13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 659 holding rows worth $755,249,000.
- Accession
- 0001728121-21-000002
- Filer
- CIK 1728121
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 659 entries on the cover page, a total value of $755,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $755,249,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,568 | $282,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,749 | $281,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,657 | $280,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,356 | $280,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,600 | $279,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,664 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,098 | $276,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 28,800 | $276,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,661 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,776 | $271,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 30,826 | $269,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,408 | $266,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 10,660 | $264,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,856 | $261,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,959 | $258,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,355 | $257,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,192 | $256,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,018 | $253,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,170 | $253,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,629 | $252,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 14,563 | $251,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,890 | $250,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,021 | $249,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 43,620 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,130 | $247,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,085 | $246,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 640 | $246,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 6,852 | $246,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,057 | $245,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 777 | $245,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 20,000 | $244,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,485 | $243,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 8,925 | $243,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 408 | $243,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,549 | $242,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,689 | $242,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,778 | $241,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,710 | $240,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 897 | $238,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,679 | $238,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 405 | $238,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 132,000 | $236,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,780 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,619 | $235,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,889 | $235,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,341 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,405 | $234,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 9,499 | $232,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,934 | $232,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,489 | $231,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,391 | $231,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 924 | $230,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 939 | $229,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 4,843 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,220 | $228,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,210 | $228,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,979 | $227,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,416 | $227,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 9,802 | $226,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,305 | $226,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 595 | $225,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,882 | $224,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,552 | $223,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 15,249 | $223,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,372 | $222,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 150 | $221,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 325 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,378 | $221,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,731 | $220,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,373 | $220,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,797 | $219,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,457 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 23,572 | $219,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 659 | $218,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 541 | $218,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,084 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,590 | $218,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,432 | $218,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 675 | $217,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,632 | $217,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,253 | $217,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 4,645 | $217,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,615 | $216,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 12,616 | $216,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,120 | $215,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,354 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,600 | $215,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 933 | $215,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,907 | $215,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 5,546 | $214,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,299 | $213,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,406 | $212,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 9,959 | $212,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,337 | $212,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 8,500 | $211,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 663 | $211,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,871 | $210,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,709 | $208,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,463 | $208,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,514 | $208,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,620 | $207,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,484 | $207,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,893 | $207,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,296 | $207,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 15,481 | $207,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,622 | $206,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 709 | $205,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,083 | $204,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 890 | $204,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,034 | $203,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,951 | $202,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 4,181 | $201,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,975 | $201,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,750 | $199,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 18,550 | $195,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,019 | $194,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 21,950 | $187,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,420 | $187,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 16,858 | $185,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 12,934 | $181,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 22,650 | $177,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 18,840 | $177,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $176,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 114,000 | $176,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 19,531 | $173,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,150 | $172,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,692 | $166,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 11,104 | $166,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 19,753 | $165,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,098 | $164,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 49,800 | $162,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,800 | $162,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,423 | $153,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 31,659 | $144,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,316 | $138,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 10,151 | $136,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,500 | $129,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 15,385 | $128,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 11,050 | $118,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,257 | $113,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,526 | $113,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 17,400 | $108,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,550 | $106,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 10,000 | $102,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 43,563 | $99,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,950 | $97,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 27,027 | $91,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 35,344 | $89,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 22,068 | $87,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,317 | $79,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 21,047 | $73,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 13,500 | $65,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 25,000 | $61,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,191 | $57,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,000 | $54,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 25,000 | $54,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,454 | $46,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 12,000 | $37,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-21-000002 | this filing | 2021-05-17 | acceptance time not in the bulk data set |