13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 621 holding rows worth $711,231,000.
- Accession
- 0001728121-21-000001
- Filer
- CIK 1728121
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 621 entries on the cover page, a total value of $711,231,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $711,231,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROCKET COS INC | 77311W101 | COM CL A | 12,077 | $244,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 644 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,444 | $243,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 3,673 | $242,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 7,137 | $242,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 21,189 | $241,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,148 | $240,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 890 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,738 | $238,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,213 | $238,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,550 | $238,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,019 | $237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,544 | $236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,470 | $236,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 4,500 | $235,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,800 | $235,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,210 | $235,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,026 | $233,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,688 | $233,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,230 | $233,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,974 | $233,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,017 | $231,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,391 | $231,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 6,427 | $229,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 838 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,393 | $228,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 2,650 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,220 | $226,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 14,268 | $226,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,793 | $225,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,615 | $224,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 4,295 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,130 | $223,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 6,189 | $223,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,399 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 6,464 | $222,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,670 | $221,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,525 | $218,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 9,563 | $218,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,595 | $217,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,977 | $217,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,330 | $217,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 670 | $217,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,473 | $216,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 635 | $214,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,932 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,572 | $214,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 9,225 | $213,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 845 | $212,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 297 | $212,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,416 | $212,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 1,381 | $210,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,931 | $209,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,484 | $208,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,549 | $208,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,539 | $206,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 2,291 | $206,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,295 | $206,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 855 | $205,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,174 | $205,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,450 | $205,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,176 | $205,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 15,355 | $204,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,882 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 929 | $203,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,894 | $203,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 772 | $203,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 614 | $201,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,513 | $201,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 23,104 | $196,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,975 | $194,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 21,788 | $191,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 20,500 | $186,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,778 | $185,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 17,560 | $184,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 23,197 | $183,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,571 | $180,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,589 | $175,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,700 | $175,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 10,401 | $173,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 78,750 | $172,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 10,853 | $172,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,637 | $171,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,658 | $169,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 28,500 | $169,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,427 | $168,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 19,161 | $165,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $163,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 26,320 | $163,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 19,531 | $161,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 22,600 | $156,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 16,015 | $156,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,973 | $155,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,050 | $155,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,610 | $153,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,619 | $153,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 20,238 | $152,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,193 | $148,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 32,791 | $145,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,578 | $142,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 14,340 | $132,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,014 | $128,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,978 | $117,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,600 | $91,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 48,873 | $87,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,526 | $86,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,478 | $79,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,950 | $78,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,500 | $72,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,317 | $71,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 15,399 | $68,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18,800 | $55,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 21,469 | $55,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,923 | $53,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,442 | $53,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,271 | $47,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 11,000 | $43,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 12,655 | $38,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,000 | $24,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 10,000 | $21,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,000 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-21-000001 | this filing | 2021-02-09 | acceptance time not in the bulk data set |