13F-HR filed by XML Financial, LLC
XML Financial, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-06, with 316 holding rows worth $834,379,174.
- Accession
- 0001725547-23-001739
- Filer
- CIK 1800465
- Filed
- 2023-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 316 entries on the cover page, a total value of $834,379,174 stated on the cover page (in dollars after the unit check, H1), rows summing to $834,379,174 with VALUE read as dollars as filed, 13F file number 028-19740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 387,355 | $28,168,476 | dollars as filed | |
| Apple Inc | 037833100 | COM | 152,243 | $26,065,586 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 74,353 | $23,476,875 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 357,365 | $23,035,739 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 411,740 | $20,393,480 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 279,861 | $19,380,378 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 79,111 | $18,584,052 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 209,114 | $14,591,954 | dollars as filed | |
| VGT | 92204A702 | SHS | 33,802 | $14,024,338 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 51,162 | $13,608,452 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 36,936 | $12,938,766 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 962,185 | $12,575,757 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 178,063 | $12,072,649 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 119,082 | $11,233,001 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 71,835 | $11,188,344 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 100,463 | $11,157,450 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 199,882 | $10,745,635 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 64,325 | $9,765,847 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 192,644 | $9,516,617 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 21,770 | $9,348,804 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 234,944 | $9,207,459 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 104,234 | $8,779,610 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 83,944 | $8,758,693 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 60,223 | $8,733,518 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 316,297 | $8,660,201 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,384,395 | $8,375,587 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 109,506 | $7,645,715 | dollars as filed | |
| SCHD | 808524797 | COM | 107,786 | $7,626,909 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 72,525 | $7,466,397 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 98,852 | $7,390,167 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 46,801 | $7,294,816 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 42,838 | $7,223,294 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 147,997 | $7,118,664 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 140,516 | $7,035,656 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 565,638 | $6,878,162 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 208,421 | $6,754,916 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 24,953 | $6,706,313 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 278,998 | $6,668,052 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y590 | PREM INCM 40 BAR | 271,346 | $6,642,712 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 37,366 | $6,604,046 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 187,469 | $6,218,360 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 102,410 | $5,943,879 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 114,743 | $5,916,162 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 355,109 | $5,887,708 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 41,930 | $5,882,771 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 63,993 | $5,845,769 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 45,391 | $5,770,081 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 32,384 | $5,552,189 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 346,933 | $5,526,635 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 164,830 | $5,465,777 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 245,454 | $5,239,092 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 72,711 | $5,233,011 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 25,099 | $5,226,718 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 130,218 | $5,064,194 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 42,118 | $4,952,181 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 182,365 | $4,863,681 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 91,203 | $4,787,221 | dollars as filed | |
| SPDW | 78463X889 | COM | 144,352 | $4,476,361 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 16,444 | $4,356,287 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 73,771 | $4,337,011 | dollars as filed | |
| Intel Corp | 458140100 | COM | 120,649 | $4,289,072 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 110,068 | $4,204,607 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 174,524 | $4,178,107 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 29,653 | $4,019,510 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 9,752 | $3,988,231 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 17,259 | $3,868,638 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 54,092 | $3,700,965 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 16,112 | $3,680,948 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 37,644 | $3,635,314 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 88,167 | $3,631,598 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 126,047 | $3,606,194 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 194,432 | $3,521,027 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 77,764 | $3,473,735 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 32,616 | $3,158,859 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 33,237 | $3,153,865 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 87,859 | $3,116,345 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 32,973 | $3,100,818 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 111,939 | $3,063,773 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 41,655 | $2,870,854 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,016 | $2,833,607 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 108,929 | $2,663,314 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 176,192 | $2,646,410 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 70,393 | $2,601,021 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 8,539 | $2,580,102 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,560 | $2,559,564 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 58,541 | $2,558,242 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 47,202 | $2,552,687 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 24,597 | $2,529,064 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 20,965 | $2,518,969 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 16,683 | $2,486,837 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 78,175 | $2,481,275 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 74,770 | $2,471,897 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10,647 | $2,352,757 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 13,714 | $2,323,774 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 5,237 | $2,277,951 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 11,112 | $2,262,801 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 46,137 | $2,255,177 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 5,997 | $2,148,452 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 20,522 | $2,120,360 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 32,105 | $2,054,420 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 18,844 | $2,018,958 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 13,253 | $1,933,138 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 18,120 | $1,919,307 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 7,087 | $1,867,042 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 6,805 | $1,857,734 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 13,424 | $1,851,578 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 59,286 | $1,787,486 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,722 | $1,776,171 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 57,997 | $1,748,610 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,090 | $1,748,227 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 28,825 | $1,729,216 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 44,967 | $1,716,390 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 168,137 | $1,704,911 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 9,564 | $1,665,349 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,297 | $1,662,109 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 74,971 | $1,661,357 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,977 | $1,610,281 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,130 | $1,598,123 | dollars as filed | |
| VTI | 922908769 | COM | 7,511 | $1,595,336 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,097 | $1,594,989 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,304 | $1,577,387 | dollars as filed | |
| Boeing Company | 097023105 | COM | 8,220 | $1,575,571 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 11,117 | $1,539,167 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 42,383 | $1,435,920 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,375 | $1,394,391 | dollars as filed | |
| IJH | 464287507 | COM | 5,525 | $1,377,592 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,376 | $1,373,136 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 61,308 | $1,363,481 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,959 | $1,351,198 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 16,740 | $1,311,763 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 14,149 | $1,309,933 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 5,196 | $1,289,046 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 28,044 | $1,243,472 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,131 | $1,235,645 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 18,383 | $1,235,331 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 21,514 | $1,204,375 | dollars as filed | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 24,450 | $1,196,850 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 32,553 | $1,180,034 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 7,309 | $1,168,988 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 29,783 | $1,130,266 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 30,671 | $1,127,475 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 10,358 | $1,114,931 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 18,612 | $1,110,206 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 31,439 | $1,108,836 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,156 | $1,095,069 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 25,643 | $1,078,275 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $1,062,954 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 8,912 | $1,054,088 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,883 | $1,018,222 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 3,308 | $1,016,003 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,214 | $1,008,516 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,209 | $994,959 