13F-HR filed by LAKE STREET ADVISORS GROUP, LLC
LAKE STREET ADVISORS GROUP, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 347 holding rows worth $1,683,516,000.
- Accession
- 0001724269-23-000004
- Filer
- CIK 1724269
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 347 entries on the cover page, a total value of $1,683,516,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,683,516,000 with VALUE read as dollars as filed, 13F file number 028-18626. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,214,684 | $96,826,000 | dollars as filed | |
| SPY | 78462F103 | SHS | 211,338 | $90,343,000 | dollars as filed | |
| VWO | 922042858 | SHS | 2,230,218 | $87,447,000 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 165,271 | $64,902,000 | dollars as filed | |
| VTI | 922908769 | COM | 276,920 | $58,821,000 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 523,818 | $52,733,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,546,510 | $52,520,000 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 213,272 | $50,100,000 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 870,928 | $49,181,000 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 547,487 | $41,423,000 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 581,681 | $40,590,000 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 430,006 | $40,563,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,358,139 | $39,929,000 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 595,012 | $38,289,000 | dollars as filed | |
| Apple Inc | 037833100 | COM | 207,177 | $35,471,000 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 329,354 | $33,772,000 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 590,756 | $33,762,000 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,508,958 | $32,805,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 770,211 | $27,321,000 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 81,556 | $25,751,000 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 274,711 | $25,224,000 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 410,542 | $19,681,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 1,074,611 | $19,074,000 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 259,850 | $17,963,000 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 248,038 | $17,095,000 | dollars as filed | |
| SPDW | 78463X889 | COM | 525,558 | $16,298,000 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 147,512 | $15,173,000 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 295,400 | $14,058,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 562,753 | $13,472,000 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 103,919 | $13,210,000 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 29,944 | $12,859,000 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 28,693 | $12,481,000 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 348,688 | $12,110,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 113,154 | $11,251,000 | dollars as filed | |
| Boeing Company | 097023105 | COM | 58,446 | $11,203,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 79,675 | $10,505,000 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 283,432 | $10,017,000 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,117 | $9,499,000 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 121,790 | $9,161,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 67,197 | $8,793,000 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 23,904 | $8,564,000 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 155,188 | $8,050,000 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 294,648 | $7,054,000 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 90,041 | $7,036,000 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 137,348 | $6,950,000 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 220,194 | $6,483,000 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,172 | $6,137,000 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 170,280 | $5,716,000 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,025 | $5,711,000 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 38,119 | $5,682,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 112,775 | $5,675,000 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 63,744 | $5,625,000 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 10,325 | $5,546,000 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 739,223 | $5,359,000 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 50,417 | $5,209,000 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 50,366 | $5,181,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 191,454 | $5,020,000 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 120,338 | $4,867,000 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 19,054 | $4,768,000 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 34,401 | $4,745,000 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 44,330 | $4,564,000 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 21,351 | $4,554,000 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 19,071 | $4,387,000 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 47,987 | $4,380,000 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 40,013 | $4,287,000 | dollars as filed | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 46,198 | $4,267,000 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 45,357 | $4,265,000 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 15,582 | $4,254,000 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,329 | $4,253,000 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 25,186 | $4,247,000 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 10,498 | $4,156,000 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,938 | $3,877,000 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 83,485 | $3,840,000 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 23,955 | $3,809,000 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 49,989 | $3,758,000 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 79,163 | $3,743,000 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 106,528 | $3,589,000 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 21,169 | $3,587,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 25,862 | $3,549,000 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,194 | $3,488,000 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 13,211 | $3,480,000 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 12,520 | $3,365,000 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 34,420 | $3,232,000 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 105,523 | $3,195,000 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 10,269 | $3,154,000 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 61,174 | $2,918,000 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 18,530 | $2,886,000 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,068 | $2,830,000 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 34,566 | $2,823,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 93,673 | $2,716,000 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 29,813 | $2,695,000 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 38,897 | $2,694,000 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 14,229 | $2,690,000 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 53,692 | $2,676,000 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 137,264 | $2,656,000 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 159,725 | $2,648,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 51,913 | $2,639,000 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 17,608 | $2,568,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,373 | $2,552,000 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 36,973 | $2,547,000 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 66,483 | $2,523,000 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 58,109 | $2,516,000 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 12,381 | $2,479,000 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 38,919 | $2,469,000 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 696,416 | $2,465,000 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 23,172 | $2,454,000 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 44,840 | $2,411,000 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 90,506 | $2,346,000 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 88,768 | $2,281,000 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 24,952 | $2,269,000 