13F-HR filed by CVI Holdings, LLC
CVI Holdings, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 58 holding rows worth $105,611,000.
- Accession
- 0001728194-19-000002
- Filer
- CIK 1728194
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 58 entries on the cover page, a total value of $105,611,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $105,611,000 with VALUE read as thousands by filing date, 13F file number 028-18767. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 774,068 | $18,523,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 200,000 | $16,010,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 10,455,000 | $12,194,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 9,000,000 | $9,887,000 | thousands by filing date | principal |
| GENFIT S A | 372279109 | ADS | 400,000 | $9,600,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 6,138,402 | $8,164,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 498,909 | $4,560,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 1,484,714 | $2,658,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 271,542 | $2,186,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 762,371 | $2,135,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,229,153 | $2,102,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 3,391,165 | $1,984,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,384,944 | $1,856,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,094,044 | $1,663,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,500,000 | $1,590,000 | thousands by filing date | principal |
| ADVAXIS INC | 007624307 | COM | 210,570 | $1,244,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 909,625 | $991,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 461,140 | $908,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 224,733 | $894,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 708,565 | $751,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 780,720 | $703,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 194,653 | $693,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 468,610 | $679,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 83,969 | $442,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 346,599 | $440,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 28,987 | $330,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 61,805 | $321,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 362,729 | $294,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 604,939 | $272,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 28,500 | $269,000 | thousands by filing date | put |
| SHARPSPRING INC | 820054104 | COM | 15,131 | $242,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 199,836 | $129,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 29,661 | $119,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 74,566 | $116,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 56,611 | $110,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 31,397 | $98,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 71,515 | $68,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 10,000 | $64,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 61,509 | $63,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 136,364 | $52,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 106,845 | $35,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 64,286 | $29,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 1,180,400 | $27,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 72,800 | $25,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 50,794 | $21,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 10,941 | $15,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J113 | *W EXP 09/28/202 | 50,000 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 33,254 | $8,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 99,500 | $8,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 132,227 | $7,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J119 | *W EXP 11/19/202 | 15,000 | $6,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 50,000 | $6,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 16,599 | $2,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 12,498 | $1,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 13,700 | $1,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,407 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K139 | *W EXP 05/28/202 | 259,200 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 48,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728194-19-000002 | this filing | 2019-05-15 | acceptance time not in the bulk data set |