13F-HR filed by Strategic Wealth Partners, Ltd.
Strategic Wealth Partners, Ltd. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-06, with 811 holding rows worth $207,174,000.
- Accession
- 0001720777-19-000003
- Filer
- CIK 1720777
- Filed
- 2019-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 2,023 entries on the cover page, a total value of $207,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $207,174,000 with VALUE read as thousands by filing date, 13F file number 028-18715. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46435G672 | CORE INTL AGGR | 201 | $10,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 300 | $10,000 | thousands by filing date | |
| CINCINNATI OHIO ECONOMIC DEV REV BDS | 172254SB1 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| CINCINNATI OHIO ECONOMIC DEV REV BDS | 172254QH0 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| KNOXVILLE TENN GAS REV REV BDS | 499764TP3 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| SUNFLOWER BANK CD | 867352AA4 | CD | 10 | $10,000 | thousands by filing date | principal |
| SUNRISE WATER AUTH ORE REV BDS | 86770CCU2 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| CLEVELAND OHIO GO BDS | 186343M55 | GO BDS | 10 | $10,000 | thousands by filing date | principal |
| COLUMBUS OH VARIOUS PURP GO BDS | 1994913X7 | VARIOUS PURP GO BDS | 10 | $10,000 | thousands by filing date | principal |
| COLUMBUS OH VARIOUS PURP GO BDS | 199491M73 | VARIOUS PURP GO BDS | 10 | $10,000 | thousands by filing date | principal |
| COMPASS BANK CD | 20451PWL6 | CD | 10 | $10,000 | thousands by filing date | principal |
| LAKEWOOD TWP NJ GEN IMPT REF BDS | 512678SQ7 | GEN IMPT REF BDS | 10 | $10,000 | thousands by filing date | principal |
| LAWRENCE KANS GO IMPT BDS | 520121JY1 | GO IMPT BDS | 10 | $10,000 | thousands by filing date | principal |
| UNION CNTY NC LTD OBLIG REF LTD OBLIG BDS | 906409AJ6 | REF LTD OBLIG BDS | 10 | $10,000 | thousands by filing date | principal |
| CUYAHOGA CNTY OHIO PUB LIBR SPL OBLIG REV BDS | 232285AS5 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| METROPOLITAN PK DIST ULTD TAX GO AND REF BDS | 592240UF0 | ULTD TAX GO AND REF BDS | 10 | $10,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTH N Y REV REV BDS | 59259YKU2 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| UTAH ST BRD REGENTS STUDENT LN REV BDS CALLABLE | 917546HP1 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| MOORESTOWN TOWNSHIP NEW JERSEY GO REF BDS | 616004SY4 | GO REF BDS | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY BANK NA CD | 61690UDN7 | CD | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY PVT BK PURCHAS CD | 61760AUH0 | CD | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY PVT BK PURCHAS CD | 61760AUQ0 | CD | 10 | $10,000 | thousands by filing date | principal |
| NEW MEXICO FIN AUTH ST TRANS REV BDS | 64711RKD7 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| NEW YORK NY GO BDS | 64966MGT0 | GO BDS | 10 | $10,000 | thousands by filing date | principal |
| NEW YORK STATE HSG FIN AGCY REV BDS | 64986U7C5 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| AMERICAN MUN PWR-OHIO INC REV BDS | 02765UEZ3 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| OHIO ST WTR DEV AUTH WTR REV BDS | 67766WGW6 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| OMAHA NEB SAN SEW REV REV BDS | 681810KB2 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| BERGEN CNTY N J IMPT AUTH GOVT CNTY GTD GOV POOLED LN R | 083774GX1 | CNTY GTD GOV POOLED LN R | 10 | $10,000 | thousands by filing date | principal |
| BERKS CNTY PA UT GO GO BDS CALLABLE | 084509VF2 | GO BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| BROWNSVILLE TEX GO REF BDS | 116405JN2 | GO REF BDS | 10 | $10,000 | thousands by filing date | principal |
| BURLINGTON CNTY NJ BRIDGE REV BDS | 121653KW8 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA TAX CAP REV BDS | 254840CN9 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| DOUGLAS CNTY WASH SWR DIST NO REV BDS | 259593DG3 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| EL PASO TX MUNI DRAIN UTILITY REV BDS | 283791CP4 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| ELIZABETH N J GO BDS | 286678BU0 | GO BDS | 10 | $10,000 | thousands by filing date | principal |
| JERSEY CITY N J GO REF BDS | 476576KB8 | GO REF BDS | 10 | $10,000 | thousands by filing date | principal |
| ORANGE CNTY FLA PUB SVC REV BDS | 68450PBZ8 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| PALM BEACH CNTY FLA SOLID WAST REV BDS | 696560JP7 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| PEPPER PIKE OHIO LTD GO BDS | 713363EY1 | LTD GO BDS | 10 | $10,000 | thousands by filing date | principal |
| PRIORITY INCOME FUND INC 6.25 PER CENT TERM PRF STK DUE 2023 | 74274W202 | 6.25 PER CENT TERM PRF STK DUE 2023 | 400 | $10,000 | thousands by filing date | |
| ERIE CNTY NY GO BDS | 295084MD6 | GO BDS | 10 | $10,000 | thousands by filing date | principal |
| WASHINGTON ST COPS | 939720WQ7 | COPS | 10 | $10,000 | thousands by filing date | principal |
| WASHINGTON ST MTR VEH FUEL TAX GO REF | 93974DXJ2 | MTR VEH FUEL TAX GO REF | 10 | $10,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD MTHLY | 949763XE1 | CD MTHLY | 10 | $10,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD MTHLY | 949763XX9 | CD MTHLY | 10 | $10,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD MTHLY | 949763YA8 | CD MTHLY | 10 | $10,000 | thousands by filing date | principal |
| FLORIDA KEYS AQUEDUCT AUTH WTR REV BDS | 340765HE9 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| WITCHITA KANS GO SALES TAX REF BDS | 967244S21 | GO SALES TAX REF BDS | 10 | $10,000 | thousands by filing date | principal |
