13F-HR filed by Steward Partners Investment Advisory, LLC
Steward Partners Investment Advisory, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-11, with 2,935 holding rows worth $4,616,800,000.
- Accession
- 0001723397-21-000001
- Filer
- CIK 1723397
- Filed
- 2021-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,935 entries on the cover page, a total value of $4,616,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,616,789,000 with VALUE read as thousands by filing date, 13F file number 028-18184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,928 | $71,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 447 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 2,617 | $71,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 2,734 | $70,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 909 | $70,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 2,226 | $70,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,252 | $70,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 716 | $70,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,417 | $70,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,621 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 724 | $70,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,850 | $69,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,850 | $69,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 850 | $69,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,965 | $69,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,294 | $69,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,328 | $69,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 441 | $69,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 2,000 | $69,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 2,150 | $69,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 15,300 | $69,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 2,642 | $69,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 2,603 | $69,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 7,750 | $68,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 900 | $68,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,743 | $68,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,000 | $68,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 6,695 | $67,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,600 | $67,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 12,650 | $67,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 2,617 | $67,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 579 | $66,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 13,300 | $66,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 676 | $66,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,133 | $66,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 591 | $66,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,108 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,455 | $66,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,398 | $66,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,164 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,540 | $65,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 7,475 | $65,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,400 | $65,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 1,650 | $65,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,800 | $65,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,750 | $64,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 363 | $64,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,950 | $64,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 2,736 | $64,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 7,750 | $64,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 981 | $63,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,850 | $63,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 9,365 | $63,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,625 | $63,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 600 | $63,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,698 | $63,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 5,065 | $63,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 2,150 | $62,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 1,990 | $62,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 508 | $62,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 594 | $62,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,392 | $62,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,359 | $62,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 4,064 | $62,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,560 | $62,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 55,367 | $62,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 800 | $61,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 234 | $61,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 1,026 | $61,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 253 | $61,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 467 | $61,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 2,751 | $61,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,800 | $61,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,368 | $61,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 943 | $61,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 415 | $61,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 3,281 | $61,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 4,185 | $61,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 2,068 | $61,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,500 | $61,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,500 | $60,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 5,355 | $60,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 2,300 | $60,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,065 | $60,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 535 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,603 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,525 | $60,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,633 | $60,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 430 | $59,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 2,850 | $59,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 624 | $59,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 693 | $59,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,167 | $59,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 265 | $59,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,800 | $59,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,440 | $58,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 2,875 | $58,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,579 | $58,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,597 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,521 | $58,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,348 | $58,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 5,009 | $58,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,105 | $58,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,530 | $57,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,187 | $57,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 317 | $57,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,052 | $57,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 549 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 1,638 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 750 | $57,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,100 | $56,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 2,000 | $56,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,164 | $56,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,562 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,900 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 700 | $56,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 2,887 | $56,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 472 | $55,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 602 | $55,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 550 | $55,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,300 | $55,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 275 | $55,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $55,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 425 | $55,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 2,000 | $55,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,077 | $54,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,664 | $54,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 687 | $54,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 558 | $54,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,122 | $54,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 1,317 | $54,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,253 | $54,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 1,860 | $54,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,401 | $54,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 595 | $54,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,339 | $54,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 8,500 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 320 | $54,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 1,934 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,030 | $54,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 614 | $53,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,047 | $53,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,493 | $53,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 396 | $53,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 555 | $53,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,660 | $53,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 1,297 | $53,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 3,300 | $53,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,059 | $53,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 12,468 | $53,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 594 | $53,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 432 | $52,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 287 | $52,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 983 | $52,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 476 | $52,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 428 | $52,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 946 | $52,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,005 | $52,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,600 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,300 | $52,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 2,169 | $52,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,254 | $52,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 892 | $51,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 83 | $51,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 480 | $51,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,000 | $51,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 3,250 | $51,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 2,098 | $51,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 6,109 | $50,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 2,168 | $50,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 712 | $50,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,100 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 750 | $50,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 5,108 | $50,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,752 | $50,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 422 | $49,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,082 | $49,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 566 | $49,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 817 | $49,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 525 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 3,000 | $49,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,074 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 1,339 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,422 | $49,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,300 | $49,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 2,630 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 3,670 | $49,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,000 | $48,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,500 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 2,248 | $48,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,200 | $48,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 1,400 | $48,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 1,866 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 1,100 | $48,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 3,310 | $48,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,219 | $48,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 268 | $47,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 569 | $47,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 929 | $47,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 489 | $47,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 2,847 | $47,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 82 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,830 | $47,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 731 | $46,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 293 | $46,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 470 | $46,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,936 | $46,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 1,132 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,094 | $46,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 1,800 | $46,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,548 | $46,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,000 | $46,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 2,804 | $46,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 6,798 | $46,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 376 | $45,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,961 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 790 | $45,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 3,261 | $45,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,804 | $44,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,599 | $44,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 2,500 | $44,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,044 | $44,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 2,800 | $44,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 1,600 | $44,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 6,550 | $44,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,386 | $43,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 295 | $43,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 246 | $43,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 245 | $43,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,810 | $43,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,059 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,305 | $43,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,224 | $43,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 226 | $43,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,456 | $43,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 4,626 | $43,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 585 | $43,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 501 | $42,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 156 | $42,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 1,000 | $42,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 4,058 | $42,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 439 | $42,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 980 | $42,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 2,247 | $42,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,696 | $42,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,500 | $42,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 