13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 675 holding rows worth $829,029,000.
- Accession
- 0001728121-21-000005
- Filer
- CIK 1728121
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 675 entries on the cover page, a total value of $829,029,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $829,029,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,833 | $289,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,989 | $289,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,784 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,452 | $287,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,857 | $284,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,866 | $283,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,844 | $282,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,691 | $282,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 626 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 5,308 | $279,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 29,640 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,781 | $274,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,279 | $273,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 17,493 | $273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,174 | $273,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 12,320 | $272,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,965 | $272,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,505 | $269,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 3,245 | $268,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,176 | $268,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 158 | $268,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,345 | $268,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,846 | $267,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,075 | $267,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,131 | $267,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,303 | $266,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,086 | $266,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,350 | $265,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 922 | $263,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 920 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,361 | $262,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 990 | $261,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,475 | $260,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 882 | $259,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,765 | $259,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 412 | $257,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,514 | $257,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,712 | $256,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,622 | $256,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 9,993 | $255,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,313 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 989 | $253,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,292 | $253,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,259 | $251,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 618 | $251,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,063 | $251,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 34,030 | $251,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 8,339 | $251,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,190 | $250,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,391 | $249,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,597 | $249,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 16,915 | $248,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 20,053 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,240 | $247,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,417 | $246,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 44,620 | $245,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 5,976 | $244,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,480 | $243,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,854 | $242,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,709 | $242,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,204 | $242,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,042 | $242,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,875 | $242,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,912 | $242,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 890 | $241,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,460 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,619 | $240,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,038 | $240,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 817 | $240,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,897 | $239,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 16,357 | $239,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 954 | $238,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,453 | $238,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,882 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,966 | $238,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,301 | $237,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,136 | $236,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,862 | $234,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,250 | $233,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,220 | $231,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,175 | $230,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,740 | $229,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,078 | $229,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,907 | $227,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 13,815 | $227,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,475 | $226,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,273 | $225,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,210 | $225,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,060 | $224,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,778 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 23,631 | $224,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,869 | $223,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,437 | $223,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,601 | $222,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,817 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,581 | $221,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 2,880 | $221,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,440 | $220,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,680 | $220,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 387 | $220,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,476 | $219,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,633 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,310 | $218,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 752 | $217,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 8,655 | $217,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,236 | $215,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,706 | $214,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,472 | $214,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,754 | $213,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 8,144 | $212,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,408 | $212,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 650 | $212,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6,314 | $211,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 849 | $210,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,906 | $210,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 580 | $209,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,500 | $209,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 743 | $208,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $208,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 4,500 | $208,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,650 | $207,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,370 | $207,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,945 | $205,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 15,160 | $205,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,598 | $204,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,975 | $204,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,336 | $203,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 22,238 | $202,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,435 | $200,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,318 | $200,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,898 | $199,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,580 | $197,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,645 | $196,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 21,950 | $191,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 22,650 | $181,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 13,066 | $177,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 12,278 | $174,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,349 | $169,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 17,006 | $163,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 13,890 | $160,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,882 | $157,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,429 | $149,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,158 | $148,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,495 | $139,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,294 | $136,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,736 | $136,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,706 | $134,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,178 | $134,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,300 | $130,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,068 | $130,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,075 | $124,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,435 | $116,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 103,500 | $110,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 10,326 | $108,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,950 | $104,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,158 | $102,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,500 | $94,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,580 | $93,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,423 | $90,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 43,563 | $88,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,397 | $84,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,250 | $83,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 10,300 | $72,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,889 | $67,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 19,783 | $66,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 25,000 | $62,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,000 | $58,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 19,274 | $58,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,744 | $51,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,000 | $50,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,891 | $49,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 13,500 | $49,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,425 | $45,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,682 | $43,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 25,000 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-21-000005 | this filing | 2021-11-16 | acceptance time not in the bulk data set |