13F-HR filed by Belpointe Asset Management LLC
Belpointe Asset Management LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-15, with 459 holding rows worth $456,519,000.
- Accession
- 0001721242-18-000001
- Filer
- CIK 1721242
- Filed
- 2018-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 459 entries on the cover page, a total value of $456,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $456,519,000 with VALUE read as thousands by filing date, 13F file number 028-18182. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATEGY | 86280R100 | EXCHANGE TRADED | 1,319,239 | $50,593,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 58,367 | $15,576,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 77,492 | $13,114,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 162,732 | $9,972,000 | thousands by filing date | |
| VTI | 922908769 | COM | 56,952 | $7,817,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 49,881 | $7,769,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 59,577 | $6,797,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 46,040 | $5,841,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 199,680 | $5,791,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 28,226 | $4,981,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 37,272 | $4,609,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,621 | $4,286,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,655 | $4,274,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 48,030 | $4,109,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 87,762 | $4,029,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 44,110 | $3,689,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,555 | $3,646,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 27,950 | $3,372,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 24,894 | $3,353,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,959 | $3,286,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 88,561 | $3,208,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 16,028 | $3,101,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 90,768 | $2,885,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 29,800 | $2,882,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 52,381 | $2,866,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 63,681 | $2,857,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 23,392 | $2,843,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,645 | $2,767,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 40,975 | $2,644,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 49,573 | $2,624,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 48,274 | $2,512,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 34,673 | $2,469,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 66,630 | $2,441,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 52,721 | $2,415,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 11,950 | $2,385,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 21,682 | $2,305,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 69,319 | $2,302,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 60,506 | $2,214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 36,753 | $2,181,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 30,081 | $2,176,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 25,197 | $2,175,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,699 | $2,122,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 69,099 | $2,085,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 12,905 | $1,953,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,643 | $1,814,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,942 | $1,812,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 21,202 | $1,807,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 102,944 | $1,796,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,125 | $1,768,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 27,611 | $1,765,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 36,374 | $1,737,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 16,731 | $1,707,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 13,750 | $1,659,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 20,322 | $1,652,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 12,204 | $1,622,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,488 | $1,618,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 29,779 | $1,572,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33,852 | $1,563,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 23,131 | $1,559,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 15,908 | $1,555,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,601 | $1,525,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,981 | $1,513,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,428 | $1,504,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 34,784 | $1,476,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,560 | $1,475,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,775 | $1,462,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 47,975 | $1,416,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 24,441 | $1,395,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 36,468 | $1,388,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 19,386 | $1,363,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,717 | $1,344,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,119 | $1,319,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 16,558 | $1,310,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 29,071 | $1,303,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 16,371 | $1,298,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6,017 | $1,288,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 513,371 | $1,283,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 33,424 | $1,280,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,217 | $1,280,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 17,821 | $1,277,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,367 | $1,253,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 24,117 | $1,220,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,619 | $1,152,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 77,696 | $1,152,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 41,257 | $1,151,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,004 | $1,149,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,257 | $1,144,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,057 | $1,133,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 42,718 | $1,132,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 24,250 | $1,113,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,479 | $1,112,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,387 | $1,107,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 23,159 | $1,091,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,619 | $1,088,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 44,899 | $1,087,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 45,024 | $1,037,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,036 | $1,022,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,708 | $1,012,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 9,253 | $1,004,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 23,823 | $980,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 925 | $974,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 260,000 | $967,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,535 | $953,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,593 | $930,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,896 | $925,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 39,554 | $900,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 9,498 | $899,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,410 | $898,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 29,335 | $893,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,425 | $887,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,736 | $880,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,540 | $877,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 19,017 | $860,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 11,905 | $846,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,820 | $841,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,877 | $838,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 19,818 | $837,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,066 | $835,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 16,646 | $832,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 81,865 | $827,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,043 | $825,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,309 | $809,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,240 | $804,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 13,449 | $798,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,687 | $795,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,034 | $793,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 35,307 | $790,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 5,853 | $783,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,416 | $776,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,225 | $774,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,780 | $768,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,317 | $763,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 21,641 | $763,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6,921 | $760,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,176 | $759,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 13,157 | $749,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 7,389 | $746,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 42,562 | $738,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 29,106 | $733,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 13,570 | $723,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,831 | $721,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,650 | $721,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,824 | $719,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,100 | $718,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,963 | $718,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,698 | $715,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 15,910 | $715,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,783 | $715,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,096 | $707,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,172 | $699,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 5,415 | $693,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,004 | $690,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,243 | $689,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,947 | $682,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,778 | $674,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,917 | $674,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 21,642 | $672,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 8,174 | $667,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 11,500 | $657,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,138 | $654,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,491 | $650,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 50,750 | $650,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,180 | $647,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 38,062 | $645,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 28,231 | $640,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,768 | $638,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,690 | $638,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,989 | $634,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,837 | $633,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 35,497 | $632,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,649 | $628,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,466 | $623,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,443 | $621,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,392 | $620,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,354 | $616,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,872 | $616,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,598 | $614,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,608 | $613,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,381 | $611,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,429 | $606,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,800 | $605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 15,050 | $603,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,800 | $590,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 16,684 | $586,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 19,661 | $584,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,874 | $580,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,027 | $577,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 5,034 | $576,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,650 | $571,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 14,951 | $566,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 13,806 | $563,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,001 | $561,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,685 | $561,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 16,386 | $558,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 20,573 | $558,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 8,108 | $557,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,004 | $554,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 7,460 | $552,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,735 | $549,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 110,500 | $541,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,212 | $541,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 8,982 | $535,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,585 | $532,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 32,718 | $532,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,356 | $531,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,170 | $529,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3,119 | $529,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 24,813 | $523,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 43,633 | $519,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,935 | $518,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,191 | $505,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 23,932 | $503,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 11,347 | $502,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,742 | $501,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 28,971 | $496,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,550 | $495,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,012 | $495,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 6,604 | $495,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,226 | $494,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,370 | $492,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,398 | $492,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 13,516 | $492,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 45,442 | $490,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 