13F-HR filed by HOHIMER WEALTH MANAGEMENT, LLC
HOHIMER WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 223 holding rows worth $287,535,000.
- Accession
- 0001725547-20-000029
- Filer
- CIK 1802533
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 223 entries on the cover page, a total value of $287,535,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $287,535,000 with VALUE read as thousands by filing date, 13F file number 028-20000. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Broadcom Inc. | 11135F101 | COM | 16,304 | $5,152,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,281 | $4,933,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,499 | $4,667,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50,811 | $4,059,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 68,060 | $3,833,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 21,722 | $3,618,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 46,614 | $3,463,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,426 | $3,355,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 52,271 | $2,924,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,576 | $2,912,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,289 | $2,814,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,316 | $2,709,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,962 | $2,626,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,133 | $2,615,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,793 | $2,585,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 8,546 | $2,581,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 53,483 | $2,544,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 63,905 | $2,446,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,267 | $2,410,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 46,846 | $2,381,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 37,394 | $2,373,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,035 | $2,361,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 59,952 | $2,343,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 24,470 | $2,318,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 17,941 | $2,302,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 12,854 | $2,300,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 47,905 | $2,298,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 35,455 | $2,276,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,673 | $2,241,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 14,922 | $2,235,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 43,623 | $2,206,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 25,628 | $2,123,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 6,524 | $2,119,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 34,310 | $2,107,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,435 | $2,099,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,154 | $2,096,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 123,114 | $2,081,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 43,432 | $2,072,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,079 | $2,070,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 96,560 | $2,044,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,842 | $2,038,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 74,408 | $1,993,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,302 | $1,975,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 9,538 | $1,970,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 48,051 | $1,967,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 32,929 | $1,959,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,539 | $1,958,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,993 | $1,951,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 19,879 | $1,946,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 35,291 | $1,941,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 34,970 | $1,914,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 52,400 | $1,892,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 21,300 | $1,879,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 37,630 | $1,876,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,791 | $1,866,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,604 | $1,859,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,419 | $1,858,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 26,694 | $1,843,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 26,385 | $1,825,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,913 | $1,824,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 23,026 | $1,806,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,927 | $1,802,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,954 | $1,792,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 36,982 | $1,787,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 37,796 | $1,776,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 29,000 | $1,768,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,961 | $1,749,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 57,695 | $1,742,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,894 | $1,728,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 15,390 | $1,724,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 34,500 | $1,722,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,664 | $1,717,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 34,029 | $1,708,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,586 | $1,690,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,657 | $1,686,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 7,355 | $1,677,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 38,250 | $1,662,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,759 | $1,637,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 18,327 | $1,636,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,725 | $1,613,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,766 | $1,578,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 29,438 | $1,577,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 25,602 | $1,575,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 42,224 | $1,570,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 21,312 | $1,569,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 34,671 | $1,559,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,299 | $1,548,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 6,340 | $1,521,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 47,721 | $1,507,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 15,821 | $1,483,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,897 | $1,463,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,249 | $1,455,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 23,980 | $1,423,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,955 | $1,401,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,024 | $1,396,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 7,045 | $1,394,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,205 | $1,355,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,592 | $1,348,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 35,310 | $1,333,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 5,259 | $1,320,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 21,992 | $1,319,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 33,359 | $1,307,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,029 | $1,266,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,146 | $1,252,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,798 | $1,241,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 11,527 | $1,231,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 45,785 | $1,216,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 27,969 | $1,194,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 19,488 | $1,190,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,733 | $1,189,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,044 | $1,181,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 13,043 | $1,172,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 10,096 | $1,152,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 4,462 | $1,152,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,641 | $1,137,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5,498 | $1,118,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,550 | $1,033,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 4,078 | $1,019,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,207 | $1,010,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 71,122 | $996,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 38,552 | $988,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,803 | $975,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 34,994 | $944,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,638 | $922,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 5,352 | $922,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,955 | $915,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 8,330 | $909,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,800 | $891,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 17,028 | $889,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,822 | $881,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 15,394 | $879,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,810 | $871,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 27,961 | $850,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,401 | $835,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 11,975 | $813,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,594 | $806,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 10,591 | $792,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 7,451 | $783,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 12,826 | $773,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,660 | $761,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,953 | $760,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 31,861 | $756,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 195 | $743,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,338 | $736,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,502 | $735,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,400 | $734,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,766 | $724,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,090 | $711,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,173 | $675,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,182 | $670,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 12,700 | $659,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,857 | $656,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,377 | $655,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,150 | $612,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 7,284 | $611,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 409 | $593,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,885 | $590,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 6,425 | $582,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 25,433 | $576,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 9,500 | $554,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 39,265 | $553,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,113 | $550,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,865 | $550,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,330 | $532,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 43,000 | $519,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 7,586 | $514,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,894 | $512,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,824 | $504,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 39,437 | $501,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 979 | $492,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,430 | $488,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,565 | $488,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,997 | $485,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 16,171 | $484,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 14,604 | $478,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,040 | $476,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,582 | $473,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,051 | $472,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,940 | $470,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 13,681 | $470,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 33,744 | $452,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 6,051 | $448,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 6,851 | $448,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 20,525 | $437,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,284 | $415,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,191 | $415,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,269 | $413,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 29,895 | $406,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,537 | $401,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,647 | $395,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,665 | $383,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 6,992 | $378,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,894 | $374,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,976 | $366,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 10,618 | $364,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,514 | $363,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,552 | $341,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,043 | $325,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,447 | $322,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,000 | $312,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,638 | $305,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,650 | $302,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,478 | $294,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,351 | $288,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,900 | $286,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,127 | $272,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,082 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,353 | $260,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,750 | $258,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,530 | $253,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,254 | $240,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,638 | $236,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,584 | $234,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 7,116 | $222,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,300 | $215,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 10,673 | $210,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,687 | $207,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,999 | $151,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,735 | $148,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,395 | $115,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,338 | $30,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 12,800 | $28,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 14,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001725547-20-000029 | this filing | 2020-02-14 | acceptance time not in the bulk data set |