13F-HR filed by Sonora Investment Management Group, LLC
Sonora Investment Management Group, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-02, with 265 holding rows worth $1,168,852,445.
- Accession
- 0001725547-23-001697
- Filer
- CIK 1907552
- Filed
- 2023-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 265 entries on the cover page, a total value of $1,168,852,445 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,168,852,445 with VALUE read as dollars as filed, 13F file number 028-21792. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 315,286 | $53,980,102 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 142,710 | $45,060,605 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 208,304 | $27,464,883 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 28,340,000 | $25,472,069 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 28,640,000 | $23,919,846 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 153,510 | $21,753,919 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 89,551 | $20,411,290 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 23,501,000 | $19,830,590 | dollars as filed | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 19,898,000 | $19,489,153 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 32,383 | $18,295,140 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 171,233 | $18,137,025 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 18,573,000 | $17,727,727 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 156,289 | $17,357,502 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 121,027 | $17,247,591 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 158,501 | $16,981,752 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 164,924 | $16,978,915 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 304,768 | $16,384,326 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 18,875,000 | $15,805,771 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 98,369 | $15,732,148 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 100,454 | $15,645,687 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 106,893 | $15,501,574 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 49,320 | $14,902,438 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 14,560,000 | $14,817,497 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 87,221 | $14,778,656 | dollars as filed | |
| KLA CORP | 482480100 | COM | 31,061 | $14,246,283 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 34,687 | $14,185,478 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 95,607 | $13,413,596 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 15,789 | $13,113,908 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 80,478 | $12,796,866 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 100,397 | $12,762,467 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 61,924 | $12,609,493 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 13,690,000 | $12,397,516 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 12,648,000 | $12,375,197 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 83,555 | $12,187,358 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 364,216 | $12,081,038 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 126,138 | $11,945,285 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 409,972 | $11,930,198 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 21,434 | $10,929,399 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 10,890,000 | $10,840,075 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,741 | $10,729,807 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 40,042 | $10,548,765 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 44,991 | $10,348,457 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 20,381 | $10,276,043 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 32,250 | $9,904,298 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 566,414 | $8,853,051 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 73,075 | $8,831,175 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 75,935 | $8,757,578 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 89,479 | $8,641,035 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 167,200 | $8,477,041 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 248,910 | $8,228,955 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 104,470 | $8,186,270 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 279,920 | $8,008,509 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 63,648 | $7,814,113 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 85,005 | $7,758,386 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 45,622 | $7,692,745 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 105,348 | $7,581,862 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 32,213 | $7,418,984 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 27,409 | $7,366,427 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 61,536 | $7,235,440 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 54,668 | $7,153,855 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 7,895,000 | $7,130,308 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 36,866 | $6,810,623 | dollars as filed | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 148,450 | $6,733,692 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 120,895 | $6,537,998 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 6,063,000 | $6,353,434 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 192,300 | $6,232,429 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 6,245,000 | $6,108,182 | dollars as filed | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 5,647,000 | $6,088,747 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 6,124,000 | $6,033,975 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 93,988 | $6,014,278 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 106,481 | $5,960,803 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 62,312 | $5,958,277 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 228,297 | $5,801,028 | dollars as filed | |
| Granite Construction Inc | 387328AB3 | CV | 4,300,000 | $5,619,706 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,515,000 | $5,587,366 | dollars as filed | |
| RPM INTL INC COM | 749685103 | Stock | 58,892 | $5,583,551 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 66,731 | $5,408,586 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 85,624 | $5,090,347 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 115,320 | $4,969,139 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 5,273,000 | $4,953,329 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 6,147,000 | $4,913,864 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 87,843 | $4,575,742 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 5,310,000 | $4,536,211 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 10,328 | $4,492,519 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 117,735 | $4,453,916 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 121,096 | $4,451,485 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 158,089 | $4,279,475 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,635,000 | $4,199,347 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 236,547 | $3,921,957 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 71,199 | $3,869,666 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 4,355,000 | $3,675,060 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 50,488 | $3,525,048 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 3,897,000 | $3,305,218 | dollars as filed | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 5,319,000 | $3,234,002 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 202,188 | $3,036,864 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,173 | $2,863,002 | dollars as filed | |
| CORNING INC | 219350105 | COM | 92,824 | $2,828,336 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,470,000 | $2,711,570 | dollars as filed | |
| SPY | 78462F103 | SHS | 6,336 | $2,708,353 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 3,515,000 | $2,656,459 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 3,150,000 | $2,551,142 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 233,578 | $2,548,336 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 59,233 | $2,401,899 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 9,263 | $2,317,797 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 19,279 | $2,316,342 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 236,656 | $2,274,265 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 20,668 | $2,114,131 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 20,666 | $1,985,967 | dollars as filed | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 44,521 | $1,985,192 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 2,373,000 | $1,964,162 | dollars as filed | |
| COGNEX CORP | 192422103 | COM | 46,242 | $1,962,503 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 454,871 | $1,742,156 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 4,861 | $1,741,425 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 11,261 | $1,678,494 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 10,945 | $1,668,390 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 352,690 | $1,664,697 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 22,302 | $1,643,212 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 52,759 | $1,622,340 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 5,475 | $1,496,080 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 59,026 | $1,495,132 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 90,755 | $1,473,858 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,342 | $1,470,923 | dollars as filed | |