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 11,065 | $2,244,000 | dollars as filed | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 38,280 | $2,205,000 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 19,602 | $2,118,000 | dollars as filed | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 45,788 | $2,074,000 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 10,512 | $2,057,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 40,075 | $2,013,000 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 16,388 | $1,993,000 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 44,131 | $1,957,000 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 44,750 | $1,889,000 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 28,408 | $1,874,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 87,156 | $1,866,000 | dollars as filed | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 30,745 | $1,851,000 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 37,058 | $1,847,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 83,857 | $1,831,000 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 91,913 | $1,761,000 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 52,431 | $1,747,000 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 12,418 | $1,719,000 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 14,224 | $1,704,000 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 10,274 | $1,690,000 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 10,391 | $1,662,000 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 128,683 | $1,661,000 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 157,312 | $1,658,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 46,374 | $1,615,000 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 16,321 | $1,561,000 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 53,442 | $1,463,000 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 10,146 | $1,454,000 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 33,161 | $1,445,000 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 25,459 | $1,425,000 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 14,450 | $1,399,000 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 14,973 | $1,395,000 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 27,794 | $1,377,000 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 11,139 | $1,368,000 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 23,637 | $1,305,000 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 25,986 | $1,304,000 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 20,524 | $1,294,000 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 15,917 | $1,290,000 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,182 | $1,288,000 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 46,087 | $1,261,000 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 11,713 | $1,244,000 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 36,742 | $1,219,000 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 24,698 | $1,181,000 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 10,605 | $1,178,000 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 11,280 | $1,160,000 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 28,179 | $1,112,000 | dollars as filed | |
| D R HORTON INC COM | 23331A109 | Stock | 10,305 | $1,108,000 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 73,302 | $1,101,000 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 35,781 | $1,077,000 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 31,813 | $1,071,000 | dollars as filed | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 44,503 | $1,061,000 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 45,827 | $1,058,000 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 11,836 | $1,052,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 17,999 | $1,047,000 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 14,584 | $1,042,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 22,864 | $1,030,000 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,739 | $1,016,000 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 17,417 | $1,009,000 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 47,224 | $1,000,000 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 28,423 | $972,000 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 23,562 | $963,000 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,687 | $963,000 | dollars as filed | |
| Intel Corp | 458140100 | COM | 26,644 | $947,000 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 13,048 | $911,000 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,005 | $886,000 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 13,082 | $842,000 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 33,840 | $834,000 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,881 | $818,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 24,941 | $808,000 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 22,901 | $801,000 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 19,500 | $799,000 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 15,806 | $797,000 | dollars as filed | |
| NOBLE CORP PLC ORD SHS A | G65431127 | Stock | 15,438 | $782,000 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,343 | $774,000 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 16,414 | $726,000 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,315 | $699,000 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 13,841 | $696,000 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 12,634 | $694,000 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 25,951 | $694,000 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 11,113 | $683,000 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,363 | $664,000 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 11,150 | $650,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 473,361 | $649,000 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 17,275 | $637,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 14,396 | $630,000 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 99,168 | $624,000 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 40,054 | $616,000 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 18,228 | $614,000 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 17,137 | $602,000 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,926 | $589,000 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 22,714 | $588,000 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,440 | $577,000 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 10,819 | $573,000 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 57,133 | $563,000 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 69,597 | $560,000 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 23,428 | $526,000 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 10,639 | $510,000 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 16,339 | $502,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 14,809 | $498,000 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 11,274 | $497,000 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 11,855 | $488,000 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,972 | $485,000 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 10,782 | $483,000 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 11,862 | $481,000 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 11,190 | $471,000 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 17,092 | $461,000 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 10,638 | $402,000 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 17,970 | $396,000 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,216 | $396,000 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,239 | $373,000 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 44,925 | $369,000 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 12,264 | $363,000 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,206 | $352,000 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 28,061 | $349,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 12,500 | $343,000 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 10,275 | $340,000 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,763 | $322,000 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 39,954 | $311,000 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11,686 | $307,000 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,223 | $296,000 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 49,255 | $296,000 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 35,147 | $293,000 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 10,182 | $291,000 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,754 | $291,000 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,392 | $286,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,000 | $273,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G599 | NASDAQ BIOTECH | 12,885 | $255,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 42,838 | $250,000 | dollars as filed | |
