13F-HR filed by Summit Trail Advisors, LLC
Summit Trail Advisors, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 193 holding rows worth $921,271,000.
- Accession
- 0001728121-21-000003
- Filer
- CIK 1698478
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 194 entries on the cover page, a total value of $921,271,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $927,271,000 with VALUE read as thousands by filing date, 13F file number 028-18552. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 543,093 | $197,849,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 254,216 | $58,287,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 127,515 | $50,728,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 923,820 | $48,085,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 361,482 | $38,928,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,909,773 | $31,053,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 65,250 | $30,254,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 85,051 | $29,038,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 57,780 | $22,974,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 104,674 | $21,191,000 | thousands by filing date | |
| APPLE INC | 037833950 | PUT | 147,239 | $17,985,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,638 | $17,868,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 136,379 | $15,524,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 223,065 | $15,238,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,010 | $14,457,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 347,443 | $13,971,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 4,434 | $13,718,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 569,180 | $13,256,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 145,515 | $12,271,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 107,737 | $12,216,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 106,610 | $11,987,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,554 | $9,181,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 242,038 | $8,914,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 39,874 | $8,789,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 194,564 | $8,783,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 64,218 | $8,442,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 230,028 | $8,324,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 95,778 | $6,134,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 111,578 | $6,082,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 32,277 | $5,891,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,780 | $5,607,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 500,000 | $5,245,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 41,598 | $4,746,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 52,070 | $4,724,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 34,680 | $4,548,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,414 | $4,540,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 75,832 | $3,822,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 409,484 | $3,563,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 16,074 | $3,406,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670952 | PUT | 10,767 | $3,136,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 198,904 | $2,971,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 173,576 | $2,945,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 180,928 | $2,936,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 40,516 | $2,638,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 49,966 | $2,613,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,791 | $2,532,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,889 | $2,470,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 87,970 | $2,371,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 45,994 | $2,361,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,929 | $2,324,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 31,845 | $2,316,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 21,375 | $2,304,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,138 | $2,262,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 50,048 | $2,111,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,751 | $2,093,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,516 | $2,070,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 46,538 | $2,065,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 134,612 | $2,003,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,000,000 | $1,800,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 22,856 | $1,791,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 25,155 | $1,740,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 116,831 | $1,692,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 121,104 | $1,611,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 111,788 | $1,539,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 30,622 | $1,504,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 99,030 | $1,491,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 21,250 | $1,455,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,904 | $1,452,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,228 | $1,436,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 14,188 | $1,380,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,582 | $1,379,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 9,576 | $1,288,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,808 | $1,230,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 12,871 | $1,225,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 84,087 | $1,206,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 4,337 | $1,204,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,741 | $1,187,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 46,034 | $1,173,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 96,077 | $1,140,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 29,472 | $1,140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 19,113 | $1,093,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 87,556 | $1,084,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 62,586 | $1,080,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 26,212 | $1,062,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,648 | $1,042,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,176 | $1,038,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,566 | $1,011,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L100 | UNIT 03/15/2026 | 100,000 | $995,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 43,000 | $948,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,095 | $937,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,617 | $935,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 12,257 | $914,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,675 | $875,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,653 | $857,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,268 | $851,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,369 | $843,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,852 | $823,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 12,554 | $802,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 11,454 | $764,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,424 | $729,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 30,270 | $687,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,857 | $686,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 13,909 | $677,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 45,000 | $675,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 55,143 | $674,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14,000 | $620,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,737 | $614,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,524 | $610,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,566 | $582,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,420 | $566,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,700 | $566,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 20,000 | $564,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 505 | $559,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,681 | $558,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,080 | $557,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,732 | $556,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,079 | $550,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 6,750 | $549,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,554 | $535,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,936 | $533,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,082 | $528,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264958 | PHYSCL SILVR SHS | 22,183 | $524,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 3,112 | $515,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 44,767 | $504,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 6,354 | $495,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,985 | $465,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,165 | $456,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 987 | $451,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,617 | $442,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,069 | $442,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 19,810 | $437,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 917 | $436,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,031 | $429,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,700 | $414,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,858 | $405,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,186 | $397,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,660 | $396,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,725 | $382,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,232 | $381,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,568 | $368,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,607 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 9,280 | $356,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,798 | $352,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,636 | $350,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 22,502 | $350,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,474 | $347,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,322 | $343,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,583 | $342,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 436 | $329,000 | thousands by filing date | |
| AMGEN INC | 031162950 | COM | 1,298 | $323,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 8,500 | $321,000 | thousands by filing date | |
| ALASKA AIR GROUP INC | 011659959 | PUT | 4,626 | $320,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 852 | $317,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 4,000 | $305,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,381 | $300,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 511 | $300,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 852 | $290,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,035 | $289,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,499 | $285,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,344 | $278,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,673 | $276,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 857 | $275,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,011 | $274,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,122 | $272,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,954 | $267,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,507 | $263,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,975 | $263,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 15,000 | $261,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,184 | $253,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,483 | $251,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,357 | $251,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,369 | $250,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 812 | $248,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 7,400 | $244,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 2,976 | $234,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 305 | $225,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 113,165 | $224,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 31,191 | $215,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,200 | $207,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,482 | $205,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,000 | $201,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 20,340 | $160,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 10,000 | $117,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,100 | $104,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,000 | $99,000 | thousands by filing date | |
| BLACKROCK KELSO CAPITAL CORP | 092533958 | COM | 27,982 | $97,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,134 | $86,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 13,458 | $81,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 15,000 | $63,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,471 | $61,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,000 | $44,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 11,000 | $36,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 17,730 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-21-000003 | this filing | 2021-05-17 | acceptance time not in the bulk data set |