| Boeing Company | 097023105 | COM | 7,544 | $1,445,979 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 5,278 | $1,440,878 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 10,777 | $1,412,373 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,548 | $1,393,159 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 49,123 | $1,344,488 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 89,532 | $1,256,140 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 2,324 | $1,248,141 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,820 | $1,210,953 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 8,275 | $1,145,736 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 46,380 | $1,114,516 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 35,763 | $1,096,494 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 25,851 | $1,087,055 | dollars as filed | |
| CENTURY ALUM CO | 156431AQ1 | NOTE 2.750% 5/0 | 1,528,000 | $1,061,587 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 8,551 | $1,024,356 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 11,042 | $1,022,256 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 39,975 | $1,014,566 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 40,816 | $995,911 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 5,967 | $981,297 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 1,025,000 | $956,893 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 31,470 | $861,020 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 8,523 | $825,448 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 7,631 | $820,104 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15,429 | $780,711 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,629 | $749,861 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 2,620 | $713,402 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,016 | $702,705 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 34,264 | $663,002 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 3,258 | $660,658 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 9,801 | $621,703 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,523 | $603,043 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,809 | $591,864 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 26,676 | $582,871 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 2,695 | $574,790 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,764 | $574,452 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 3,176 | $571,585 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 887 | $556,124 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 540,000 | $539,453 | dollars as filed | |
| VTI | 922908769 | COM | 2,446 | $519,557 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,316 | $513,699 | dollars as filed | |
| SCHD | 808524797 | COM | 7,095 | $502,030 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,448 | $483,969 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,873 | $470,983 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,599 | $458,945 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,010 | $443,386 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 987 | $438,791 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,505 | $438,550 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,918 | $438,084 | dollars as filed | |
| Intel Corp | 458140100 | COM | 12,282 | $436,628 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 54,862 | $416,952 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 6,467 | $416,346 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 3,692 | $414,252 | dollars as filed | |
| Southern Company | 842587107 | COM | 6,376 | $412,635 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $411,480 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,056 | $409,516 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 12,787 | $408,162 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 48,425 | $407,255 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 22,846 | $396,603 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,050 | $393,971 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,638 | $384,901 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,130 | $376,437 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,987 | $373,757 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 43,362 | $373,347 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 146 | $370,839 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,000 | $368,730 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 3,619 | $366,750 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 2,568 | $358,262 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,084 | $340,522 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,550 | $340,011 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 9,489 | $337,524 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,737 | $328,757 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,750 | $328,478 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 7,215 | $319,920 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 620 | $316,783 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,840 | $315,468 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,392 | $315,398 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,920 | $313,810 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 24,999 | $310,482 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 2,810 | $302,469 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,376 | $298,945 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,371 | $294,889 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 5,051 | $294,474 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,277 | $293,136 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 8,989 | $292,504 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,797 | $287,588 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,710 | $283,792 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,928 | $279,296 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 7,974 | $279,011 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 3,083 | $272,086 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 34,941 | $270,793 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,763 | $267,913 | dollars as filed | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 23,650 | $249,271 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 20,280 | $247,214 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 16,003 | $244,366 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 835 | $244,063 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,685 | $242,698 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,061 | $242,625 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 190 | $241,370 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 20,950 | $239,459 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 493 | $237,326 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 20,832 | $236,027 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 8,481 | $232,197 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 4,265 | $228,263 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,248 | $228,262 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 41,870 | $228,192 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,819 | $226,187 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 11,100 | $225,774 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 513 | $223,171 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,423 | $222,071 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,865 | $218,718 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,461 | $218,034 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 18,390 | $211,302 | dollars as filed | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,816 | $210,911 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,363 | $206,931 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 18,951 | $205,808 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,116 | $205,558 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 534 | $201,639 | dollars as filed | |
| General Electric Company | 369604301 | COM | 1,817 | $200,870 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 25,065 | $192,249 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 28,660 | $188,870 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,814 | $187,966 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,177 | $169,533 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 40,000 | $166,000 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 145,000 | $148,676 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 15,887 | $147,595 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,396 | $117,019 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 32,747 | $101,844 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 36,060 | $99,526 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,000 | $95,500 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,000 | $92,000 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,330 | $81,752 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 125,000 | $74,988 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,500 | $72,660 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 12,015 | $63,680 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430H201 | COM | 10,972 | $63,089 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 49,100 | $59,411 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 20,000 | $56,600 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 10,000 | $50,900 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 41,000 | $39,499 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 11,545 | $33,712 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 19,000 | $17,842 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 20,000 | $17,455 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 16,000 | $14,438 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,000 | $11,400 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001725547-23-001697 | this filing | 2023-11-02 | acceptance time not in the bulk data set |