| SPROTT FDS TR | 85208P808 | JUNIOR URANIUM | 10,137 | $240,000 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 27,518 | $234,000 | dollars as filed | |
| FINCH THERAPEUTICS GROUP INC | 31773D200 | COM NEW | 21,206 | $222,000 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 10,250 | $206,000 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,727 | $194,000 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 15,207 | $191,000 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 17,321 | $188,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 48,413 | $181,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10,958 | $170,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 49,455 | $170,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 42,263 | $159,000 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,106 | $147,000 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 19,025 | $143,000 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,447 | $131,000 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 32,191 | $131,000 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,616 | $118,000 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 10,804 | $116,000 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 54,118 | $115,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 118,000 | $115,000 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 118,000 | $111,000 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 118,000 | $108,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 101,000 | $106,000 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 118,000 | $101,000 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 84,000 | $97,000 | dollars as filed | |
| SPLUNK INC | 848637AD6 | BOND | 85,000 | $91,000 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,764 | $88,000 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 27,590 | $87,000 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 92,000 | $85,000 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 79,000 | $84,000 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 94,000 | $77,000 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,160 | $76,000 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 27,455 | $71,000 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 81,000 | $67,000 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 63,000 | $66,000 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 76,000 | $64,000 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 68,000 | $63,000 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 62,000 | $59,000 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 63,000 | $59,000 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 11,170 | $58,000 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 34,000 | $57,000 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 60,000 | $55,000 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 51,000 | $55,000 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 62,000 | $54,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 50,000 | $52,000 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 46,000 | $52,000 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 51,000 | $52,000 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 60,000 | $51,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 50,000 | $51,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 50,000 | $50,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 47,000 | $50,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 51,000 | $50,000 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 50,000 | $49,000 | dollars as filed | |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 49,000 | $49,000 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 59,000 | $49,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 48,000 | $47,000 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 57,000 | $46,000 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 47,000 | $45,000 | dollars as filed | |
| SIGMATRON INTL INC | 82661L101 | COM | 13,966 | $44,000 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 53,000 | $43,000 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 34,000 | $43,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 45,000 | $41,000 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 44,000 | $41,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 34,000 | $40,000 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 34,000 | $40,000 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 44,000 | $39,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 41,000 | $38,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 43,000 | $38,000 | dollars as filed | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 42,000 | $38,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 34,000 | $38,000 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 31,000 | $37,000 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 33,000 | $37,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 10,000 | $36,000 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 43,000 | $36,000 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 29,000 | $34,000 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 38,000 | $33,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 38,000 | $32,000 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 34,000 | $32,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 18,000 | $32,000 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 34,000 | $32,000 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 34,000 | $31,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 41,000 | $30,000 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 34,000 | $30,000 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 38,000 | $29,000 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 34,000 | $29,000 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 34,000 | $29,000 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 30,000 | $28,000 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 28,000 | $26,000 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 34,000 | $26,000 | dollars as filed | |
| SABRE GLBL INC | 78573NAE2 | BOND | 26,000 | $26,000 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 34,000 | $25,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 29,000 | $25,000 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 29,000 | $25,000 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 31,000 | $24,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 26,000 | $24,000 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 24,000 | $23,000 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 24,000 | $23,000 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 18,000 | $22,000 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 25,000 | $21,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 18,000 | $21,000 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 21,000 | $21,000 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 18,000 | $21,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 20,000 | $20,000 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 18,000 | $17,000 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 11,560 | $17,000 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 18,000 | $17,000 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 18,000 | $16,000 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 16,000 | $15,000 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 18,000 | $15,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 18,000 | $13,000 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 25,000 | $3,000 | dollars as filed | |
| COMERA LIFE SCIENCES HLDGS I | 20037C108 | COM | 316,469 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001724269-23-000004 | this filing | 2023-11-14 | acceptance time not in the bulk data set |