13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-15, with 544 holding rows worth $534,217,000.
- Accession
- 0001728121-19-000004
- Filer
- CIK 1728121
- Filed
- 2019-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 544 entries on the cover page, a total value of $534,217,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $534,217,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,657 | $183,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,325 | $177,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,700 | $173,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,000 | $173,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 32,737 | $172,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 23,515 | $170,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 17,877 | $162,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,993 | $161,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 29,003 | $160,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,006 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,959 | $156,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 59,050 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,610 | $153,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,097 | $149,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,422 | $148,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,351 | $147,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 19,296 | $145,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,000 | $143,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 23,196 | $135,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $134,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,375 | $131,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 23,748 | $131,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 15,900 | $131,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,175 | $128,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 19,300 | $125,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 26,906 | $118,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,658 | $116,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,132 | $116,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 12,517 | $113,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,600 | $106,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 11,900 | $97,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,185 | $89,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,438 | $88,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,644 | $81,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,936 | $71,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 11,120 | $68,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,611 | $60,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,091 | $50,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,500 | $49,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 24,688 | $30,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,000 | $12,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,540 | $8,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 10,000 | $6,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 11,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001728121-19-000004 | this filing | 2019-10-15 | acceptance time not in the bulk data set |