13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 581 holding rows worth $624,014,000.
- Accession
- 0001728121-20-000005
- Filer
- CIK 1728121
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 581 entries on the cover page, a total value of $624,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $624,014,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMESTOP CORP | 36467W109 | CL A | 20,581 | $210,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,812 | $210,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,787 | $209,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,678 | $209,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,210 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,280 | $209,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,192 | $208,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,257 | $207,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,135 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,740 | $207,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,319 | $206,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,894 | $205,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,295 | $205,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,930 | $205,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,733 | $202,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,305 | $201,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,801 | $201,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 7,795 | $200,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,615 | $198,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,469 | $193,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 19,268 | $192,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 14,675 | $191,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 23,104 | $191,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,200 | $189,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,975 | $187,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 13,227 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,497 | $186,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,743 | $184,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,262 | $183,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,785 | $179,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,310 | $177,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 25,841 | $177,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,657 | $171,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,032 | $170,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,450 | $169,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 23,197 | $169,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 43,439 | $161,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 45,900 | $159,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 11,895 | $155,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 23,592 | $153,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 28,102 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,959 | $149,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 13,250 | $147,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 10,203 | $146,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,805 | $145,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 15,298 | $145,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,394 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,610 | $144,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,399 | $142,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,864 | $138,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,700 | $136,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 10,293 | $136,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,637 | $132,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,178 | $131,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 13,980 | $125,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,007 | $122,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 16,200 | $122,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,269 | $117,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 22,554 | $115,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 50,515 | $109,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $108,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,220 | $104,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,220 | $96,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,500 | $87,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 13,031 | $81,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,477 | $77,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,550 | $75,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,526 | $72,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,902 | $71,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,950 | $65,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,974 | $59,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 10,250 | $51,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,900 | $48,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,147 | $45,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 12,655 | $40,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,049 | $35,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 14,943 | $35,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,500 | $29,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,000 | $27,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,760 | $24,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,000 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-20-000005 | this filing | 2020-11-12 | acceptance time not in the bulk data set |