13F-HR filed by LAKE STREET ADVISORS GROUP, LLC
LAKE STREET ADVISORS GROUP, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 225 holding rows worth $933,909,000.
- Accession
- 0001724269-21-000004
- Filer
- CIK 1724269
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 225 entries on the cover page, a total value of $933,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $933,909,000 with VALUE read as thousands by filing date, 13F file number 028-18626. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 244,548 | $104,945,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 247,188 | $59,748,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 696,164 | $51,690,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,245,937 | $48,218,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 767,412 | $43,060,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,129,161 | $41,677,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 1,202,520 | $40,176,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 325,450 | $26,900,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 182,980 | $25,892,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 190,741 | $20,827,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 328,648 | $20,297,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 556,442 | $20,149,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 249,243 | $19,444,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 67,486 | $19,026,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 133,593 | $13,679,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 54,249 | $11,932,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 237,776 | $11,451,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 219,427 | $11,430,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 279,128 | $10,833,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 233,545 | $10,668,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 99,435 | $10,563,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 129,192 | $10,126,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 160,874 | $9,633,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 213,487 | $8,847,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 83,428 | $8,679,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 636,195 | $8,271,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 18,983 | $8,179,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 171,678 | $7,302,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 19,711 | $7,056,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 20,025 | $6,796,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 59,023 | $6,778,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 39,855 | $6,686,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 37,458 | $6,132,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 22,144 | $6,044,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 114,194 | $5,753,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,475 | $5,573,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 140,037 | $5,125,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,576 | $5,091,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 46,617 | $4,658,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 149,707 | $4,563,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 37,932 | $3,735,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 41,881 | $3,708,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 85,467 | $3,676,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,575 | $3,622,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,338 | $3,594,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 32,479 | $3,583,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 44,653 | $3,493,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,297 | $3,460,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 29,479 | $3,430,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 14,668 | $3,356,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 55,910 | $3,242,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 64,406 | $3,236,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 100,000 | $3,156,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 64,723 | $3,060,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 86,287 | $2,926,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 19,472 | $2,907,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,999 | $2,880,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 117,651 | $2,872,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,493 | $2,846,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 154,072 | $2,578,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,451 | $2,495,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 22,360 | $2,472,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 18,674 | $2,427,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 39,224 | $2,424,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 27,153 | $2,304,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 54,038 | $2,293,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,313 | $2,281,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10,659 | $2,267,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 52,902 | $2,246,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 12,760 | $2,212,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 11,125 | $2,151,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 38,211 | $2,137,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 49,097 | $2,135,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 52,048 | $2,073,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 40,300 | $2,069,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 137,992 | $2,048,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,429 | $2,040,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 36,798 | $2,029,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 39,864 | $2,027,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 32,868 | $2,024,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 34,531 | $1,971,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 26,500 | $1,957,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 117,994 | $1,922,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,777 | $1,922,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 63,270 | $1,918,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 52,008 | $1,907,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 25,520 | $1,906,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 91,913 | $1,903,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,705 | $1,889,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,660 | $1,839,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 17,663 | $1,835,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 12,485 | $1,803,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 25,986 | $1,700,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 87,156 | $1,666,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,019 | $1,657,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,703 | $1,619,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 83,444 | $1,606,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 33,258 | $1,574,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 11,219 | $1,515,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 24,332 | $1,429,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 23,499 | $1,395,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,602 | $1,365,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,484 | $1,313,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,026 | $1,219,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,298 | $1,197,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,722 | $1,174,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,894 | $1,167,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,574 | $1,144,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,570 | $1,027,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 35,481 | $958,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,898 | $940,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,755 | $891,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 16,675 | $863,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 12,259 | $819,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 21,860 | $729,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 13,059 | $708,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,457 | $690,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 12,622 | $661,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 14,832 | $632,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 10,200 | $621,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 21,087 | $609,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,706 | $604,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,014 | $589,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 26,187 | $567,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,991 | $547,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 82,193 | $542,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 20,521 | $537,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 24,255 | $511,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 14,649 | $488,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 10,103 | $486,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,763 | $476,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,344 | $456,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,094 | $428,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11,941 | $426,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 41,010 | $423,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 31,042 | $348,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 24,130 | $342,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 45,000 | $329,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,000 | $324,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 17,110 | $323,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,529 | $288,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,387 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 10,656 | $266,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 14,318 | $250,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 16,956 | $246,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,821 | $234,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,978 | $232,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,493 | $232,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 39,419 | $215,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 35,370 | $215,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 18,294 | $212,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 71,656 | $204,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 39,058 | $193,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 32,302 | $192,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 38,323 | $181,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,789 | $167,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 30,560 | $161,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 10,730 | $133,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,462 | $130,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 45,099 | $125,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 35,398 | $116,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,254 | $108,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 28,014 | $101,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 33,644 | $82,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 48,000 | $57,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 49,000 | $54,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 46,000 | $53,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 37,000 | $53,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 49,000 | $50,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 42,000 | $44,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 37,000 | $44,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 37,000 | $43,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 36,000 | $39,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 23,000 | $39,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 35,000 | $38,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 36,000 | $36,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 23,000 | $36,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 23,000 | $34,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 23,000 | $33,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 23,000 | $32,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 23,000 | $32,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 10,000 | $31,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 23,000 | $28,000 | thousands by filing date | |
| NICE LTD | 653656AB4 | NOTE 9/1 | 24,000 | $28,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 27,000 | $28,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 23,000 | $27,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 26,000 | $26,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 22,000 | $25,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 23,000 | $25,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 14,000 | $25,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 23,000 | $25,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 10,000 | $25,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 23,000 | $25,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 15,000 | $24,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 23,000 | $23,000 | thousands by filing date | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 16,000 | $21,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 10,000 | $20,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 14,000 | $20,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 13,000 | $19,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 17,000 | $19,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 10,000 | $19,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 16,000 | $19,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 18,500 | $19,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 16,000 | $18,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 16,000 | $18,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 19,000 | $18,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 10,000 | $17,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 12,000 | $17,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 13,000 | $17,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 10,000 | $16,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 10,000 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,000 | $14,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 13,000 | $13,000 | thousands by filing date | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 10,000 | $13,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 10,000 | $13,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 10,000 | $12,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 10,000 | $12,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 10,000 | $12,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 13,000 | $12,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 10,000 | $12,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 10,000 | $11,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 10,000 | $11,000 | thousands by filing date | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 10,000 | $11,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 11,000 | $10,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 10,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001724269-21-000004 | this filing | 2021-11-15 | acceptance time not in the bulk data set |