13F-HR filed by Strategic Wealth Partners, Ltd.
Strategic Wealth Partners, Ltd. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-28, with 823 holding rows worth $19,452,756.
- Accession
- 0001720777-19-000004
- Filer
- CIK 1720777
- Filed
- 2019-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,141 entries on the cover page, a total value of $19,452,756 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,452,756 with VALUE read as dollars, detected, 13F file number 028-18715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 69 | $11 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INOGEN INC | 45780L104 | COM | 250 | $11 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 800 | $11 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 201 | $11 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VERNON CALIF REDEV AGY TAX ALL TAX ALLOC BDS | 924402AZ3 | TAX ALLOC BDS | 10 | $11 | dollars, detected | principal |
| HOBBS NM MUN SCH DIST NO 16, GO SCH BDS | 43385QAR8 | General Obligations - non-taxable | 10 | $11 | dollars, detected | principal |
| KING CNTY WASH PUB HOSP DIST LTD TAX GO REF BDS CALLABLE | 494791QW9 | LTD TAX GO REF BDS CALLABLE | 10 | $11 | dollars, detected | principal |
| LOUISIANA ST GO BDS | 546415D80 | GO BDS | 10 | $11 | dollars, detected | principal |
| MAINE HEALTH & HIGHER EDL REV BDS CALLABLE | 560427Y42 | REV BDS CALLABLE | 10 | $11 | dollars, detected | principal |
| MIAMI DADE CNTY SCH BRD COPS CALLABLE | 59333MP66 | COPS CALLABLE | 10 | $11 | dollars, detected | principal |
| BERKS CNTY PA UT GO GO BDS CALLABLE | 084509VF2 | GO BDS CALLABLE | 10 | $11 | dollars, detected | principal |
| VOLUSIA CNTY FLA REF COPS | 92884EHB6 | REF COPS | 10 | $11 | dollars, detected | principal |
| WISCONSIN ST TRANSPRTN REV BDS CALLABLE | 977123A24 | REV BDS CALLABLE | 10 | $11 | dollars, detected | principal |
| Caterpillar Inc. | 149123101 | COM | 84 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 75 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 120 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| D R HORTON INC COM | 23331A109 | Stock | 200 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 125 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 137 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| THOR INDS INC | 885160101 | COM | 182 | $10 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CINCINNATI OHIO ECONOMIC DEV REV BDS | 172254SB1 | REV BDS | 10 | $10 | dollars, detected | principal |
| CINCINNATI OHIO ECONOMIC DEV REV BDS | 172254QH0 | REV BDS | 10 | $10 | dollars, detected | principal |
| KNOXVILLE TENN GAS REV REV BDS | 499764TP3 | REV BDS | 10 | $10 | dollars, detected | principal |
| SUNFLOWER BANK CD | 867352AA4 | CD | 10 | $10 | dollars, detected | principal |
| SUNRISE WATER AUTH ORE REV BDS | 86770CCU2 | REV BDS | 10 | $10 | dollars, detected | principal |
| CLEVELAND OHIO GO BDS | 186343M55 | GO BDS | 10 | $10 | dollars, detected | principal |
| COLUMBUS OH VARIOUS PURP GO BDS | 1994913X7 | VARIOUS PURP GO BDS | 10 | $10 | dollars, detected | principal |
| COLUMBUS OH VARIOUS PURP GO BDS | 199491M73 | VARIOUS PURP GO BDS | 10 | $10 | dollars, detected | principal |
| COMPASS BANK CD | 20451PWL6 | CD | 10 | $10 | dollars, detected | principal |
| LAKEWOOD TWP NJ GEN IMPT REF BDS | 512678SQ7 | GEN IMPT REF BDS | 10 | $10 | dollars, detected | principal |
| LAWRENCE KANS GO IMPT BDS | 520121JY1 | GO IMPT BDS | 10 | $10 | dollars, detected | principal |
| UNION CNTY NC LTD OBLIG REF LTD OBLIG BDS | 906409AJ6 | REF LTD OBLIG BDS | 10 | $10 | dollars, detected | principal |
| CUYAHOGA CNTY OHIO PUB LIBR SPL OBLIG REV BDS | 232285AS5 | REV BDS | 10 | $10 | dollars, detected | principal |
| METROPOLITAN PK DIST ULTD TAX GO AND REF BDS | 592240UF0 | ULTD TAX GO AND REF BDS | 10 | $10 | dollars, detected | principal |
| METROPOLITAN TRANSN AUTH N Y REV REV BDS | 59259YKU2 | REV BDS | 10 | $10 | dollars, detected | principal |
| UTAH ST BRD REGENTS STUDENT LN REV BDS CALLABLE | 917546HP1 | REV BDS CALLABLE | 10 | $10 | dollars, detected | principal |
| MISSISSIPPI ST DEV BANK SPL REV BDS | 60534TWM3 | REV BDS | 10 | $10 | dollars, detected | principal |
| MOORESTOWN TOWNSHIP NEW JERSEY GO REF BDS | 616004SY4 | GO REF BDS | 10 | $10 | dollars, detected | principal |
| MORGAN STANLEY BANK NA CD | 61690UDN7 | CD | 10 | $10 | dollars, detected | principal |
| MORGAN STANLEY PVT BK PURCHAS CD | 61760AUH0 | CD | 10 | $10 | dollars, detected | principal |
| MORGAN STANLEY PVT BK PURCHAS CD | 61760AUQ0 | CD | 10 | $10 | dollars, detected | principal |
| NEW MEXICO FIN AUTH ST TRANS REV BDS | 64711RKD7 | REV BDS | 10 | $10 | dollars, detected | principal |
| NEW YORK NY GO BDS | 64966MGT0 | GO BDS | 10 | $10 | dollars, detected | principal |
| NEW YORK STATE HSG FIN AGCY REV BDS | 64986U7C5 | REV BDS | 10 | $10 | dollars, detected | principal |
| AMERICAN MUN PWR-OHIO INC REV BDS | 02765UEZ3 | REV BDS | 10 | $10 | dollars, detected | principal |
| OHIO ST WTR DEV AUTH REV FOR I REV BDS | 67765QDE3 | REV BDS | 10 | $10 | dollars, detected | principal |
| OHIO ST WTR DEV AUTH WTR REV BDS | 67766WGW6 | REV BDS | 10 | $10 | dollars, detected | principal |
| OMAHA NEB SAN SEW REV REV BDS | 681810KB2 | REV BDS | 10 | $10 | dollars, detected | principal |
