13F-HR filed by Quadrant Private Wealth Management, LLC
Quadrant Private Wealth Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 223 holding rows worth $297,201,155.
- Accession
- 0001725547-23-002010
- Filer
- CIK 1727454
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 223 entries on the cover page, a total value of $297,201,155 stated on the cover page (in dollars after the unit check, H1), rows summing to $297,201,155 with VALUE read as dollars as filed, 13F file number 028-18248. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 146,494 | $25,081,244 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 1,328,665 | $13,911,128 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 23,419 | $10,187,204 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 358,777 | $10,092,407 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 79,415 | $8,411,630 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 58,571 | $7,445,546 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 22,211 | $7,013,030 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 115,905 | $5,825,385 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,802 | $5,644,398 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 41,835 | $5,515,945 | dollars as filed | |
| SPY | 78462F103 | SHS | 11,692 | $5,016,631 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 51,878 | $4,909,317 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,095 | $4,831,940 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 30,760 | $4,585,082 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 35,471 | $4,354,775 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 25,606 | $3,988,148 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 12,637 | $3,603,432 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 43,646 | $3,537,530 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 156,853 | $3,402,149 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 16,594 | $3,322,451 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,748 | $3,298,845 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 218,759 | $3,283,577 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,535 | $3,250,472 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 8,435 | $3,185,056 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 14,526 | $2,945,481 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 28,963 | $2,805,082 | dollars as filed | |
| Boeing Company | 097023105 | COM | 14,011 | $2,685,689 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,271 | $2,547,119 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 28,534 | $2,530,673 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 14,449 | $2,436,325 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 6,558 | $2,353,072 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 69,947 | $2,320,151 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 47,117 | $2,305,418 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 20,460 | $2,272,330 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,927 | $2,218,738 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,716 | $2,187,456 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,580 | $2,142,896 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 23,396 | $2,135,324 | dollars as filed | |
| Intel Corp | 458140100 | COM | 59,975 | $2,132,118 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 13,197 | $2,110,516 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 128,523 | $1,930,409 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 80,620 | $1,919,246 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 57,798 | $1,873,230 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 19,283 | $1,818,543 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,046 | $1,767,300 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 18,966 | $1,747,527 | dollars as filed | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 19,871 | $1,714,890 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,277 | $1,672,775 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 44,329 | $1,640,182 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 56,926 | $1,558,056 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 16,541 | $1,528,554 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 9,233 | $1,491,960 | dollars as filed | |
| General Electric Company | 369604301 | COM | 13,234 | $1,464,110 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 4,790 | $1,447,386 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 21,839 | $1,420,875 | dollars as filed | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 13,854 | $1,413,385 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 6,130 | $1,410,010 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 96,956 | $1,388,408 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 9,325 | $1,363,781 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 48,963 | $1,317,594 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 3,179 | $1,300,137 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,386 | $1,281,740 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 14,571 | $1,263,889 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 19,496 | $1,254,581 | dollars as filed | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 20,250 | $1,192,725 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,219 | $1,173,487 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 12,525 | $1,112,220 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 4,358 | $1,090,459 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 4,030 | $1,083,074 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 17,607 | $1,029,305 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 14,066 | $1,023,525 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 37,321 | $1,021,860 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 34,235 | $997,266 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,965 | $995,185 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 22,165 | $982,811 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 13,875 | $952,452 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,420 | $918,189 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,928 | $916,629 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,077 | $861,180 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,435 | $843,981 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,507 | $811,326 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,510 | $791,298 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 18,885 | $776,743 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,913 | $767,460 | dollars as filed | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 26,614 | $734,014 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 3,872 | $715,316 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,042 | $703,153 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 23,737 | $685,999 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,106 | $682,404 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,483 | $676,388 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 13,436 | $670,701 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 11,718 | $661,359 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 51,847 | $643,936 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 4,410 | $643,194 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 12,576 | $633,588 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 6,206 | $624,758 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,347 | $617,200 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,180 | $594,944 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 26,378 | $594,033 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,964 | $589,451 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 22,372 | $586,146 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 13,975 | $571,019 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,322 | $561,529 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,959 | $548,201 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,216 | $547,724 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,967 | $536,974 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,255 | $531,575 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,389 | $527,050 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 4,869 | $521,663 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,067 | $502,786 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 268 | $490,930 | dollars as filed | |