47,554 | $489,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 12,986 | $489,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 33,583 | $489,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,625 | $486,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 15,771 | $486,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,326 | $485,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,802 | $478,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,056 | $476,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,612 | $474,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 9,023 | $473,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 7,267 | $472,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,859 | $471,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,935 | $470,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,902 | $470,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,196 | $469,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,343 | $468,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 11,375 | $467,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 12,615 | $463,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 11,884 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,645 | $458,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 14,803 | $458,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 8,214 | $458,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,130 | $457,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,435 | $454,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,951 | $452,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,169 | $452,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 23,695 | $450,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,000 | $448,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E266 | GLB X MLP ENRG I | 32,959 | $448,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 27,964 | $447,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,834 | $447,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,413 | $446,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,070 | $445,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,863 | $441,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,653 | $440,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 10,335 | $439,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 9,159 | $437,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,086 | $436,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 3,755 | $434,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,055 | $433,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,981 | $432,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 85,296 | $431,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,170 | $430,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 20,093 | $430,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,850 | $423,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,402 | $418,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,128 | $418,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 10,000 | $418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 4,600 | $417,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,071 | $415,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,100 | $414,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 14,477 | $414,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,367 | $412,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,900 | $400,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 22,310 | $399,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,256 | $399,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,287 | $399,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 61,657 | $398,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,258 | $396,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,082 | $393,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,476 | $392,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,207 | $389,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,032 | $387,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,190 | $385,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,469 | $382,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,730 | $379,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 25,469 | $378,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 28,154 | $375,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,437 | $374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,290 | $374,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,963 | $373,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,345 | $372,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,627 | $366,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 19,131 | $366,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,181 | $363,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,562 | $362,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,235 | $361,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 8,673 | $358,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 11,201 | $357,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,667 | $353,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,500 | $351,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,023 | $349,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,817 | $344,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,087 | $341,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 82,000 | $339,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,970 | $338,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 5,592 | $338,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 15,080 | $338,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,690 | $337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,724 | $337,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 26,914 | $337,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,044 | $333,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,020 | $333,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,939 | $331,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,480 | $328,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 11,020 | $327,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,407 | $324,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,276 | $323,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,254 | $322,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,938 | $321,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,775 | $320,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,815 | $319,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,039 | $318,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,061 | $315,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,442 | $315,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,222 | $311,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,842 | $311,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 17,520 | $311,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,276 | $308,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 21,270 | $307,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 16,523 | $306,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,687 | $303,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,263 | $301,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 24,300 | $301,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,218 | $301,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,482 | $300,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 105,570 | $300,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 6,007 | $299,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,276 | $298,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,164 | $298,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,842 | $297,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 15,797 | $297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,304 | $296,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 4,204 | $294,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,142 | $293,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 14,069 | $290,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,416 | $286,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,575 | $285,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,135 | $282,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,586 | $280,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,984 | $278,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,760 | $277,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,793 | $276,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,907 | $276,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,864 | $275,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 22,681 | $275,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,652 | $272,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 6,654 | $271,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,412 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,387 | $262,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,065 | $262,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,287 | $261,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,709 | $260,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 7,901 | $260,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,484 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 9,350 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E302 | GLOBX SUPDV US | 10,067 | $258,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,615 | $256,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,401 | $255,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,770 | $254,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,450 | $251,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,095 | $250,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,651 | $249,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,157 | $248,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,002 | $248,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,593 | $248,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,655 | $247,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,087 | $244,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,164 | $244,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,872 | $242,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,749 | $242,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 13,395 | $240,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,959 | $238,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,174 | $237,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 13,388 | $237,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,614 | $236,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,756 | $234,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 749 | $233,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,095 | $233,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,575 | $233,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 9,444 | $232,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,502 | $229,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,751 | $228,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 14,265 | $228,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,313 | $227,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,870 | $224,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,184 | $223,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,678 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,175 | $222,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,050 | $220,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,780 | $220,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,605 | $219,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,138 | $218,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,268 | $217,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,989 | $216,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,667 | $215,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 19,791 | $214,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 16,980 | $214,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,283 | $212,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,591 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,820 | $211,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,494 | $211,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,354 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,476 | $205,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,357 | $202,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,481 | $199,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 25,245 | $196,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,845 | $187,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 16,140 | $176,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,710 | $176,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 12,000 | $173,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 17,135 | $172,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 16,865 | $167,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,658 | $164,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,608 | $159,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,376 | $150,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 15,135 | $150,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,463 | $147,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,753 | $147,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,064 | $141,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 18,477 | $136,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,200 | $128,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 79,991 | $126,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 175,000 | $112,000 | thousands by filing date | principal |
| NEW YORK REIT INC | 64976L109 | COM | 26,124 | $103,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 14,125 | $103,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 12,400 | $101,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,820 | $100,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 20,200 | $99,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 111,000 | $99,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,963 | $94,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 11,711 | $91,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 38,050 | $86,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,000 | $66,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,023 | $63,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,137 | $62,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,285 | $54,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,037 | $52,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 11,000 | $38,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,000 | $34,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,431 | $27,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 31,844 | $25,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 16,500 | $24,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 12,000 | $23,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10,000 | $4,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 10,100 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001721242-18-000001 | this filing | 2018-02-15 | acceptance time not in the bulk data set |