| BERGEN CNTY N J IMPT AUTH GOVT CNTY GTD GOV POOLED LN R | 083774GX1 | CNTY GTD GOV POOLED LN R | 10 | $10 | dollars, detected | principal |
| BROWNSVILLE TEX GO REF BDS | 116405JN2 | GO REF BDS | 10 | $10 | dollars, detected | principal |
| BURLINGTON CNTY NJ BRIDGE REV BDS | 121653KW8 | REV BDS | 10 | $10 | dollars, detected | principal |
| DISTRICT COLUMBIA TAX CAP REV BDS | 254840CN9 | REV BDS | 10 | $10 | dollars, detected | principal |
| DOUGLAS CNTY WASH SWR DIST NO REV BDS | 259593DG3 | REV BDS | 10 | $10 | dollars, detected | principal |
| EL PASO TX MUNI DRAIN UTILITY REV BDS | 283791CP4 | REV BDS | 10 | $10 | dollars, detected | principal |
| ELIZABETH N J GO BDS | 286678BU0 | GO BDS | 10 | $10 | dollars, detected | principal |
| JERSEY CITY N J GO REF BDS | 476576KB8 | GO REF BDS | 10 | $10 | dollars, detected | principal |
| ORANGE CNTY FLA PUB SVC REV BDS | 68450PBZ8 | REV BDS | 10 | $10 | dollars, detected | principal |
| PALM BEACH CNTY FLA SOLID WAST REV BDS | 696560JP7 | REV BDS | 10 | $10 | dollars, detected | principal |
| PEPPER PIKE OHIO LTD GO BDS | 713363EY1 | LTD GO BDS | 10 | $10 | dollars, detected | principal |
| PRIORITY INCOME FUND INC 6.25 PER CENT TERM PRF STK DUE 2023 | 74274W202 | 6.25 PER CENT TERM PRF STK DUE 2023 | 400 | $10 | dollars, detected | |
| ERIE CNTY NY GO BDS | 295084MD6 | GO BDS | 10 | $10 | dollars, detected | principal |
| WASHINGTON ST COPS | 939720WQ7 | COPS | 10 | $10 | dollars, detected | principal |
| WASHINGTON ST MTR VEH FUEL TAX GO REF | 93974DXJ2 | MTR VEH FUEL TAX GO REF | 10 | $10 | dollars, detected | principal |
| WELLS FARGO BANK NA CD MTHLY | 949763XE1 | CD MTHLY | 10 | $10 | dollars, detected | principal |
| WELLS FARGO BANK NA CD MTHLY | 949763XX9 | CD MTHLY | 10 | $10 | dollars, detected | principal |
| WELLS FARGO BANK NA CD MTHLY | 949763YA8 | CD MTHLY | 10 | $10 | dollars, detected | principal |
| FLORIDA KEYS AQUEDUCT AUTH WTR REV BDS | 340765HE9 | REV BDS | 10 | $10 | dollars, detected | principal |
| WITCHITA KANS GO SALES TAX REF BDS | 967244S21 | GO SALES TAX REF BDS | 10 | $10 | dollars, detected | principal |
| HAMILTON CNTY OH SWR SYS REV BDS | 407288WV7 | REV BDS | 10 | $10 | dollars, detected | principal |
| HAMILTON CNTY OH SWR SYS REV BDS | 407288YL7 | REV BDS | 10 | $10 | dollars, detected | principal |
| HOUSTON TEX PUB IMPT REF BDS PUB IMPT REF BDS | 442331XQ2 | PUB IMPT REF BDS | 10 | $10 | dollars, detected | principal |
| HOUSTON TEX PUB IMPT REF BDS PUB IMPT REF BDS | 442331E26 | PUB IMPT REF BDS | 10 | $10 | dollars, detected | principal |
| INDEPENDENCE OHIO VARIOUS PURP REF BDS | 453740LR1 | VARIOUS PURP REF BDS | 10 | $10 | dollars, detected | principal |
| INDEPENDENCE OHIO VARIOUS PURP REF BDS | 453740LT7 | VARIOUS PURP REF BDS | 10 | $10 | dollars, detected | principal |
| SAN ANTONIO TX GEN IMPT AND REF BDS | 796237W43 | GEN IMPT AND REF BDS | 10 | $10 | dollars, detected | principal |
| SANDY CITY UTAH SALES TAX REV REV BDS | 799910FG4 | REV BDS | 10 | $10 | dollars, detected | principal |
| SOUTH BEND IND REDEV AUTH REF BDS | 836562WJ3 | REF BDS | 10 | $10 | dollars, detected | principal |
| ST JOHNS CNTY FLA WTR & SWR RV REV BDS | 790420NC3 | REV BDS | 10 | $10 | dollars, detected | principal |
| STAFFORD TWP NJ REF BDS | 852529PJ9 | REF BDS | 10 | $10 | dollars, detected | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 28 | $9 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 275 | $9 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $9 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 100 | $9 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FLIR SYS INC | 302445101 | COM | 180 | $9 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 174 | $9 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO | 46138J841 | EXCHANGE TRADED | 425 | $9 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HOUSTON TEX WTR & SWR SYS REV BDS | 4424365V9 | REV BDS | 10 | $9 | dollars, detected | principal |
| SOUTHERN MINN MUN PWR AGY PWR REV BDS | 843375QH2 | REV BDS | 10 | $9 | dollars, detected | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 54 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 161 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 143 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LAMB WESTON HLDGS INC | 513272104 | COM | 115 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 135 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 70 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 200 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 373 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 408 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SIEMENS A G - ADR | 826197501 | COM | 160 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO | 46138J866 | EXCHANGE TRADED | 421 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO | 46138J882 | EXCHANGE TRADED | 410 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Proshares VIX Short-Term | 74347W171 | Equity | 400 | $8 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Bank of America Corp | 060505104 | COM | 250 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares U.S. Financials ETF | 464287788 | SHS | 62 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 246 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 250 