13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 3,212 holding rows worth $5,818,066,000.
- Accession
- 0001723397-21-000006
- Filer
- CIK 1723397
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,212 entries on the cover page, a total value of $5,818,066,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,818,066,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 820 | $2,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 400 | $2,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 100 | $2,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 400 | $2,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 215 | $2,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 39 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 105 | $2,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 65 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 100 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 18 | $2,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 100 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 10 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 67 | $2,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 43 | $2,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 290 | $2,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,000 | $2,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 63 | $2,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $2,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 25 | $2,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 500 | $2,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 123 | $2,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,000 | $2,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,000 | $2,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 500 | $2,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 1,000 | $2,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 100 | $2,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 200 | $2,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 100 | $2,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 90 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 300 | $2,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 500 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 200 | $2,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 1,600 | $2,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,000 | $2,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 1,000 | $2,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 70 | $2,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 2,000 | $2,000 | thousands by filing date | principal |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 19 | $1,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 34 | $1,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 23 | $1,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 30 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 175 | $1,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 100 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 100 | $1,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 60 | $1,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 10 | $1,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 150 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 435 | $1,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 106 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 29 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 49 | $1,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 25 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 50 | $1,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54 | $1,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 52 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 160 | $1,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 30 | $1,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 50 | $1,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 25 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 125 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 78 | $1,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 44 | $1,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 100 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 101 | $1,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 20 | $1,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 50 | $1,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 50 | $1,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 100 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13 | $1,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 21 | $1,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 50 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 68 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 16 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 1,113 | $1,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 100 | $1,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 32 | $1,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 93 | $1,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 31 | $1,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 15 | $1,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 28 | $1,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 100 | $1,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 65 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 43 | $1,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 22 | $1,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 145 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 36 | $1,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 600 | $1,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 600 | $1,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 300 | $1,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 34 | $1,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 17 | $1,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 53 | $1,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 30 | $1,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 200 | $1,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 440 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,000 | $1,000 | thousands by filing date | principal |
| GAN LTD | G3728V109 | SHS | 50 | $1,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 105 | $1,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| ASENSUS SURGICAL INC | 04367G103 | COM | 539 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 100 | $1,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 88 | $1,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 390 | $1,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 500 | $1,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 200 | $1,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 400 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 9 | $1,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 300 | $1,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 400 | $1,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 150 | $1,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 500 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 504 | $1,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 130 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 398 | $1,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 500 | $1,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAR SECURE INC | 18467V109 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OIL STS INTL INC | 678026105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEKONE INC | 652526203 | COM NEW | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGTREE INC | 52603B107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAM NAT RES FD INC | 00548F105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEVA INC | 157210105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 203 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435U366 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDFIN CORP | 75737F108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Veru Inc | 92536C103 | Common Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT AIRLS INC | 848577102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BM TECHNOLOGIES INC | 05591L107 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NULL | 68620A203 | NULL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONFORMIS INC | 20717E101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 288 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000006 | this filing | 2021-11-12 | acceptance time not in the bulk data set |