| HAMILTON CNTY OH SWR SYS REV BDS | 407288WV7 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| HAMILTON CNTY OH SWR SYS REV BDS | 407288YL7 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| HOUSTON TEX PUB IMPT REF BDS PUB IMPT REF BDS | 442331XQ2 | PUB IMPT REF BDS | 10 | $10,000 | thousands by filing date | principal |
| HOUSTON TEX PUB IMPT REF BDS PUB IMPT REF BDS | 442331E26 | PUB IMPT REF BDS | 10 | $10,000 | thousands by filing date | principal |
| SAN ANTONIO TX GEN IMPT AND REF BDS | 796237W43 | GEN IMPT AND REF BDS | 10 | $10,000 | thousands by filing date | principal |
| SANDY CITY UTAH SALES TAX REV REV BDS | 799910FG4 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| SOUTH BEND IND REDEV AUTH REF BDS | 836562WJ3 | REF BDS | 10 | $10,000 | thousands by filing date | principal |
| ST JOHNS CNTY FLA WTR & SWR RV REV BDS | 790420NC3 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| STAFFORD TWP NJ REF BDS | 852529PJ9 | REF BDS | 10 | $10,000 | thousands by filing date | principal |
| WITCHITA KANS GO SALES TAX REF BDS | 967244R97 | GO SALES TAX REF BDS | 10 | $10,000 | thousands by filing date | principal |
| CLEVELAND-CUYAHOGA CNTY OHIO REV BDS | 18610PAK4 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| DECATUR ALA GO WTS | 242811V38 | GO WTS | 10 | $10,000 | thousands by filing date | principal |
| PARKER CO WTR & SANTN DIST GO REF BDS | 701057AZ4 | GO REF BDS | 10 | $10,000 | thousands by filing date | principal |
| FLORIDA ST MUN PWR AGY REV BDS | 342816WV3 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 46 | $9,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 170 | $9,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 85 | $9,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 42 | $9,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 125 | $9,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 165 | $9,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $9,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 75 | $9,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 163 | $9,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 201 | $9,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 268 | $9,000 | thousands by filing date | |
| HOUSTON TEX WTR & SWR SYS REV BDS | 4424365V9 | REV BDS | 10 | $9,000 | thousands by filing date | principal |
| SOUTHERN MINN MUN PWR AGY PWR REV BDS | 843375QH2 | REV BDS | 10 | $9,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 76 | $8,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 54 | $8,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 108 | $8,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 152 | $8,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 150 | $8,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 50 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 159 | $8,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 40 | $8,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200 | $8,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $8,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 477 | $8,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 176 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 160 | $8,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 10 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 144 | $8,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 200 | $8,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 174 | $8,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 400 | $8,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 250 | $7,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 265 | $7,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 62 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 146 | $7,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 246 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 135 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 100 | $7,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 202 | $7,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 305 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 236 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 102 | $7,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,000 | $7,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 45 | $6,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 37 | $6,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 250 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 38 | $6,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 211 | $6,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 82 | $6,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 44 | $6,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 114 | $6,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 489 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 42 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 124 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 124 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 300 | $6,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 600 | $6,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 123 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 5 | $6,000 | thousands by filing date | principal |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 108 | $5,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 56 | $5,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 47 | $5,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 82 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 91 | $5,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 15 | $5,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 70 | $5,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 25 | $5,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 300 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 134 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 199 | $5,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 142 | $5,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,041 | $5,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 141 | $5,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 180 | $5,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 205 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,215 | $5,000 | thousands by filing date | |
