13F-HR filed by CVI Holdings, LLC
CVI Holdings, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 37 holding rows worth $28,478,000.
- Accession
- 0001728194-20-000002
- Filer
- CIK 1728194
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 37 entries on the cover page, a total value of $28,478,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,478,000 with VALUE read as thousands by filing date, 13F file number 028-18767. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 10,455,000 | $8,429,000 | thousands by filing date | principal |
| YUNHONG INTL | G98882114 | UNIT 99/99/9999 | 350,000 | $3,325,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 2,000,000 | $2,984,000 | thousands by filing date | principal |
| ENLIVEX LTD | M4130Y106 | CMN | 385,621 | $1,805,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,500,000 | $1,479,000 | thousands by filing date | principal |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,397,916 | $1,214,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 432,325 | $1,072,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 1,139,110 | $1,030,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 480,962 | $794,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 360,094 | $637,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 232,559 | $614,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 1,977,554 | $605,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 405,274 | $600,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 58,595 | $584,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 451,240 | $487,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 2,914,854 | $435,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 204,666 | $434,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 112,639 | $288,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 208,074 | $266,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 181,888 | $246,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 426,387 | $229,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 19,200 | $210,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 17,200 | $198,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 91,120 | $137,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 280,152 | $129,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 10,068 | $71,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 240,000 | $67,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 44,798 | $66,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 136,364 | $23,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 48,100 | $9,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 65,000 | $4,000 | thousands by filing date | |
| Plus Therapeutics Inc WTS | 72941H111 | COMMON | 259,200 | $2,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 50,000 | $2,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 15,000 | $1,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 63,286 | $1,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 85,231 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 277,777 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728194-20-000002 | this filing | 2020-05-15 | acceptance time not in the bulk data set |