13F-HR filed by Sonora Investment Management Group, LLC
Sonora Investment Management Group, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 277 holding rows worth $1,229,912,799.
- Accession
- 0001725547-24-000526
- Filer
- CIK 1907552
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 277 entries on the cover page, a total value of $1,229,912,799 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,229,912,799 with VALUE read as dollars as filed, 13F file number 028-21792. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 289,078 | $55,656,124 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 134,902 | $50,728,656 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 208,745 | $29,418,434 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 27,000,000 | $26,334,984 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 27,200,000 | $23,368,301 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 155,384 | $22,473,193 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 32,128 | $21,206,780 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 161,201 | $21,104,395 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 123,036 | $20,289,883 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 89,818 | $20,198,371 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 154,074 | $20,029,680 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 110,902 | $18,864,435 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 18,461,000 | $18,487,607 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 174,223 | $18,368,322 | dollars as filed | |
| KLA CORP | 482480100 | COM | 31,541 | $18,334,786 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 167,028 | $18,209,422 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 49,870 | $17,282,337 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 36,519 | $16,551,741 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 99,789 | $16,320,484 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 16,978,000 | $16,202,356 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 18,035,000 | $16,195,535 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 101,234 | $15,959,534 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 103,989 | $15,800,090 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 311,445 | $15,734,204 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 63,683 | $15,641,886 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 99,322 | $15,567,801 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 89,448 | $15,191,814 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 85,782 | $14,622,433 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 14,010,000 | $13,816,118 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 37,747 | $13,360,929 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 12,643,000 | $13,318,516 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 11,686 | $13,044,461 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 404,745 | $12,903,280 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 21,450 | $12,797,307 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 132,321 | $12,581,062 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 47,814 | $12,448,424 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 12,835,000 | $12,426,316 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 84,464 | $12,377,306 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 41,036 | $12,167,628 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 33,893 | $11,893,393 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 555,385 | $11,340,962 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,406 | $11,269,468 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 291,495 | $10,762,005 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,450,000 | $10,734,212 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 247,001 | $10,690,224 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 67,477 | $10,448,803 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 351,167 | $10,110,091 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 79,204 | $9,433,980 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 110,038 | $9,064,931 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 171,847 | $8,970,402 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 58,906 | $8,786,378 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 134,792 | $8,735,854 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 69,539 | $8,449,685 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 31,665 | $8,294,374 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 214,640 | $8,182,077 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 83,520 | $8,018,763 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 27,275 | $7,855,729 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 36,283 | $7,608,963 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 54,107 | $7,558,207 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 149,338 | $7,555,010 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 77,133 | $7,507,356 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 197,129 | $7,431,757 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 67,241 | $7,300,374 | dollars as filed | |
| Granite Construction Inc | 387328AB3 | CV | 4,130,000 | $6,862,546 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 5,903,000 | $6,592,649 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,510,000 | $6,458,278 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 6,074,000 | $6,456,234 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 56,804 | $6,341,031 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 69,497 | $6,274,927 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 87,515 | $6,267,825 | dollars as filed | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 5,407,000 | $6,193,160 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,195,000 | $6,106,300 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 102,365 | $6,032,386 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 85,429 | $5,978,322 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 87,520 | $5,701,084 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 10,956 | $5,425,585 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 54,222 | $5,421,135 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 206,924 | $5,415,193 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 114,373 | $5,110,181 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 5,103,000 | $4,924,406 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 5,747,000 | $4,878,770 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 114,794 | $4,852,343 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 251,087 | $4,429,178 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,535,000 | $4,406,267 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 5,010,000 | $4,405,408 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 51,475 | $4,064,437 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 67,879 | $3,792,400 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 239,996 | $3,703,139 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 4,242,000 | $3,657,557 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 3,767,000 | $3,336,091 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 5,159,000 | $3,196,798 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 189,044 | $3,172,165 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,417 | $3,049,992 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,156 | $2,908,919 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,125 | $2,812,550 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 281,201 | $2,797,950 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 3,480,000 | $2,778,409 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,420,000 | $2,767,394 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 56,035 | $2,764,767 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 2,600,000 | $2,735,864 | dollars as filed | |
| CORNING INC | 219350105 | COM | 85,701 | $2,609,585 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 20,404 | $2,493,935 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 3,050,000 | $2,330,503 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 9,318 | $2,315,346 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 47,716 | $2,113,819 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 60,527 | $2,087,568 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 2,333,000 | $2,018,179 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 340,090 | $1,965,721 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 46,717 | $1,949,968 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 10,848 | $1,942,877 | dollars as filed | |
| Boeing Company | 097023105 | COM | 7,410 | $1,931,378 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,010 | $1,751,777 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 5,488 | $1,643,530 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,428 | $1,604,580 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 21,867 | $1,570,926 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,245 | $1,549,765 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 5,087 | $1,504,133 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 46,100 | $1,392,690 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 51,454 | $1,355,805 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,323 | $1,354,017 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 8,275 | $1,341,205 | dollars as filed | |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 1,528,000 | $1,336,968 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 5,941 | $1,282,574 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 8,196 | $1,270,170 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 34,767 | $1,208,849 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 86,226 | $1,189,913 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 29,104 | $1,174,045 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 75,641 | $1,173,945 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 7,638 | $1,160,824 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 1,025,000 | $1,049,559 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 11,055 | $1,040,046 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 9,256 | $1,018,777 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 35,355 | $977,213 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 38,765 | $974,158 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 436,277 | $955,447 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 25,892 | $897,676 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,849 | $885,691 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,501 | $884,076 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 3,340 | $878,888 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 7,159 | $830,997 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 14,248 | $803,576 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 11,256 | $790,403 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 16,365 | $767,693 | dollars as filed | |