| WHIRLPOOL CORP | 96332HCD9 | Convertible/ | 5 | $5,000 | thousands by filing date | principal |
| CLEVELAND OH REV BDS | 186427EW6 | REV BDS | 5 | $5,000 | thousands by filing date | principal |
| UNIVERSITY ARK BOARD TRUSTEE REV BDS | 914072VK6 | REV BDS | 5 | $5,000 | thousands by filing date | principal |
| METROPOLITAN TRANS AUTH REV BDS | 59261AUK1 | REV BDS | 5 | $5,000 | thousands by filing date | principal |
| MINNESOTA ST GO ST BDS | 604129RU2 | GO ST BDS | 5 | $5,000 | thousands by filing date | principal |
| NEW JERSEY ST HSG & MTGE FIN AGY MF COND REV BDS CALLABLE | 646127CY4 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| OHIO ST BLDG AUTH ST FACS BDS | 67755CS42 | ST FACS BDS | 5 | $5,000 | thousands by filing date | principal |
| DEERFIELD TWP OHIO TAX INCREM TAX INCR REV REF BDS CALLABLE | 244570DD6 | TAX INCR REV REF BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| ST PAUL MN HSG & REDEV AUTH LEASE REV BDS CALLABLE | 852297AJ9 | LEASE REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| CLEVELAND OHIO PKG FACS REV REV BDS | 186397CP8 | REV BDS | 5 | $5,000 | thousands by filing date | principal |
| PENNSYLVANIA ST ECON DEV FING REV BDS CALLABLE | 70869VAW4 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| MASSACHUSETTS BAY TRANSN AUTH SR SALES TAX BDS | 575579KV8 | SR SALES TAX BDS | 5 | $5,000 | thousands by filing date | principal |
| HERTZ CORP SENIOR NOTE CALLABLE M/W | 428040CP2 | SENIOR NOTE CALLABLE M/W | 5 | $5,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 993 | $4,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 100 | $4,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 84 | $4,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 38 | $4,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 35 | $4,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 59 | $4,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 81 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 500 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 97 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 58 | $4,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 76 | $4,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 53 | $4,000 | thousands by filing date | |
| JPMORGAN CHASE & CO GLOBAL MT SENIOR MED TERM NOTE QTRLY VAR | 48124AS32 | SENIOR MED TERM NOTE QTRLY VAR | 5 | $4,000 | thousands by filing date | principal |
| VIRGIN ISLANDS WTR & PWR AUTH REV BDS CALLABLE | 927688GB1 | REV BDS CALLABLE | 5 | $4,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 114 | $3,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 100 | $3,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 60 | $3,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 17 | $3,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 50 | $3,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 80 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 58 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 79 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 65 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 127 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 77 | $3,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 139 | $3,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 261 | $3,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 28 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 43 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 35 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 98 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 60 | $2,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 68 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,500 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 48 | $2,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 18 | $2,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 79 | $2,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 50 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 68 | $2,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 28 | $2,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 281 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 40 | $2,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 55 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 87 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 220 | $2,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 12 | $2,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 95 | $2,000 | thousands by filing date | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 250 | $2,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 800 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 400 | $2,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 158 | $2,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 181 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 35 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 53 | $1,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 24 | $1,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 12 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 94 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 94 | $1,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 16 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 35 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 33 | $1,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 53 | $1,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 22 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 