9,135 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,000 | $42,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 160 | $41,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 309 | $41,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,025 | $41,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 507 | $41,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,250 | $41,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 565 | $41,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,105 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 462 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 600 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 770 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,740 | $41,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 6,000 | $41,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 10,000 | $41,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 433 | $40,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 504 | $40,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 761 | $40,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 300 | $40,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 273 | $40,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,267 | $40,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 700 | $40,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,289 | $40,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 350 | $40,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,240 | $40,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 3,070 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 305 | $40,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,344 | $40,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 5,000 | $40,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 580 | $40,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 3,488 | $40,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 128 | $39,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $39,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 596 | $39,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,299 | $39,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,293 | $39,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 350 | $39,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,300 | $39,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 103 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 972 | $39,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 225 | $39,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,500 | $39,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $39,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 665 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 959 | $39,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 10,000 | $39,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 375 | $39,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 455 | $38,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 260 | $38,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,822 | $38,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 8,000 | $38,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,313 | $38,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 2,000 | $38,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,500 | $38,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $38,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,800 | $38,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 550 | $38,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,237 | $38,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 434 | $37,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 509 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,167 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 172 | $37,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,500 | $37,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 3,193 | $37,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 425 | $37,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 874 | $37,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,688 | $37,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,500 | $37,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 4,627 | $37,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,848 | $37,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,900 | $37,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,344 | $37,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 470 | $37,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 277 | $36,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 500 | $36,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 500 | $36,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,244 | $36,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 1,398 | $36,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,725 | $36,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 588 | $36,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,200 | $36,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 1,095 | $36,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 765 | $36,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 894 | $35,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 270 | $35,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 801 | $35,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,000 | $35,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 223 | $35,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 825 | $35,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 475 | $35,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 3,100 | $35,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 343 | $35,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,000 | $35,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 383 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,500 | $35,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,504 | $35,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4,010 | $35,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 5,600 | $34,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 226 | $34,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 284 | $34,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 428 | $34,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,440 | $34,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,309 | $34,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,276 | $34,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 4,100 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 615 | $34,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 1,560 | $34,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 777 | $34,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 900 | $34,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $34,000 | thousands by filing date | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 755 | $33,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,800 | $33,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 1,500 | $33,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 874 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 480 | $33,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 510 | $33,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 11 | $33,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,904 | $33,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 4,900 | $33,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 5,005 | $33,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 14,400 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 693 | $32,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 787 | $32,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 2,000 | $32,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 113 | $32,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 2,125 | $32,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,500 | $32,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 450 | $32,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,539 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 4,007 | $32,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 4,099 | $32,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 1,474 | $32,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 3,300 | $32,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 3,000 | $32,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 404 | $32,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 5,000 | $32,000 | thousands by filing date | |
| LIGHTSPEED POS INC | 53227R106 | SUB VTG SHS | 450 | $32,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,000 | $32,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 61 | $31,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 600 | $31,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 422 | $31,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 214 | $31,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,190 | $31,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 781 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 595 | $31,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 632 | $31,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 504 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 815 | $31,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,246 | $31,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 4,500 | $31,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,530 | $30,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 552 | $30,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 177 | $30,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1,016 | $30,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 2,064 | $30,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,600 | $30,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 140 | $30,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 200 | $30,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 146 | $30,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,163 | $30,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,267 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 910 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 889 | $30,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,028 | $30,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,166 | $30,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 560 | $30,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,500 | $30,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 750 | $30,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 4,000 | $30,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 2,100 | $30,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $30,000 | thousands by filing date | principal |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 460 | $29,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 306 | $29,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 500 | $29,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 284 | $29,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,100 | $29,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,098 | $29,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,600 | $29,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 837 | $29,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 365 | $29,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 215 | $29,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,800 | $29,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 182 | $29,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 210 | $29,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 34,332 | $29,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,400 | $29,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,400 | $29,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 311 | $28,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 633 | $28,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 320 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,338 | $28,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 963 | $28,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 230 | $28,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,350 | $28,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 939 | $28,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 478 | $28,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 196 | $27,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 353 | $27,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,750 | $27,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 778 | $27,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 474 | $27,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 328 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,353 | $27,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 700 | $27,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,842 | $27,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 1,745 | $27,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 410 | $27,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 3,125 | $27,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,870 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 280 | $27,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,500 | $27,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 5,025 | $27,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 17,290 | $27,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 359 | $26,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 102 | $26,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,274 | $26,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,000 | $26,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 407 | $26,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,092 | $26,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 662 | $26,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 590 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,205 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 900 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 400 | $26,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 7,000 | $25,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 769 | $25,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 800 | $25,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 509 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 958 | $25,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 3,100 | $25,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 6,000 | $25,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 624 | $24,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 716 | $24,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 763 | $24,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 259 | $24,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 208 | $24,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 101 | $24,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 521 | $24,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,600 | $24,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 573 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 350 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 956 | $24,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,100 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 600 | $24,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 750 | $24,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 1,025 | $24,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 5,000 | $24,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 259 | $23,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 119 | $23,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $23,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 342 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 821 | $23,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 906 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001723397-21-000001 | this filing | 2021-02-11 | acceptance time not in the bulk data set |