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 57,650 | $991,580 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 5,350 | $988,327 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,105 | $978,906 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 23,857 | $977,885 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 19,690 | $968,551 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,175 | $959,530 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,751 | $957,046 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 3,474 | $949,464 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,546 | $912,037 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 14,812 | $910,057 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 5,048 | $908,458 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 6,285 | $903,909 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,516 | $902,370 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 162,315 | $884,616 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 10,530 | $853,433 | dollars as filed | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 70,865 | $841,168 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 1,566 | $841,129 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 14,700 | $836,112 | dollars as filed | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,308 | $810,685 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 24,142 | $783,656 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 19,078 | $779,525 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 24,897 | $765,574 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 7,900 | $739,626 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,486 | $715,327 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 7,550 | $697,726 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 4,544 | $692,759 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,998 | $690,440 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 39,923 | $677,094 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 3,307 | $670,593 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 7,313 | $667,450 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 44,708 | $650,507 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 38,320 | $642,626 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 18,643 | $628,269 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,076 | $622,990 | dollars as filed | |
| Southern Company | 842587107 | COM | 9,469 | $612,826 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,315 | $611,413 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,060 | $602,569 | dollars as filed | |
| General Electric Company | 369604301 | COM | 5,431 | $600,394 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 41,083 | $576,390 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,772 | $576,230 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 16,382 | $572,877 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,637 | $567,156 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,082 | $567,011 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 6,336 | $559,210 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 16,574 | $550,097 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 7,243 | $548,041 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,941 | $533,235 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 4,441 | $532,076 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,211 | $525,519 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,734 | $520,564 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,316 | $516,773 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 44,551 | $505,203 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,576 | $501,725 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,525 | $483,624 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,330 | $474,558 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,710 | $465,679 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,875 | $459,176 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,336 | $454,902 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,726 | $453,731 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 926 | $448,572 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 27,189 | $448,075 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 4,748 | $445,886 | dollars as filed | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 20,671 | $443,386 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 6,263 | $442,982 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,549 | $442,813 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 958 | $442,596 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,954 | $438,941 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 3,221 | $407,262 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,587 | $406,133 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,948 | $402,799 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 25,527 | $394,392 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,042 | $390,227 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,549 | $389,310 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 39,750 | $385,178 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,657 | $384,322 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 124 | $382,410 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,560 | $379,236 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,634 | $375,084 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 10,503 | $372,846 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,977 | $370,714 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,992 | $367,823 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 26,128 | $367,621 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,853 | $363,114 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,521 | $360,114 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,911 | $351,490 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 30,000 | $350,700 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 24,300 | $348,948 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 15,055 | $345,211 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 4,584 | $341,123 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 10,458 | $340,601 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 9,038 | $339,503 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,761 | $337,595 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,682 | $336,169 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,793 | $335,898 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,290 | $334,445 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 26,614 | $330,548 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 19,396 | $327,013 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 36,500 | $325,215 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,127 | $323,761 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 9,541 | $323,435 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,373 | $319,415 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 25,468 | $318,350 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 33,220 | $318,248 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 1,835 | $310,926 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,199 | $310,437 | dollars as filed | |
| Deere & Company | 244199105 | COM | 821 | $309,808 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,335 | $308,395 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 9,309 | $301,239 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,726 | $300,242 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,878 | $298,692 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 41,102 | $297,167 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,798 | $296,388 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 7,591 | $289,452 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 3,000 | $284,430 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,494 | $275,796 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 14,989 | $274,898 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 7,989 | $271,309 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 8,069 | $269,827 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,946 | $269,309 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,259 | $268,488 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,147 | $266,860 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 520 | $265,689 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 22,750 | $264,128 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 663 | $262,427 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 782 | $261,797 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,418 | $260,133 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,316 | $260,125 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,760 | $249,410 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 500 | $243,260 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 477 | $241,247 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 44,000 | $234,520 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,000 | $230,780 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 356 | $230,252 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,828 | $228,646 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 33,700 | $226,801 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,376 | $224,547 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,941 | $219,494 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3,093 | $216,809 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 790 | $215,147 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 5,847 | $213,587 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,626 | $213,058 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 15,500 | $212,660 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,791 | $209,962 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 3,013 | $208,254 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 3,300 | $207,611 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,645 | $206,428 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,230 | $205,853 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 11,746 | $205,788 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,303 | $200,400 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,249 | $166,278 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,600 | $152,278 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,098 | $143,729 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 11,500 | $141,680 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,115 | $122,637 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 19,968 | $115,615 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,200 | $95,288 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,000 | $91,800 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 14,600 | $68,035 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,306 | $64,663 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,120 | $60,151 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 154,991 | $45,660 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 27,457 | $35,419 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,315 | $14,647 | dollars as filed | |
| ENGLOBAL CORP | 293306106 | COM | 30,122 | $10,202 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001725547-23-001739 | this filing | 2023-11-06 | acceptance time not in the bulk data set |