| Intel Corp | 458140100 | COM | 15,010 | $754,266 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 7,193 | $744,188 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 34,293 | $720,840 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 867 | $718,327 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,655 | $705,964 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 898 | $703,485 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,816 | $650,325 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,255 | $626,525 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 540,000 | $619,157 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 25,246 | $605,652 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,733 | $591,164 | dollars as filed | |
| VTI | 922908769 | COM | 2,482 | $588,665 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 16,184 | $582,948 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 987 | $565,966 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,758 | $547,480 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,574 | $546,465 | dollars as filed | |
| SCHD | 808524797 | COM | 7,024 | $534,729 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,796 | $534,512 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,399 | $533,879 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,552 | $523,601 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 7,901 | $519,866 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 38,100 | $512,064 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 43,279 | $511,558 | dollars as filed | |
| Southern Company | 842587107 | COM | 7,177 | $503,221 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 20,650 | $498,909 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 39,797 | $496,269 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 3,666 | $488,646 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,023 | $487,179 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,809 | $451,972 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 38,690 | $440,293 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 12,937 | $439,988 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $439,145 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,210 | $438,760 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,123 | $426,023 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 46,990 | $412,573 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,689 | $404,589 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 2,568 | $394,985 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 630 | $393,769 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,489 | $385,157 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,002 | $379,393 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 146 | $377,500 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,481 | $377,083 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 2,606 | $371,590 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 3,654 | $370,991 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,050 | $369,726 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 3,693 | $358,350 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,392 | $353,494 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 7,967 | $349,345 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,797 | $347,424 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,823 | $342,136 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 215 | $338,468 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 2,810 | $329,389 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,550 | $328,614 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 4,365 | $328,008 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,372 | $321,015 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,164 | $319,859 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 25,931 | $316,099 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 4,776 | $315,832 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,377 | $309,660 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 910 | $306,998 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,185 | $302,555 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,754 | $299,204 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 493 | $297,347 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 35,151 | $295,972 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,935 | $295,844 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 7,576 | $295,692 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 5,671 | $295,119 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 8,989 | $293,583 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,767 | $291,997 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,710 | $291,915 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,925 | $290,307 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,694 | $284,964 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,600 | $283,212 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,189 | $279,402 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 571 | $278,009 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 16,003 | $275,732 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,463 | $274,045 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 26,150 | $270,914 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 7,954 | $267,800 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 20,832 | $262,484 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,442 | $257,069 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,819 | $256,395 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,204 | $253,894 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,465 | $253,815 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,248 | $253,636 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 18,815 | $250,428 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 513 | $237,608 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,870 | $237,474 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 10,736 | $233,831 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,138 | $232,059 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,073 | $231,423 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 967 | $228,568 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 13,500 | $228,420 | dollars as filed | |
| VGT | 92204A702 | SHS | 466 | $225,339 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 18,390 | $222,336 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,626 | $220,164 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,180 | $219,744 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 6,710 | $219,001 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 41,000 | $214,840 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,529 | $211,988 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 25,065 | $211,549 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,036 | $211,168 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 539 | $207,931 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 669 | $207,712 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 28,660 | $207,212 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,300 | $203,775 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,975 | $202,169 | dollars as filed | |
| IJH | 464287507 | COM | 729 | $201,910 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,814 | $200,908 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,852 | $200,665 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,177 | $178,551 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 36,170 | $177,595 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 160,000 | $177,295 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 15,887 | $169,678 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,584 | $160,348 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,793 | $154,934 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,120 | $130,032 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,000 | $125,300 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 32,747 | $110,358 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 36,060 | $107,459 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 128,000 | $105,728 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,000 | $102,300 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,500 | $94,080 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,330 | $90,917 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 15,000 | $76,350 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 18,000 | $70,560 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 12,015 | $65,122 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 32,000 | $64,640 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 125,000 | $58,425 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 50,000 | $57,145 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 11,545 | $37,753 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 30,000 | $20,588 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,000 | $12,400 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 10,000 | $3,667 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001725547-24-000526 | this filing | 2024-02-14 | acceptance time not in the bulk data set |