| American Express Company | 025816109 | COM | 3,284 | $489,866 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,201 | $489,082 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,267 | $480,038 | dollars as filed | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 15,825 | $479,814 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 105,720 | $477,855 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,317 | $455,461 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,856 | $454,663 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 26,054 | $454,382 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 9,783 | $441,018 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,422 | $440,596 | dollars as filed | |
| IJH | 464287507 | COM | 1,755 | $439,668 | dollars as filed | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 13,563 | $429,957 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 12,241 | $429,292 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 70,922 | $420,567 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,020 | $419,837 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,330 | $418,002 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,443 | $413,984 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 489 | $412,291 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 6,869 | $410,442 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,643 | $404,383 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 6,764 | $396,011 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 6,281 | $395,138 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,779 | $394,366 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 352 | $390,041 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 10,512 | $384,663 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,457 | $383,878 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,400 | $383,292 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 3,863 | $380,390 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,119 | $379,076 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,619 | $372,288 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 2,652 | $372,076 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 8,082 | $371,691 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 12,912 | $369,412 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,296 | $368,288 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,745 | $367,623 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 5,111 | $356,816 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,867 | $350,270 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 6,379 | $350,197 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 2,287 | $346,252 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 1,388 | $344,363 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 1,113 | $328,936 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 3,473 | $325,142 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,666 | $324,198 | dollars as filed | |
| VTI | 922908769 | COM | 1,505 | $319,677 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 9,097 | $318,304 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,034 | $317,552 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 8,587 | $316,118 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,407 | $308,177 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,846 | $303,575 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,770 | $303,467 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 1,129 | $300,430 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,020 | $298,136 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,381 | $298,084 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 581 | $296,124 | dollars as filed | |
| GODADDY INC CL A | 380237107 | Stock | 3,852 | $286,897 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 1,397 | $282,934 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 9,200 | $281,244 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 1,350 | $279,329 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,850 | $277,857 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,250 | $276,213 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 701 | $276,172 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,756 | $275,551 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 628 | $273,478 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,493 | $270,701 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,567 | $270,342 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 17,489 | $267,407 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 4,436 | $259,639 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,110 | $254,039 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 3,213 | $253,962 | dollars as filed | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,779 | $253,222 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,935 | $250,738 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,562 | $248,374 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 6,200 | $247,814 | dollars as filed | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 11,384 | $243,959 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 550 | $241,901 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,581 | $241,893 | dollars as filed | |
| KLA CORP | 482480100 | COM | 517 | $236,993 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 7,816 | $236,670 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,293 | $232,456 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 2,830 | $231,102 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 5,205 | $228,760 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,600 | $227,344 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 26,851 | $224,831 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 267 | $219,730 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 638 | $219,223 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,569 | $218,222 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,440 | $217,870 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,800 | $215,492 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,336 | $214,772 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 1,073 | $214,755 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,016 | $214,259 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,369 | $213,386 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 2,289 | $211,641 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 983 | $209,654 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,036 | $208,654 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 283 | $205,532 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 10,090 | $205,231 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,262 | $202,988 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 18,911 | $192,590 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 12,124 | $181,983 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 31,000 | $174,840 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 15,630 | $169,742 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,000 | $150,920 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 10,263 | $125,927 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,328 | $98,214 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 22,580 | $78,127 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,900 | $69,542 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 100,000 | $40,990 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 18,443 | $37,808 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 11,120 | $15,790 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 10,000 | $11,800 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 13,118 | $2,914 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001725547-23-002010 | this filing | 2023-11-13 | acceptance time not in the bulk data set |