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 211 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 74 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 102 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 137 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 198 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 900 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSHARES TR II | 74347W338 | CMN | 300 | $7 | dollars, detected | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 127 | $7 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 52 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 137 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WORKDAY INC CL A | 98138H101 | Stock | 40 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 82 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 25 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 114 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 489 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 199 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 42 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 56 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 338 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,041 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 131 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 600 | $6 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 5 | $6 | dollars, detected | principal |
| ServiceNow,Inc. | 81762P102 | COM | 21 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MERCADOLIBREINC | 58733R102 | STOK | 10 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 145 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 59 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 76 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 142 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 187 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLOUDERA INC | 18914U100 | COM | 605 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| APHRIA INC | 03765K104 | COM | 1,000 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 163 | $5 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WHIRLPOOL CORP | 96332HCD9 | Convertible/ | 5 | $5 | dollars, detected | principal |
| CLEVELAND OH REV BDS | 186427EW6 | REV BDS | 5 | $5 | dollars, detected | principal |
| UNIVERSITY ARK BOARD TRUSTEE REV BDS | 914072VK6 | REV BDS | 5 | $5 | dollars, detected | principal |
| METROPOLITAN TRANS AUTH REV BDS | 59261AUK1 | REV BDS | 5 | $5 | dollars, detected | principal |
| MINNESOTA ST GO ST BDS | 604129RU2 | GO ST BDS | 5 | $5 | dollars, detected | principal |
| NEW JERSEY ST HSG & MTGE FIN AGY MF COND REV BDS CALLABLE | 646127CY4 | REV BDS CALLABLE | 5 | $5 | dollars, detected | principal |
| OHIO ST BLDG AUTH ST FACS BDS | 67755CS42 | ST FACS BDS | 5 | $5 | dollars, detected | principal |
| DEERFIELD TWP OHIO TAX INCREM TAX INCR REV REF BDS CALLABLE | 244570DD6 | TAX INCR REV REF BDS CALLABLE | 5 | $5 | dollars, detected | principal |
| INDEPENDENCE OHIO VARIOUS PURP REF BDS | 453740LV2 | VARIOUS PURP REF BDS | 5 | $5 | dollars, detected | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 169 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 69 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 552 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 84 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 38 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MASTEC INC COM | 576323109 | Stock | 67 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 261 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 190 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EVERPURE INC CL A | 74624M102 | Stock | 291 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 18 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 81 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 259 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TELADOC HEALTH INC | 87918A105 | COM | 70 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 115 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 40 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 58 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPLUNK INC | 848637104 | COM | 42 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PACWEST BANCORP DEL | 695263103 | COM | 141 | $4 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| JPMORGAN CHASE & CO GLOBAL MT SENIOR MED TERM NOTE QTRLY VAR | 48124AS32 | SENIOR MED TERM NOTE QTRLY VAR | 5 | $4 | dollars, detected | principal |
