13F-HR filed by CVI Holdings, LLC
CVI Holdings, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 47 holding rows worth $73,658,000.
- Accession
- 0001728194-18-000009
- Filer
- CIK 1728194
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 47 entries on the cover page, a total value of $73,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,658,000 with VALUE read as thousands by filing date, 13F file number 028-18767. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHEIGHTS CAPITAL MANAGEMENT, INC028-13218
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 11,455,000 | $16,790,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 9,000,000 | $9,813,000 | thousands by filing date | principal |
| EROS INTL PLC | G3788M114 | SHS NEW | 817,017 | $8,905,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 111,649 | $5,364,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 1,187,534 | $3,361,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,767,858 | $3,235,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 327,457 | $3,121,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 97,505 | $2,453,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 453,358 | $2,126,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 374,612 | $1,888,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 1,302,830 | $1,746,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 591,991 | $1,729,000 | thousands by filing date | |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 4,500,000 | $1,662,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,500,000 | $1,611,000 | thousands by filing date | principal |
| AURYN RES INC | 05208W108 | COM | 1,124,759 | $1,480,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 459,798 | $1,347,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 74,336 | $898,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 729,710 | $861,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 578,141 | $833,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 360,455 | $667,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 92,200 | $646,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 471,661 | $395,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 189,516 | $392,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 102,300 | $348,000 | thousands by filing date | put |
| INVUITY INC | 46187J205 | COM NEW | 78,411 | $302,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 83,746 | $267,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 513,682 | $262,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,146,761 | $219,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 46,096 | $154,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 1,180,400 | $143,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C121 | *W EXP 12/16/202 | 221,686 | $100,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F138 | *W EXP 04/20/202 | 207,500 | $87,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 72,800 | $87,000 | thousands by filing date | |
| IMMURON LTD | Q4867H223 | *W EXP 06/08/202 | 22,041 | $86,000 | thousands by filing date | |
| SIGMA LABS INC | 826598112 | *W EXP 02/15/202 | 215,300 | $81,000 | thousands by filing date | |
| AMERI HLDGS INC WT EXP 110823 | 02362F112 | Stock | 125,503 | $56,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 173,112 | $52,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 61,000 | $35,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 12,570 | $24,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053117 | *W EXP 08/14/202 | 50,000 | $12,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 31,407 | $8,000 | thousands by filing date | |
| ADVAXIS INC | 007624117 | *W EXP 10/22/201 | 15,150 | $6,000 | thousands by filing date | |
| MYND ANALYTICS INC | 62857N111 | *W EXP 06/29/202 | 13,700 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 48,000 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 12,900 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 277,777 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 750,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728194-18-000009 | this filing | 2018-05-15 | acceptance time not in the bulk data set |