13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-22, with 555 holding rows worth $596,781,000.
- Accession
- 0001728121-20-000001
- Filer
- CIK 1728121
- Filed
- 2020-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 555 entries on the cover page, a total value of $596,781,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $596,781,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,497 | $204,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 23,809 | $203,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,860 | $202,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,498 | $202,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,802 | $202,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,187 | $201,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,062 | $201,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,270 | $201,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,568 | $200,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,164 | $200,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 8,922 | $200,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,100 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,262 | $198,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,556 | $191,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 23,762 | $190,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,347 | $189,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,879 | $187,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,657 | $186,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,208 | $184,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,414 | $174,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,126 | $174,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 20,515 | $172,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,770 | $172,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,700 | $168,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,781 | $167,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $166,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 12,668 | $163,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 11,826 | $159,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,985 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,959 | $157,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,000 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,610 | $151,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 23,196 | $142,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 19,000 | $136,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 15,747 | $133,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,794 | $128,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,876 | $124,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 56,450 | $116,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,639 | $114,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,693 | $112,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,581 | $95,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,900 | $92,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,600 | $87,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,438 | $86,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,944 | $81,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,622 | $81,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,500 | $74,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,936 | $73,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,829 | $59,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,091 | $50,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,500 | $49,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 19,182 | $41,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 11,642 | $16,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-20-000001 | this filing | 2020-01-22 | acceptance time not in the bulk data set |