42,000 | $9,240 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 297,298 | $8,919 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 312,069 | $8,800 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 67,870 | $8,586 | dollars as filed | |
| ACHARI VENTURES HLDGS CORP I | 00444X119 | *W EXP 99/99/999 | 206,632 | $8,265 | dollars as filed | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 31,755 | $8,256 | dollars as filed | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 16,108 | $8,054 | dollars as filed | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T116 | *W EXP 04/01/202 | 183,460 | $7,338 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 50,000 | $7,000 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 624,833 | $6,936 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 217,604 | $6,572 | dollars as filed | |
| PRIME NO ACQUISITION I CORP | 74168P115 | *W EXP 07/31/202 | 125,000 | $6,250 | dollars as filed | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 120,000 | $6,024 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 40,000 | $6,000 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 50,000 | $6,000 | dollars as filed | |
| UATARA CAPITAL ACQUISITION COR | 85021q116 | WT | 218,782 | $5,841 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C116 | *W EXP 11/08/202 | 113,025 | $5,821 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 218,881 | $5,757 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 54,478 | $5,753 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 99,608 | $5,747 | dollars as filed | |
| PROSOMNUS INC | 50535E116 | *W EXP 04/20/202 | 71,037 | $5,718 | dollars as filed | |
| A SPAC I ACQUISITION CORP | G0542S130 | *W EXP 05/21/202 | 118,296 | $5,619 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 81,723 | $5,614 | dollars as filed | |
| ICONIC SPORTS ACQUISITION CO | G4712C115 | WTS | 70,491 | $5,562 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 129,902 | $5,274 | dollars as filed | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 29,000 | $5,217 | dollars as filed | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 169,562 | $5,138 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 224,251 | $5,090 | dollars as filed | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 119,450 | $5,053 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450124 | RIGHT 99/99/9999 | 62,556 | $5,042 | dollars as filed | |
| KEYARCH ACQUISITION CORP | G5260A112 | *W EXP 99/99/999 | 186,540 | $5,037 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 104,927 | $4,953 | dollars as filed | |
| TRADEUP ACQUISITION CORP | 89268A115 | *W EXP 07/19/202 | 86,040 | $4,775 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y110 | *W EXP 07/15/202 | 150,000 | $4,650 | dollars as filed | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 82,757 | $4,527 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 80,530 | $4,494 | dollars as filed | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 257,183 | $4,346 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013112 | *W EXP 12/18/202 | 206,914 | $4,138 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 126,971 | $4,114 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 109,550 | $4,108 | dollars as filed | |
| ABRI SPAC I INC | 00085X113 | *W EXP 09/18/202 | 136,902 | $4,107 | dollars as filed | |
| Chain Bridge I | G2061X110 | Warrant | 73,797 | $3,911 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 44,848 | $3,857 | dollars as filed | |
| Valuence Merger Corp I | G9R16L118 | Warrant | 47,198 | $3,832 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 72,897 | $3,820 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G110 | *W EXP 07/15/202 | 120,000 | $3,612 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 36,532 | $3,609 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 100,000 | $3,510 | dollars as filed | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 140,000 | $3,500 | dollars as filed | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 144,661 | $3,472 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 56,630 | $3,398 | dollars as filed | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 102,191 | $3,035 | dollars as filed | |
| CHAVANT CAPITAL ACQUISITN CO | G2058L111 | *W EXP 99/99/999 | 73,074 | $2,930 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LTD | g1745a124 | WT | 72,832 | $2,910 | dollars as filed | |
| WTS PHOENIX BIOTECH ACQUISITIO | 71902k113 | WT | 47,306 | $2,890 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 77,477 | $2,805 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 100,000 | $2,700 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N111 | *W EXP 08/02/202 | 117,033 | $2,692 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 295,185 | $2,598 | dollars as filed | |