| VIRGIN ISLANDS WTR & PWR AUTH REV BDS CALLABLE | 927688GB1 | REV BDS CALLABLE | 5 | $4 | dollars, detected | principal |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 100 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 32 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 25 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 500 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 97 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 79 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KELLANOVA | 487836108 | COM | 55 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 103 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIEBOLD NXDF INC | 253651103 | COM | 325 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 180 | $3 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CME Group Inc. Class A | 12572Q105 | COM | 14 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 89 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 48 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 22 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 168 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 16 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 28 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 281 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 87 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 146 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| XILINX INC | 983919101 | COM | 28 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IROBOT CORP | 462726100 | COM | 43 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 95 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FORTUNA MNG CORP F | 349915108 | COM | 800 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Zagg, Inc. | 98884U108 | COM | 400 | $2 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 35 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 42 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 22 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 71 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,500 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 94 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FLEX LTD ORD | Y2573F102 | Stock | 100 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| HP INC COM | 40434L105 | Stock | 94 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 58 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 36 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 16 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 35 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 12 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 93 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 36 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 34 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| EBIX INC | 278715206 | COM NEW | 46 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 185 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 25 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 182 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,000 | $1 | dollars, detected | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 10 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 33 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 19 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 18 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 875 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 1,200 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Hemp Inc | 423703206 | COM | 38,500 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| LEHMAN BROTHERS HOL 5XXXESC PEND POSS FUTR DISTREFF: 03/06/12 | 525ESC1B5 | FIX | 25 | $0 | dollars, detected | principalValue filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 50 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ALIO GOLD INC | 01627X108 | COM | 500 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GTX ORD | 362408205 | ORD | 284 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Cannabics Pharmaceuticals Inc | 13764M100 | COM | 40 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CALL (MPC) MARATHON PETROLEUM OCT 18 19 $62.5 (100 SHS) | 4087039FZ | Option | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (MSFT) MICROSOFT CORP OCT 18 19 $140 (100 SHS) | 4087139FF | Option | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (CVS) CVS HEALTH OCT 18 19 $60 (100 SHS) | 4115569FF | Option | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CISCO SYS INC | 3486749BX | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CISCO SYS INC | 4082469SM | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIGROUP INC | 4161489RR | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUMTER CNTY FLA INDL DEV AUTH REV BDS CALLABLE | 866528AD4 | REV BDS CALLABLE | 10 | $0 | dollars, detected | principalValue filed as zero, left out of ratios. |
| TARGET CORP | 4090379FD | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TARGET CORP | 4090369RL | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TJIWI KIMIA FN MAURTIUS IN DEFAULT NOTE | 888737AB9 | *IN DEFAULT* NOTE | 35 | $0 | dollars, detected | principalValue filed as zero, left out of ratios. |
| TJX COS INC CALL January 60 | H00060000 | CALL January 60 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TJX COS INC NEW | 3944019TN | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TJX COS INC NEW | 4090429FZ | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIGROUP INC CALL December 75 | K90075000 | CALL December 75 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC | 4090069IC | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC | 4090069TP | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC | 3419769AY | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC | 4090069JF | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CALL January 225 | H00225000 | CALL January 225 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LAM RESEARCH CORP CALL December 255 | K90255000 | CALL December 255 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOWE'S