13F-HR/A filed by CVI Holdings, LLC
CVI Holdings, LLC filed this 13F-HR/A for the quarter ended 2019-06-30, filed 2019-08-16, with 61 holding rows worth $86,209,000.
- Accession
- 0001728194-19-000005
- Filer
- CIK 1728194
- Filed
- 2019-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, amendment of type new holdings, 61 entries on the cover page, a total value of $86,209,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,209,000 with VALUE read as thousands by filing date, 13F file number 028-18767. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMSCORE INC | 20564W105 | COM | 2,728,513 | $14,079,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 8,112,882 | $12,169,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 9,000,000 | $10,902,000 | thousands by filing date | principal |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 10,455,000 | $10,797,000 | thousands by filing date | principal |
| MEDICINES CO | 584688105 | COM | 112,950 | $4,119,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,401,640 | $3,742,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 843,234 | $3,289,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,098,602 | $2,833,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 138,185 | $2,729,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 167,371 | $2,655,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 121,792 | $1,913,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 130,651 | $1,828,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,500,000 | $1,540,000 | thousands by filing date | principal |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 60,800 | $1,197,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 908,770 | $1,181,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 398,302 | $1,111,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 345,202 | $1,060,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 78,557 | $899,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 67,464 | $852,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 455,810 | $748,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 74,380 | $742,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 225,795 | $727,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 454,190 | $568,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 388,601 | $494,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 285,854 | $452,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 134,956 | $414,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 14,627 | $374,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 16,956 | $373,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 703,075 | $345,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 98,210 | $316,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 106,026 | $231,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 367,386 | $188,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 100,244 | $181,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 70,748 | $167,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 261,400 | $166,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 406,358 | $154,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 109,320 | $90,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 79,634 | $88,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 129,963 | $78,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 79,468 | $71,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 199,836 | $64,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 72,800 | $52,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 13,774 | $42,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 136,364 | $34,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 17,011 | $29,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 1,180,400 | $24,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 132,227 | $24,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,000 | $17,000 | thousands by filing date | put |
| VERTEX ENERGY INC | 92534K107 | COM | 10,015 | $15,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 50,000 | $15,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 64,286 | $14,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 15,000 | $6,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 99,500 | $3,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 13,700 | $3,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 48,000 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 16,599 | $1,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 12,498 | $1,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 50,000 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 259,200 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 277,777 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,407 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728194-19-000003 | superseded | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001728194-19-000005 | this filing | 2019-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001728194-19-000007 | base | 2019-11-14 | acceptance time not in the bulk data set |