| MONTEREY CAP ACQUISITION COR | 61244M117 | *W EXP 01/01/202 | 100,000 | $2,530 | dollars as filed | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 231,711 | $2,363 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 80,000 | $2,360 | dollars as filed | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 55,486 | $2,347 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136116 | *W EXP 04/01/202 | 100,955 | $2,271 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 50,000 | $2,175 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J111 | *W EXP 99/99/999 | 55,013 | $2,173 | dollars as filed | |
| LEMONADE INC | 52567D115 | *W EXP 02/09/202 | 108,487 | $2,159 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 58,572 | $2,132 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 54,478 | $2,125 | dollars as filed | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 54,831 | $2,106 | dollars as filed | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 81,518 | $2,062 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B114 | *W EXP 99/99/999 | 40,945 | $2,047 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 33,898 | $2,034 | dollars as filed | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 195,939 | $1,959 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 178,422 | $1,838 | dollars as filed | |
| WAVERLEY CAPITAL ACQUIS CORP | G06536117 | *W EXP 07/15/202 | 51,829 | $1,835 | dollars as filed | |
| ENERGEM CORP | G30449121 | *W EXP 11/15/202 | 26,492 | $1,778 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 48,600 | $1,701 | dollars as filed | |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 150,000 | $1,650 | dollars as filed | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 35,562 | $1,650 | dollars as filed | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 107,350 | $1,621 | dollars as filed | |
| SPREE ACQUISITION 1 CORP LTD | g83745128 | WT | 49,230 | $1,570 | dollars as filed | |
| ANDRETTI ACQUISITION CORP | G26735129 | WARR | 20,472 | $1,537 | dollars as filed | |
| LAKESHORE ACQUISITION II COR | G5352N121 | *W EXP 11/18/202 | 61,013 | $1,531 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V113 | *W EXP 09/29/202 | 50,000 | $1,475 | dollars as filed | |
| FINNOVATE ACQUISITION CORP | G3R34K111 | *W EXP 09/30/202 | 51,433 | $1,471 | dollars as filed | |
| PHP VENTURES ACQUISITI -CW22 | 69291C114 | COM | 55,438 | $1,419 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 50,000 | $1,410 | dollars as filed | |
| GENESIS UNICORN CAPITAL CORP | 37187C118 | *W EXP 06/30/202 | 17,586 | $1,398 | dollars as filed | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | *W EXP 05/09/202 | 193,402 | $1,354 | dollars as filed | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 31,034 | $1,244 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P129 | *W EXP 02/25/202 | 98,580 | $1,242 | dollars as filed | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 19,214 | $1,172 | dollars as filed | |
| ARISZ ACQUISITION CORP | 040450116 | *W EXP 11/16/202 | 62,556 | $1,145 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 36,029 | $1,142 | dollars as filed | |
| MONTEREY INNOVATION ACQUI CO | 61240F116 | *W EXP 09/30/202 | 42,907 | $1,137 | dollars as filed | |
| ACCRETION ACQUISITION CORP | 00438Y115 | *W EXP 03/01/202 | 22,418 | $1,121 | dollars as filed | |
| ESPORTS ENTMT GROUP INC | 29667K132 | *W EXP 03/02/202 | 146,580 | $967 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 30,386 | $945 | dollars as filed | |
| HAINAN MANASLU ACQUISTN CORP | G4233U131 | *W EXP 01/31/202 | 25,000 | $923 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 55,000 | $913 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 27,340 | $899 | dollars as filed | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029111 | *W EXP 03/30/202 | 10,325 | $898 | dollars as filed | |
| ClimateRock | G2311X118 | Warrant | 25,000 | $813 | dollars as filed | |
| HWH International Inc (Pre-Merger) | 02115M117 | Warrant | 20,000 | $800 | dollars as filed | |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 14,122 | $780 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 22,365 | $680 | dollars as filed | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 14,365 | $501 | dollars as filed | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 23,265 | $465 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 33,290 | $439 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H116 | *W EXP 07/06/202 | 51,009 | $413 | dollars as filed | |
| COMSOVEREIGN HLDG CORP | 205650112 | *W EXP 12/18/202 | 27,000 | $273 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 13,763 | $189 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728194-23-000009 | this filing | 2023-08-11 | acceptance time not in the bulk data set |