13F-HR filed by CVI Holdings, LLC
CVI Holdings, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 70 holding rows worth $269,741,000.
- Accession
- 0001728194-20-000003
- Filer
- CIK 1728194
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 70 entries on the cover page, a total value of $269,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,741,000 with VALUE read as thousands by filing date, 13F file number 028-18767. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIKOLA CORP | 654110105 | COM | 730,000 | $49,297,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 500,000 | $33,765,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,000,000 | $13,460,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 750,000 | $13,440,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 5,952,381 | $13,393,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 140,885 | $12,401,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 1,200,000 | $12,240,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 2,000,000 | $9,956,000 | thousands by filing date | principal |
| CONTRAFECT CORP | 212326300 | COM | 1,538,685 | $9,832,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 787,863 | $9,675,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 200,032 | $9,349,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 10,455,000 | $8,585,000 | thousands by filing date | principal |
| GROWGENERATION CORP | 39986L109 | COM | 1,075,000 | $7,353,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 500,000 | $5,255,000 | thousands by filing date | |
| INSEEGO CORP | 45782BAD6 | NOTE 3.250% 5/0 | 5,000,000 | $5,241,000 | thousands by filing date | principal |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 186,187 | $4,627,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 250,000 | $3,775,000 | thousands by filing date | |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 350,000 | $3,518,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 1,550,960 | $3,443,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,808,190 | $3,164,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 143,026 | $3,129,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 414,077 | $3,110,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 265,773 | $2,238,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 700,000 | $2,212,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675207 | UNIT 01/28/2025 | 200,000 | $2,010,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 162,952 | $1,975,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 182,603 | $1,620,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 704,900 | $1,473,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 113,043 | $1,465,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 37,235 | $1,403,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 183,576 | $1,322,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 166,113 | $1,292,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 1,280,512 | $1,280,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,500,000 | $1,257,000 | thousands by filing date | principal |
| MUSTANG BIO INC | 62818Q104 | COM | 367,937 | $1,170,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,850,477 | $1,002,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 1,001,778 | $811,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 259,940 | $795,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 374,765 | $731,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 1,829,268 | $726,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 42,778 | $669,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 545,638 | $660,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 154,808 | $625,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 824,320 | $560,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 2,062,429 | $551,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 208,074 | $524,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 93,751 | $486,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 197,965 | $392,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 434,303 | $372,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 29,400 | $315,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 267,241 | $305,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 761,305 | $305,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 32,267 | $226,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 139,979 | $179,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 11,097 | $158,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 420,855 | $130,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 18,464 | $93,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 74,500 | $88,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 240,000 | $70,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 16,395 | $62,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 24,403 | $58,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 14,626 | $39,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 16,000 | $36,000 | thousands by filing date | put |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 57,986 | $12,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 48,100 | $10,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 136,364 | $8,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 65,000 | $7,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 14,600 | $6,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 85,231 | $5,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 277,777 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728194-20-000003 | this filing | 2020-08-14 | acceptance time not in the bulk data set |