13F-HR filed by CVI Holdings, LLC
CVI Holdings, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 182 holding rows worth $535,614,000.
- Accession
- 0001728194-21-000001
- Filer
- CIK 1728194
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 182 entries on the cover page, a total value of $535,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $535,614,000 with VALUE read as thousands by filing date, 13F file number 028-18767. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 4,800,000 | $50,640,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 400,000 | $34,548,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 1,980,000 | $20,889,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 1,498,500 | $15,697,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 1,200,000 | $12,972,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 1,250,000 | $12,863,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 500,000 | $11,865,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 1,000,000 | $10,450,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 1,000,000 | $10,400,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 900,000 | $9,513,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 689,600 | $9,206,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 662,425 | $8,141,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 700,000 | $7,189,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 151,520 | $7,144,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 500,000 | $6,900,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707125 | UNIT 99/99/9999 | 570,444 | $6,880,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 5,000,000 | $6,817,000 | thousands by filing date | principal |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 441,144 | $6,639,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 350,000 | $6,223,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 500,000 | $6,150,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V207 | UNIT 99/99/9999 | 500,000 | $5,805,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 500,000 | $5,465,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 510,000 | $5,452,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 500,000 | $5,450,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 500,000 | $5,400,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 500,000 | $5,275,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 492,214 | $5,242,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P121 | UNIT 99/99/9999 | 395,558 | $5,213,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 495,000 | $5,193,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 490,300 | $4,977,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 407,732 | $4,893,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 400,000 | $4,408,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 400,000 | $4,300,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 312,500 | $4,191,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 400,000 | $4,120,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 400,000 | $4,116,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 400,000 | $4,044,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 375,000 | $3,900,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 355,000 | $3,784,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 2,361,110 | $3,683,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 350,000 | $3,675,000 | thousands by filing date | |
| VENTOUX CCM ACQUISITION CORP | 92280L200 | UNIT 09/30/2025 | 350,000 | $3,605,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 350,000 | $3,598,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 350,000 | $3,528,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 350,000 | $3,479,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421201 | UNIT 05/25/2027 | 300,000 | $3,240,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 300,000 | $3,204,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 300,000 | $3,195,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 300,000 | $3,105,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 300,000 | $3,102,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 300,000 | $3,072,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 400,000 | $3,060,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 300,000 | $3,045,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 300,000 | $3,030,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 300,000 | $3,030,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 266,247 | $3,011,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 1,550,960 | $2,993,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 250,000 | $2,665,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 213,545 | $2,650,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 250,000 | $2,625,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 250,000 | $2,588,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 250,000 | $2,550,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 142,035 | $2,480,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 200,000 | $2,250,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 1,607,720 | $2,170,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 200,000 | $2,160,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 200,000 | $2,146,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 200,000 | $2,130,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 200,000 | $2,120,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 200,000 | $2,120,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 200,000 | $2,120,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 200,000 | $2,114,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 200,000 | $2,106,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 200,000 | $2,098,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 200,000 | $2,090,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W128 | UNIT 99/99/9999 | 200,000 | $2,080,000 | thousands by filing date | |
| Roth Ch Acquisition II Co | 778673202 | Unit | 200,000 | $2,080,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 200,000 | $2,060,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 200,000 | $2,058,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 200,000 | $2,058,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 200,000 | $2,054,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 200,000 | $2,052,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 1,000,000 | $2,050,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 200,000 | $2,016,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 146,773 | $1,907,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227205 | UNIT 99/99/9999 | 180,000 | $1,881,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 636,964 | $1,688,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044122 | UNIT 10/19/2027 | 150,000 | $1,611,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M206 | UNIT 10/14/2025 | 150,000 | $1,590,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 150,000 | $1,581,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T209 | UNIT 99/99/9999 | 150,000 | $1,581,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M129 | UNIT 99/99/9999 | 150,000 | $1,571,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 150,000 | $1,568,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 150,000 | $1,547,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 150,000 | $1,496,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 103,300 | $1,376,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 125,000 | $1,356,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 125,000 | $1,354,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 125,000 | $1,301,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 700,000 | $1,274,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 178,273 | $1,248,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392122 | UNIT 99/99/9999 | 101,016 | $1,220,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 100,000 | $1,149,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 100,000 | $1,140,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,105,561 | $1,117,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 100,000 | $1,116,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083115 | UNIT 12/09/2025 | 100,000 | $1,115,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 76,229 | $1,115,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 100,000 | $1,105,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H209 | UNIT 99/99/9999 | 100,000 | $1,095,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 100,000 | $1,084,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 100,000 | $1,076,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 100,000 | $1,065,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 100,000 | $1,050,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 94,733 | $1,044,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 100,000 | $1,028,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 600,000 | $1,014,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 75,000 | $838,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 75,000 | $827,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 75,000 | $789,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 75,000 | $784,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 75,000 | $774,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 73,300 | $766,000 | thousands by filing date | |
| NEBULA CARAVEL ACQUISITION C | 629070202 | UNIT 12/09/2023 | 70,000 | $756,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 4,086,654 | $756,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 415,652 | $740,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 70,000 | $725,000 | thousands by filing date | |
| QELL- A SHRS | G7307X113 | EQUITY WRT | 224,931 | $709,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 141,022 | $620,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 66,100 | $600,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,500,000 | $600,000 | thousands by filing date | principal |
| APTINYX INC | 03836N103 | COM | 169,446 | $586,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 52,500 | $536,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 50,000 | $531,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 50,000 | $525,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 50,000 | $515,000 | thousands by filing date | |
| NERDY INC CL A COM | G8990Y103 | Stock | 38,153 | $423,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 400,000 | $416,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 125,000 | $409,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 187,665 | $403,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 231,300 | $400,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 30,560 | $365,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 123,053 | $351,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 57,635 | $322,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q152 | *W EXP 09/24/202 | 54,000 | $320,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 125,000 | $320,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 85,794 | $309,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 300,000 | $309,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 42,372 | $286,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 245,150 | $279,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 11,000 | $261,000 | thousands by filing date | put |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 88,749 | $235,000 | thousands by filing date | |
| XL FLEET CORP | 9837FR118 | *W EXP 06/01/202 | 27,732 | $225,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 34,433 | $204,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 175,000 | $198,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 100,000 | $179,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821114 | *W EXP 09/01/202 | 48,000 | $163,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q112 | *W EXP 08/01/202 | 66,666 | $161,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N200 | UNIT 99/99/9999 | 15,000 | $156,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 100,000 | $153,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 100,000 | $143,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B113 | WTS | 30,000 | $128,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 66,666 | $127,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G113 | *W EXP 09/15/202 | 66,666 | $113,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 66,666 | $112,000 | thousands by filing date | |
| YUNHONG INTL RT | G98882130 | WARRANT AND RIGH | 350,000 | $109,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 175,000 | $107,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 240,000 | $106,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 50,000 | $96,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 79,500 | $94,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 300,000 | $87,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 13,171 | $76,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 68,970 | $70,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 59,000 | $64,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413118 | *W EXP 07/16/202 | 15,040 | $62,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 50,000 | $53,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CO | 85521J117 | *W EXP 09/10/202 | 11,666 | $23,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 57,986 | $22,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 80,000 | $19,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 136,364 | $15,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 14,600 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 277,777 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728194-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |