13F-HR filed by XML Financial, LLC
XML Financial, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-04, with 316 holding rows worth $720,446,000.
- Accession
- 0001725547-22-000187
- Filer
- CIK 1800465
- Filed
- 2022-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 316 entries on the cover page, a total value of $720,446,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $720,446,000 with VALUE read as thousands by filing date, 13F file number 028-19740. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 153,797 | $21,255,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 292,146 | $18,157,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 77,130 | $17,963,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 388,111 | $17,259,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 274,056 | $16,035,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 270,156 | $15,077,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 75,610 | $14,920,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 137,271 | $13,225,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 97,174 | $10,979,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 122,460 | $10,677,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 167,769 | $10,620,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 293,065 | $10,011,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 102,028 | $9,730,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 320,318 | $9,674,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 66,109 | $9,498,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 43,928 | $9,243,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 84,979 | $8,914,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 228,458 | $8,675,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 32,020 | $8,550,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 193,585 | $8,487,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 60,688 | $8,253,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 287,151 | $8,215,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 524,207 | $8,125,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 48,499 | $7,999,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 180,452 | $7,897,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 196,588 | $7,864,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 81,779 | $7,855,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 109,447 | $7,773,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 69,183 | $7,097,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 74,338 | $7,053,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 99,090 | $7,044,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 43,035 | $7,030,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 22,748 | $6,992,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,308 | $6,925,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 42,304 | $6,834,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 50,476 | $6,774,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 140,161 | $6,747,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 96,222 | $6,500,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 73,748 | $6,351,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 59,041 | $6,170,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 61,975 | $6,156,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 71,088 | $5,819,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 23,929 | $5,394,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 120,060 | $5,227,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 62,617 | $4,911,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 41,031 | $4,875,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 310,499 | $4,838,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 278,861 | $4,640,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 105,425 | $4,631,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 40,947 | $4,627,000 | thousands by filing date | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 165,756 | $4,613,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 50,078 | $4,572,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 51,008 | $4,453,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 76,424 | $4,420,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 149,318 | $4,403,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 25,707 | $4,384,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 109,761 | $4,247,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 27,359 | $4,232,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 161,673 | $4,166,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 29,933 | $3,859,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 87,116 | $3,843,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 182,261 | $3,740,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 37,535 | $3,632,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 51,522 | $3,561,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 107,300 | $3,507,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8,960 | $3,461,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 16,362 | $3,330,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 78,420 | $3,296,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 89,167 | $3,163,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 284,883 | $3,134,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 14,996 | $3,098,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 159,221 | $2,977,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 44,430 | $2,951,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 19,870 | $2,950,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 122,651 | $2,833,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 32,931 | $2,825,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 94,199 | $2,816,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 47,461 | $2,746,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 66,180 | $2,668,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 38,091 | $2,659,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 81,741 | $2,591,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 49,629 | $2,527,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 32,049 | $2,455,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 101,552 | $2,415,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 28,490 | $2,374,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,142 | $2,364,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,813 | $2,273,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 40,532 | $2,270,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 351,341 | $2,178,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 35,645 | $2,177,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 141,856 | $2,176,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 14,988 | $2,167,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 29,101 | $2,131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 58,891 | $2,117,000 | thousands by filing date | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 108,749 | $1,981,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,075 | $1,952,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 67,349 | $1,897,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,212 | $1,807,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,329 | $1,722,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,511 | $1,716,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 17,724 | $1,695,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 44,248 | $1,686,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 17,833 | $1,651,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 51,111 | $1,619,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,217 | $1,601,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 48,411 | $1,553,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,322 | $1,540,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,832 | $1,539,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 123,998 | $1,471,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,997 | $1,464,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 89,650 | $1,457,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 45,751 | $1,437,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,716 | $1,372,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,528 | $1,337,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 37,406 | $1,305,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,648 | $1,303,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 16,229 | $1,301,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 12,066 | $1,294,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,159 | $1,283,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,833 | $1,282,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,956 | $1,280,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,559 | $1,271,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,703 | $1,248,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,680 | $1,245,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 62,050 | $1,245,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,808 | $1,229,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,680 | $1,216,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 28,942 | $1,214,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 21,192 | $1,187,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 99,070 | $1,164,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,349 | $1,139,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 24,597 | $1,095,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 13,056 | $1,093,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 31,347 | $1,093,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 101,158 | $1,046,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 137,950 | $1,042,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 26,709 | $1,041,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,259 | $990,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,789 | $972,000 | thousands by filing date | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 32,792 | $965,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,818 | $944,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 11,639 | $924,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 30,757 | $914,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 18,775 | $906,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,383 | $893,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 30,715 | $893,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,329 | $890,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 21,979 | $888,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,284 | $885,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,530 | $847,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 28,393 | $833,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 11,568 | $826,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,997 | $819,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $813,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 18,065 | $810,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 7,440 | $804,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,614 | $801,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 32,420 | $798,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 20,150 | $782,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 29,155 | $777,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,906 | $763,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,580 | $744,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,584 | $742,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 15,070 | $742,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,374 | $718,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,625 | $716,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 36,085 | $712,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 17,491 | $703,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 5,890 | $703,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,087 | $699,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,121 | $693,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8,529 | $684,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,461 | $674,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,225 | $670,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,600 | $669,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,136 | $658,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,073 | $653,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,022 | $647,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,792 | $633,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,371 | $609,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,264 | $602,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,282 | $593,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9,302 | $586,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,821 | $585,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 68,068 | $581,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,483 | $562,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 51,850 | $555,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 14,924 | $554,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 67,481 | $554,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 2,655 | $552,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,927 | $551,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,538 | $551,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,690 | $535,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 48,430 | $531,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 13,313 | $518,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,752 | $507,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,553 | $502,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 10,138 | $501,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 14,063 | $489,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,430 | $467,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,040 | $465,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,378 | $453,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,833 | $451,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,115 | $448,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 40,652 | $448,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 9,179 | $447,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 30,000 | $439,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 20,951 | $426,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 11,194 | $420,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,685 | $406,000 | thousands by filing date | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 23,001 | $397,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 20,955 | $394,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 4,953 | $393,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,875 | $388,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 8,805 | $387,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,665 | $385,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 24,554 | $385,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 30,000 | $385,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 10,090 | $381,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 14,859 | $381,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,155 | $380,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,662 | $379,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,296 | $375,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 12,824 | $367,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,549 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 11,284 | $363,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,740 | $362,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 11,809 | $360,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,546 | $355,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,808 | $353,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 20,869 | $350,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,964 | $348,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 5,395 | $334,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,988 | $333,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 922 | $332,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 26,428 | $330,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,654 | $327,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,398 | $323,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 25,736 | $318,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,748 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,686 | $314,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 27,566 | $313,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 27,378 | $309,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,881 | $308,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 19,849 | $308,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,583 | $306,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,060 | $305,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 26,847 | $301,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 15,525 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,696 | $296,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,988 | $295,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 10,073 | $294,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 29,892 | $292,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,807 | $291,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,520 | $289,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,616 | $282,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,809 | $280,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,613 | $280,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,165 | $278,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,329 | $277,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 758 | $275,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 14,989 | $275,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 955 | $268,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,422 | $267,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,721 | $266,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,513 | $265,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 20,000 | $265,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,178 | $257,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 16,430 | $255,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 8,907 | $254,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,790 | $252,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 8,361 | $252,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 3,000 | $250,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,587 | $244,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 500 | $243,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 143 | $234,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 38,150 | $232,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,000 | $230,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 7,885 | $226,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,525 | $220,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,708 | $220,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,043 | $219,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,000 | $219,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 19,907 | $216,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 728 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,828 | $206,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,727 | $203,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,000 | $202,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 520 | $201,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,500 | $200,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 26,034 | $183,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 19,736 | $180,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 14,562 | $180,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 26,836 | $161,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,546 | $154,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,963 | $146,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,038 | $143,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,266 | $137,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 18,735 | $136,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 24,250 | $133,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 152,991 | $132,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 19,681 | $130,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 15,578 | $129,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,250 | $124,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,902 | $118,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,000 | $106,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,200 | $104,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,043 | $102,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,082 | $98,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 10,152 | $98,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 24,675 | $85,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,314 | $79,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,199 | $78,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,030 | $64,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 30,122 | $38,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 20,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001725547-22-000187 | this filing | 2022-11-04 | acceptance time not in the bulk data set |