COMPANIES INC CALL January 125 | H00125000 | CALL January 125 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOWES COS INC | 4086509CC | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOWES COS INC | 4086509RR | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOWES COS INC | 4086509LL | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARATHON PETE CORP | 4087039MG | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARATHON PETE CORP | 4087039VR | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ULTA BEAUTY INC CALL December 250 | K90250000 | CALL December 250 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNION PACIFIC CORP | 4128099DD | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CVS HEALTH CORP | 3433769PL | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CVS HEALTH CORPORATION CALL January 70 | H00070000 | CALL January 70 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC | 3498699VT | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC | 4083039EE | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABBVIE INC | 4117789VV | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACTIVISION BLIZZARD INC CALL January 62.5 | H00062500 | CALL January 62.5 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC | 3866419GE | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC CALL January 82.5 | H00082500 | CALL January 82.5 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDTRONIC PLC | 4124139GE | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| METLIFE INC | 4166599LF | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROSOFT CORP | 4221529AU | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROSOFT CORP | 4087139KK | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 4081059VP | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY | 4130059AY | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY | 4098959CC | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY | 4173409WU | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY | 4087099RR | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLE INC | 4080159XV | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLE INC | 4295219PP | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLE INC | 3393889UO | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLE INC CALL January 250 | H00250000 | CALL January 250 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTIV PLC | 3499099JF | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APTIV PLC CALL January 95 | H00095000 | CALL January 95 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NVIDIA CORP CALL December 205 | K90205000 | CALL December 205 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORACLE CORP | 3470279UO | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORACLE CORP | 4247389KE | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRISTOL MYERS SQUIBB CO | 4161289RL | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROADCOM INC | 3391989JD | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BROADCOM INC CALL January 330 | H00330000 | CALL January 330 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC CALL January 135 | H00135000 | CALL January 135 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DISNEY WALT CO | 3392189XZ | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EMERSON ELEC CO | 4163209TP | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JPMORGAN CHASE &CO | 4165789RN | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PALO ALTO NETWORKS INC CALL December 230 | K90230000 | CALL December 230 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEPSICO INC | 3392709GC | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHILIP MORRIS INTL INC | 3470329UO | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHILIP MORRIS INTL INC | 4168099XR | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHILIP MORRIS INTL INC | 4168109DD | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PHILIP MORRIS INTL INC CALL December 80 | K90080000 | CALL December 80 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VISA INC | 3704809LL | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EOG RES INC | 4083429FZ | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EOG RES INC | 4083429NH | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EOG RESOURCES INC CALL January 90 | H00090000 | CALL January 90 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXPEDIA GROUP INC | 3392299OM | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FEDEX CORP | 4083919HD | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WALMART INC CALL January 120 | H00120000 | CALL January 120 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GILEAD SCIENCES INC | 4121929KI | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GILEAD SCIENCES INC CALL November 72.5 | F90072500 | CALL November 72.5 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ZIMMER BIOMET HOLDINGS INC CALL December 150 | K90150000 | CALL December 150 | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUANTA SVCS INC | 4125769HF | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTEL CORP | 4085549WW | Call | 0 | $0 | dollars, detected | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001720777-19-000004 | this filing | 2019-10-28 | acceptance time not in the bulk data set |