24 | $1,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 36 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 150 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 34 | $1,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 185 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 25 | $1,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEX LTD ORD | Y2573F102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TFS FINL CORP | 87240R107 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 875 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 1,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hemp Inc | 423703206 | COM | 38,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHERS HOL 5XXXESC PEND POSS FUTR DISTREFF: 03/06/12 | 525ESC1B5 | FIX | 25 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RITE AID CORP | 767754872 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIO GOLD INC | 01627X108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTX ORD | 362408205 | ORD | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cannabics Pharmaceuticals Inc | 13764M100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL (DIS) DISNEY WALT CO SEP 20 19 $150 (100 SHS) | 4156189SM | Option | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (MPC) MARATHON PETROLEUM OCT 18 19 $62.5 (100 SHS) | 4087039FZ | Option | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (MSFT) MICROSOFT CORP OCT 18 19 $140 (100 SHS) | 4087139FF | Option | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALL (CVS) CVS HEALTH OCT 18 19 $60 (100 SHS) | 4115569FF | Option | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CISCO SYS INC | 4082469SM | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SUMTER CNTY FLA INDL DEV AUTH REV BDS CALLABLE | 866528AD4 | REV BDS CALLABLE | 10 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TARGET CORP | 4090379FD | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TARGET CORP | 4090369RL | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TJIWI KIMIA FN MAURTIUS IN DEFAULT NOTE | 888737AB9 | *IN DEFAULT* NOTE | 35 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TJX COS INC NEW | 4090429FZ | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC | 4090069IC | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC | 4090069TP | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC | 4090069JF | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOWES COS INC | 4086509CC | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOWES COS INC | 4086509RR | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LOWES COS INC | 4086509LL | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARATHON PETE CORP | 4087039MG | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARATHON PETE CORP | 4087039VR | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNION PACIFIC CORP | 4128099DD | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC | 4083039EE | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABBVIE INC | 4117789VV | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MICROSOFT CORP | 4087139KK | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 4081059VP | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY | 4130059AY | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY | 4098959CC | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY | 4087099RR | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLE INC | 4080159XV | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AURIZON NETWORK PTY LTD SR UNSECURED | Q0695RAA0 | SR UNSECURED | 60 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ORACLE CORP | 4247389KE | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EOG RES INC | 4083429FZ | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EOG RES INC | 4083429NH | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FEDEX CORP | 4083919HD | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GILEAD SCIENCES INC | 4121929KI | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| QUANTA SVCS INC | 4125769HF | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTEL CORP | 4085549WW | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TARGET CORP | 4223859NN | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNION PACIFIC CORP | 4116749VR | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNION PACIFIC CORP | 4116749RN | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WALMART INC | 4054349KK | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WASTE MGMT INC DEL | 4251259EY | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BAXTER INTL INC | 4005799LL | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIGROUP INC | 4061049OO | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DISNEY WALT CO | 4116159XT | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABBVIE INC | 4115839OI | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALIBABA GROUP HLDG LTD | 4060509KE | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ORACLE CORP | 4050359WU | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 4143269WQ | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DISNEY WALT CO | 4156199TT | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EMERSON ELEC CO | 4045849XX | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FEDEX CORP | 4149829OI | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FEDEX CORP | 4149829MG | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GILEAD SCIENCES INC | 4143409KE | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDTRONIC PLC | 4116439OO | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| METLIFE INC | 4049269FD | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INTEL CORP | 4117209CY | Call | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001720777-19-000003 | this filing | 2019-08-06 | acceptance time not in the bulk data set |