13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-15, with 621 holding rows worth $658,862,000.
- Accession
- 0001728121-22-000003
- Filer
- CIK 1728121
- Filed
- 2022-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 621 entries on the cover page, a total value of $658,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $658,862,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUINIX INC COM | 29444U700 | REIT | 408 | $232,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,592 | $232,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $231,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 20,960 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,634 | $229,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,830 | $229,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 17,844 | $228,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,103 | $228,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 8,370 | $228,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,723 | $227,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 836 | $225,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,685 | $224,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 924 | $224,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,234 | $223,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,546 | $223,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,168 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,681 | $222,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,232 | $221,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 13,911 | $221,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,103 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,795 | $220,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,642 | $220,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,548 | $220,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 15,200 | $220,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,768 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 18,421 | $219,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 678 | $218,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,015 | $218,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,766 | $216,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,548 | $216,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 6,008 | $216,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,058 | $215,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,527 | $215,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,544 | $215,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,912 | $214,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,716 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,361 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,001 | $209,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,014 | $208,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,561 | $208,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 8,759 | $206,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,936 | $206,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,720 | $205,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 22,907 | $204,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,144 | $203,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,040 | $203,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 25,519 | $202,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 802 | $201,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,245 | $201,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 19,515 | $201,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,195 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 27,271 | $198,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 15,395 | $198,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,927 | $197,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,591 | $190,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,393 | $188,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 16,291 | $181,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,000 | $179,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 10,543 | $175,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 15,208 | $170,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 16,327 | $169,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 38,188 | $169,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 13,300 | $160,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,273 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 23,769 | $158,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,601 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,220 | $154,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 11,270 | $153,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 18,227 | $151,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 59,875 | $151,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,600 | $148,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 19,793 | $148,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,759 | $146,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,196 | $145,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,210 | $145,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,533 | $144,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 14,683 | $144,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,825 | $142,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 19,179 | $140,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,975 | $136,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,664 | $136,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,915 | $136,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,734 | $134,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 21,950 | $133,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,189 | $128,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 22,650 | $128,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 22,653 | $126,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,478 | $126,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 13,890 | $124,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 49,641 | $123,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,800 | $116,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 40,716 | $115,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 20,996 | $115,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 17,549 | $113,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 21,876 | $112,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 12,450 | $111,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,773 | $110,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,105 | $108,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,920 | $98,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,745 | $98,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,423 | $91,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,773 | $91,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,543 | $84,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 49,030 | $83,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 17,550 | $74,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 13,578 | $72,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 10,890 | $66,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 10,588 | $64,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,397 | $61,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,500 | $61,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 10,531 | $57,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,882 | $41,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,691 | $40,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 20,000 | $39,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 16,000 | $36,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,061 | $34,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 40,000 | $26,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,823 | $24,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 40,063 | $23,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 10,350 | $19,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 11,700 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-22-000003 | this filing | 2022-11-15 | acceptance time not in the bulk data set |