13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 708 holding rows worth $870,681,000.
- Accession
- 0001728121-22-000001
- Filer
- CIK 1728121
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 708 entries on the cover page, a total value of $870,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $870,681,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 6,130 | $305,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,206 | $302,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,630 | $302,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,815 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,676 | $301,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,146 | $297,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 628 | $297,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,673 | $297,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,700 | $297,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,943 | $296,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 10,750 | $296,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 37,296 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,739 | $294,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 30,567 | $293,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 21,872 | $292,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 9,001 | $291,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 21,493 | $291,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,346 | $288,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 6,285 | $288,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,072 | $287,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,834 | $287,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5,291 | $287,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,686 | $287,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 899 | $287,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,684 | $286,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 27,672 | $286,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,121 | $284,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,374 | $283,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,346 | $283,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 24,373 | $283,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,595 | $282,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 7,364 | $282,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 21,467 | $282,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 432 | $281,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,127 | $280,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,780 | $280,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 4,419 | $279,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 10,900 | $279,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,557 | $278,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,965 | $277,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 18,121 | $276,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 27,346 | $275,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,552 | $273,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 9,800 | $273,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7,267 | $273,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 7,777 | $272,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 22,700 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,787 | $271,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 904 | $270,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,463 | $269,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,115 | $269,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,217 | $269,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,681 | $268,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 19,667 | $267,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,119 | $266,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 4,730 | $266,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 946 | $265,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,425 | $265,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,882 | $264,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,580 | $263,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,431 | $262,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 22,959 | $262,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 677 | $261,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,342 | $261,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 1,516 | $260,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,042 | $260,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 38,011 | $260,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 4,500 | $260,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,532 | $259,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,818 | $258,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,172 | $258,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,835 | $257,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,108 | $257,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,320 | $256,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,092 | $255,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,242 | $255,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,221 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,361 | $254,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,909 | $251,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,826 | $249,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 6,850 | $249,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 22,092 | $249,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,721 | $247,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 866 | $246,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,455 | $246,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 3,376 | $245,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,050 | $244,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,841 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,419 | $242,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 4,379 | $242,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 3,361 | $241,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,171 | $241,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,400 | $240,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,337 | $238,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 9,350 | $237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,149 | $236,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,451 | $236,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,143 | $235,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,496 | $235,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 35,770 | $235,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 17,525 | $234,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 23,372 | $234,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,810 | $232,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,470 | $232,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 18,015 | $232,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,019 | $231,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,042 | $231,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,759 | $231,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,936 | $229,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,875 | $229,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 690 | $229,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,987 | $226,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 931 | $226,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,445 | $225,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 4,020 | $225,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,349 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 775 | $224,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,774 | $224,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,238 | $223,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,709 | $222,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,600 | $222,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,828 | $222,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,910 | $221,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 8,484 | $221,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,582 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,581 | $220,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,200 | $220,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,500 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,966 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 8,340 | $218,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,744 | $217,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,931 | $216,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,622 | $216,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 5,832 | $215,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,524 | $215,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,611 | $215,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 5,178 | $215,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,377 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,184 | $212,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,156 | $211,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,336 | $211,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,300 | $210,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,246 | $210,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,744 | $209,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $208,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 387 | $208,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,365 | $207,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,498 | $206,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,155 | $203,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,669 | $203,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,369 | $203,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 837 | $202,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,557 | $202,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,088 | $202,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,046 | $201,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 367 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,214 | $201,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,472 | $201,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,023 | $200,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,873 | $200,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 8,545 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,220 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 23,693 | $193,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,273 | $193,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,813 | $188,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,121 | $186,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,210 | $185,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,824 | $176,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,450 | $174,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 49,030 | $174,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 26,173 | $173,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 17,199 | $171,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,515 | $170,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,975 | $168,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,416 | $166,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,264 | $166,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 22,650 | $160,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 21,950 | $158,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,610 | $153,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 57,475 | $147,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 13,890 | $145,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,868 | $136,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 16,582 | $134,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,773 | $133,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 72,900 | $131,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,950 | $127,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 11,584 | $126,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,105 | $125,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,423 | $125,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,324 | $122,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,393 | $114,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,902 | $110,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 19,100 | $105,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 10,650 | $98,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,850 | $97,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,500 | $91,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,397 | $82,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 16,700 | $82,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 14,406 | $81,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 16,000 | $78,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,500 | $77,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,000 | $60,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 40,063 | $42,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,225 | $39,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,882 | $39,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $20,000 | thousands by filing date | |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 10,292 | $15,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-22-000001 | this filing | 2022-05-16 | acceptance time not in the bulk data set |