13F-HR filed by Sage Capital Advisors,llc
Sage Capital Advisors,llc filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 304 holding rows worth $174,867,000.
- Accession
- 0001714107-19-000002
- Filer
- CIK 1714107
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 304 entries on the cover page, a total value of $174,867,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $174,867,000 with VALUE read as thousands by filing date, 13F file number 028-18107. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 3M CO COM | 88579Y101 | Stock | 81,124 | $15,457,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 47,542 | $7,499,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 63,703 | $6,470,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 47,329 | $6,108,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 61,338 | $5,988,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,769 | $4,983,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 89,055 | $4,179,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 144,496 | $4,124,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 72,556 | $4,079,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 71,344 | $4,067,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 87,522 | $4,000,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 53,359 | $3,664,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 79,338 | $3,463,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,273 | $3,414,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 64,680 | $3,362,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 34,038 | $3,182,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,693 | $2,979,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 64,187 | $2,958,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 55,232 | $2,949,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 55,903 | $2,790,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 55,421 | $2,737,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 6,587 | $2,588,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 336,524 | $2,574,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 150,831 | $2,525,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 20,970 | $2,389,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 27,163 | $2,054,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 31,537 | $1,955,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 22,974 | $1,911,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,847 | $1,754,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,977 | $1,599,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,249 | $1,572,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,836 | $1,544,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 30,151 | $1,326,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,294 | $1,307,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,973 | $1,265,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 21,807 | $1,251,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 13,136 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 6,382 | $1,053,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6,081 | $1,051,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,026 | $1,026,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,023 | $1,015,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,003 | $1,006,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 51,800 | $1,004,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,275 | $1,002,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,402 | $991,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,715 | $985,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,381 | $929,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,337 | $900,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 5,328 | $853,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,763 | $838,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,292 | $823,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 31,948 | $799,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 15,139 | $792,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,193 | $791,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 721 | $746,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,639 | $744,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,982 | $740,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 24,938 | $707,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,218 | $689,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 22,087 | $650,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 10,126 | $639,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 15,507 | $635,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,874 | $613,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,863 | $598,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,042 | $595,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,913 | $593,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 17,086 | $564,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 18,725 | $558,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,656 | $515,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,075 | $509,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,580 | $509,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,783 | $506,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,732 | $491,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,080 | $468,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,396 | $467,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,791 | $457,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,286 | $454,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,895 | $431,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,548 | $423,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 64,926 | $410,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,804 | $390,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 12,776 | $380,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,624 | $379,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,422 | $375,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,325 | $372,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,055 | $372,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,990 | $370,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,886 | $367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,119 | $364,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,959 | $362,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,822 | $356,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,535 | $346,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,041 | $341,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,050 | $334,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 13,648 | $321,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,230 | $321,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,742 | $312,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 6,328 | $310,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,023 | $308,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,476 | $294,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,750 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,266 | $292,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,210 | $292,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,960 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 16,839 | $288,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,079 | $272,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,692 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,488 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,566 | $256,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,954 | $248,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,315 | $228,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,459 | $225,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,864 | $212,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,566 | $205,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 12,984 | $201,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 7,583 | $197,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,012 | $191,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,500 | $182,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,363 | $175,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 732 | $168,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,874 | $163,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,477 | $160,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,926 | $147,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,273 | $146,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,000 | $143,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,189 | $139,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 576 | $130,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,400 | $119,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,671 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1,667 | $100,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 744 | $96,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 16,323 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 579 | $93,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 3,370 | $90,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 814 | $87,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 4,625 | $87,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 670 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 448 | $81,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,522 | $80,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 750 | $80,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,127 | $75,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 3,203 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 736 | $70,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 606 | $66,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 477 | $66,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,400 | $66,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 415 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,000 | $61,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,594 | $61,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 900 | $61,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 751 | $59,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 3,101 | $58,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,850 | $56,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 726 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 2,040 | $53,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 381 | $51,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 929 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,772 | $47,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 149 | $45,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 417 | $43,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 173 | $42,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 123 | $41,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 500 | $40,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 550 | $39,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,796 | $39,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 322 | $36,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 825 | $33,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,091 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 711 | $33,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,008 | $32,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 904 | $31,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,270 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,620 | $31,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 850 | $31,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,724 | $31,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 200 | $30,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 213 | $30,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,800 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 156 | $30,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 141 | $29,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 8,062 | $29,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,000 | $28,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 600 | $28,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 652 | $27,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,079 | $27,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,875 | $27,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 175 | $27,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 400 | $26,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 100 | $25,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 284 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 169 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 2,000 | $25,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 1,000 | $25,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,207 | $24,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 184 | $24,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,200 | $24,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 269 | $24,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,873 | $24,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 350 | $23,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 494 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 240 | $23,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 604 | $22,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 765 | $22,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 200 | $21,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 350 | $21,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 729 | $21,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,500 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 575 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 207 | $21,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 504 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 400 | $20,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,055 | $20,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,206 | $19,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,200 | $19,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 200 | $18,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 300 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 526 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 846 | $16,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 58 | $15,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,000 | $15,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 654 | $15,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 300 | $14,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 750 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 523 | $14,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 360 | $12,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 500 | $12,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 322 | $12,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,281 | $12,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 358 | $11,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,407 | $11,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 203 | $10,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 435 | $10,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 130 | $9,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 50 | $9,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 32 | $9,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 65 | $9,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 47 | $8,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 100 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 500 | $8,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 428 | $8,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 704 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 195 | $8,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 240 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,000 | $8,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $7,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 67 | $7,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 500 | $7,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 45 | $6,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 134 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 150 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 66 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 126 | $6,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,000 | $6,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 730 | $6,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 128 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 258 | $5,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 2,000 | $5,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 51 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 134 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 47 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 429 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,035 | $4,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 95 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 122 | $4,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 100 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 79 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,000 | $3,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 52 | $2,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 18 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 500 | $2,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 53 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 70 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 69 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 137 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 55 | $2,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 4,000 | $2,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8 | $1,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 30 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 37 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 24 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 24 | $1,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 4 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 41 | $1,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 23 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 29 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Mondelez International,Inc. Class A | 609207105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001714107-19-000002 | this filing | 2019-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001714107-19-000006 | base | 2019-07-31 | acceptance time not in the bulk data set |